SECRETARY OF LABOR, |
|
Complainant, |
|
v. |
OSHRC Docket Nos. 97-0469 & 97-0470 |
OBERDORFER INDUSTRIES, INC., |
|
Respondent. |
|
DECISION
Before:
RAILTON, Chairman; and STEPHENS, Commissioner.
BY
THE COMMISSION:
Oberdorfer Industries, Inc. (“Oberdorfer”) operates an
aluminum foundry in Syracuse, New York, where it produces custom molded
castings for a wide variety of industries. From September 10, 1996, to January
31, 1997, the Occupational Safety and Health Administration (“OSHA”) conducted
a comprehensive safety and health inspection of Oberdorfer’s foundry as part of
OSHA’s Local Emphasis Program in primary metal industries. As a result of the inspection, OSHA issued Oberdorfer numerous
citations alleging health and safety violations of the Occupational Safety and
Health Act of 1970, 29 U. S. C. §§ 651-678 (“the Act”). A total penalty of
$109,500 was proposed.
Oberdorfer contested the citations, and the health and
safety cases were docketed separately under numbers 97-0469 and 97-0470,
respectively. Administrative Law Judge ovette Rooney, who consolidated the
cases, vacated 7 items, affirmed thirty-six items, and assessed penalties
totaling $58,800. The case was directed for review to consider seven issues
raised by the parties in their respective petitions for review. For the reasons
that follow, we affirm the judge’s decision in part and reverse in part.
I. ISSUES ON REVIEW FROM DOCKET 97-0469 (HEALTH
INSPECTION)
A.
Serious Citation 1, Items 1b and 2
Under item 1b, the Secretary alleged a failure to post
“no-smoking” signs in spraying areas as required by 29 C.F.R. § 1910.107(g)(7).
Under item 2, the Secretary alleged a failure to use explosion proof
electrical wiring and equipment in spraying areas as required by 29 C.F.R. §
1910.107(c)(6).
The alleged spraying areas were located in the core finishing area
where employees sprayed sand cores with Paraspray and in the chill coating
spray area where employees sprayed chill pieces with Thermocoat Z-A Premix
(“Thermocoat”).
The threshold issue before the Commission is whether
the cited areas were, in fact, “spraying areas” within the meaning of section
1910.107(a)(2), which defines a “spraying area” as “[a]ny area in which
dangerous quantities of flammable vapors or mists, or combustible residues,
dusts, or deposits are present due to the operation of spraying processes.” To prove that a cited area is a “spraying area,” the Secretary must
show that either dangerous quantities of flammable vapors or mists were present
or that combustible residues, dusts, or deposits were present. Ed Jackman
Pontiac-Olds, Inc., 8 BNA OSHC 1211, 1215, 1980 CCH OSHD ¶ 24,351, p.
29,681 (No. 76-20, 1980) (“Ed Jackman”).
OSHA Industrial Hygienist Donalea Landes (“IH
Landes”), who conducted the health inspection, testified that she observed and
photographed a buildup of 1/4 to 1 inch of Paraspray and Thermocoat residue on
the walls, floors, and electrical receptacles in the cited areas. She did not obtain sampling of either the residue or the atmosphere in
the cited areas, but she consulted the Material Safety Data Sheets (MSDS) for
Paraspray and Thermocoat and noted that both substances are flammable liquids.
She also consulted the National Fire Protection Association’s (NFPA)
publications, NFPA 30, Flammable and Combustible Liquids Code, and NFPA
33, Standard for Spray Application Using Flammable and Combustible Materials
(1989 Edition), both of which state that combustible residues and vapors from
flammable or combustible liquids may ignite spontaneously. Therefore, IH Landes
concluded that the cited conditions presented a fire hazard and exposure could
result in serious burn injuries.
Michael Casler (“Casler”), who testified as an expert
witness on behalf of the Secretary, stated that according to two NFPA
publications, Fire Protection Handbook (Sixteenth Edition), and
Industrial Fire Hazards Handbook (Third Edition), a residual build-up of
flammable liquids, such as Paraspray and Thermocoat, constitutes a “solid form
of fuel.” He explained that the residue would combust when heated to its flash
point, which he described as the temperature at which a solid produces vapors
that will ignite and flash across the surface of the solid. According to
Casler, the only acceptable method for testing residue is the “open cup or the
closed cup tagged test.” This test involves heating an object under controlled
conditions to determine the flashpoint temperature – the point at which a flame
flashes across the surface of the object. Casler stated that exposing the
residue to a lit match or torch is not an acceptable test. He further stated
that, once a determination is made regarding residue combustibility, “it [i]s
difficult to tell without laboratory testing just how long without knowing the
specifics of the humidity and the atmosphere of the area that it will remain a
combustible.”
Although Casler did not observe the cited conditions,
he examined the photographs of the residues taken by IH Landes and did not view
the overspray on the walls to be the actual hazard. Instead, he had “more
concern with the fact that th[e] overspray … has the ability to create crevices
and pockets where fresh flammable liquids can accumulate and … continue to
release vapors into the atmosphere that could be ignited.” He stated that if
the vapors were to exceed the lower explosive limit (LEL) – the point at which
the vapors in the air are ignitable – of the flammable liquid being sprayed, a
fire could occur. According to Casler, any quantity of flammable vapors within
the lower and upper explosive limits is dangerous and that various factors –
including the atmosphere, ventilation system, and flow of air across the
surface – determined whether vapors would fall within these limits. He further stated
that as an investigator, he would use a “combustible gas indicator” to test for
the presence of vapors within lower and upper explosive limits.
The judge found that the testimony of IH Landes and
Casler established that the cited areas contained dangerous quantities of
flammable vapors, or combustible residues; and thus, were “spraying areas” as
defined in section 1910.107(a)(2). Therefore, she affirmed item 1b for failure
to post “no smoking” signs in those areas in violation of section 1910.107(g)(7)
and item 2 for failure to use explosion proof electrical wiring and equipment
in those areas in violation of section 1910.107(c)(6).
We find that the evidence fails to establish that
these areas were spraying areas. Although the terms of section 1910.107(a)(2)
do not require that sampling results be obtained to establish applicability, see
Air-Kare Corporation, 10 BNA OSHC 1146, 1149, 1981 CCH OSHD ¶ 25,758, p.
32,177 (No. 77-1133, 1981); Ed Jackman, 8 BNA OSHC at 1215, 1980 CCH
OSHD at p. 29,681, there is uncontroverted testimony from the Secretary’s own
expert witness that such sampling was necessary here. Casler specifically
testified that testing would have been necessary to confirm the presence of
dangerous quantities of flammable vapors, or combustible residues in the cited
areas. According to Casler, the overspray in the cited areas appeared
hazardous, but he also stated a combustible gas indicator would have confirmed
the presence of hazardous vapors, and the open cup closed cup tagged test would
have determined whether the residue was combustible. No such testing was
performed in this case. Under these circumstances, we find that the Secretary
has failed to establish that the cited areas were “spraying areas” as defined
in section 1910.107(a)(2). We therefore conclude that the Secretary did not
establish the applicability of sections 1910.107(g)(7) and 1910.107(c)(6) to
the conditions cited in item 1b and 2, respectively. Accordingly, we vacate both items.
Under item 5, the Secretary alleged a serious
violation of 29 C.F.R. § 1910.151(c) for failure to provide “suitable
facilities for quick drenching or flushing of the eyes and body” for employees
who changed 100 pound chlorine cylinders in the chlorine storage and pot line
areas of the foundry. The facts are largely undisputed. Every three days, employees
replaced empty chlorine gas cylinders with full ones in the cited areas.
Employees wore full-face respirators and rubber gloves while performing this
work but did not wear protection for the neck, arms, and legs.
In recommending the citation, IH Landes consulted the
MSDS for chlorine, which describes chlorine as a corrosive chemical. The MSDS
also indicates that when chlorine comes into contact with a person’s skin, the
first aid requirement is to “[i]mmediately flush with water for at least 15
minutes.” Landes testified that if chlorine were to come into contact with an
employee’s eyes, it could cause severe corneal damage, and if it contacted
skin, it could cause severe burns and tissue damage. She stated that an
acceptable distance for the location of a quick drenching or flushing area in
the cited circumstances would be within ten feet.
Facilities for drenching and flushing were located
within Oberdorfer’s foundry but could not be seen from the cited work areas.
Oberdorfer’s safety director, Villeta Linton (“Linton”), testified that, after
the inspection, she took measurements showing that the nearest facilities were
located 70 to 75 feet from the cited areas. According to Linton, she was able
to walk from the cited areas to the existing facilities within 10 seconds. She
believed that as a “rule of thumb” an emergency drenching or flushing area had
to be located within 100 feet of a given work area.
During her testimony, counsel for Oberdorfer
introduced into evidence a copy of the American National Standard for Emergency
Eyewash and Shower Equipment, ANSI Z358.1-1981, which had been provided to
Oberdorfer by OSHA. Section 5.4.4 of the ANSI standard states that “[e]yewash
units shall be in accessible locations that require no more than 10 seconds to
reach and should be within a travel distance no greater than 30.5 meters (100
feet) from the hazard.” An explanatory note in this provision recommends that
for strong acids or caustics, the eyewash facility should be immediately
adjacent to or within 3 meters [10 feet] of the hazard. Safety director Linton
acknowledged that chlorine gas was a strong acid when it came into contact with
skin or eyes.
The Commission has long held that section 1910.151(c)
“does not require water facilities to be within any specific linear distance.” Gibson
Discount Center, Store No. 15, 6 BNA OSHC 1526, 1527, 1978 CCH OSHD ¶
22,669, p. 27,357 (No. 14657, 1978). Rather, the issue of “[w]hether an
employer’s facilities are adequate to comply with the standard depends on the
particular circumstances present at the workplace, including the nature and
amount of corrosive materials to which employees are exposed, the configuration
of the work area, and the distance between the spot where corrosive chemicals
are used and the drenching facilities.” Bridgeport Brass Company, 11 BNA
OSHC 2255, 2256, 1984-85 CCH OSHD ¶ 27,054, p. 34,860 (No. 82-899, 1984) (“Bridgeport
Brass”) (citing Gibson Discount Center, Store No. 15, 6 BNA OSHC at
1527, 1978 CCH OSHD at p. 27,357). See also ConAgra Flour Milling Co.,
16 BNA OSHC 1137, 1142, 1993-95 CCH OSHD ¶ 30,045, p. 41,235 (No. 88-1250,
1993) (“ConAgra”), rev’d on other grounds, 25 F.3d 653 (8th Cir.
1994) (violation depends on “totality of the circumstances, including the
nature and amount of the substance in question”).
In affirming the violation, the judge concluded that a
facility located 70 to 75 feet from the cited areas did not meet the standard’s
requirement that it be located “within the work area for immediate emergency
use.” Applying the factors set forth in Bridgeport Brass to this case,
the judge found that a violation was established based on the highly corrosive
nature of the chlorine gas to which employees were exposed; the inability to
view existing drenching facilities from the work area; and the 75 foot distance
between the work area and the existing drenching facilities.
We have examined the record in its entirety,
considered the arguments of the parties on review, and conclude that the
judge’s decision is supported by the evidence and applicable legal precedent.
Accordingly, we affirm the violation.
The judge reduced the Secretary’s proposed penalty
from $2,500 to $2,125 based on evidence of Oberdorfer’s good faith efforts to
enhance employee safety, i.e. developing modernization plans, taking
advantage of a state consulting service, participating in an Occupational
Health Hazard Survey, and implementing job hazard assessments. The parties do
not challenge the judge’s penalty assessment. Upon consideration of the gravity
of the violation, the employer’s size, the employer’s prior history of
violations, and good faith, section 17(j) of the Act, we assess the $2,125
penalty assessed by the judge.
II. ISSUES
ON REVIEW UNDER DOCKET 97-0470 (SAFETY INSPECTION)
A. Serious Citation 1, Item 1, Instances
a-c.
Under item 1, the Secretary alleged a violation
section 5(a)(1) of the Act for three instances of missing and broken throat latches on hooks
attached to the end of air operated chain hoists.
The hoists were used to moved molds, cores, and castings in the
foundry. The hooks went through either a “master ring” of another chain or a
“casting catcher,” a steel device used to move castings. Compliance Officer Tom
Rezsnyak (“Rezsnyak”), who conducted the safety inspection, testified that each
of the cited hooks was designed with a hole to accommodate a latch and that
operating the hoists with missing or broken throat latches exposed employees to
the hazard of being struck by the falling load. The latches are spring-loaded
devices that attach to the collar of the hook and close across the “throat” or
open part of the hook. Robert Wolf, Oberdorfer’s plant engineer at the time of
the inspection, testified that it was “good practice” to have a latch on these
hooks.
According to Rezsnyak, if a load were to come across a
raised area while being moved and became supported by that raised area,
creating a slackened condition in the chain or slings, then a hook with a
missing or broken latch could disengage, potentially causing the load to tumble
off and hit an employee. However, Oberdorfer’s environmental manager, Douglas Pomphrey
(“Pomphrey”), testified that the throat latches were of “thin design,” and
while they could provide a “resistive force” for retaining chains under slack
conditions, they had no capacity to prevent the load from falling and hitting
an employee.
In
recommending the citation, Rezsnyak relied on a 1979 Parts List that was
published by the hoist manufacturer and shows that the hooks had been
originally manufactured with throat latches. Rezsnyak also relied on ANSI/ASME
HST-5M-1985, Performance Standard for Air Chain Hoists (“1985 ANSI
standard”), which states:
Hooks shall be equipped with
latches unless the application makes use of the latch impractical. When required,
a latch shall be provided to bridge the opening of the hook for the purpose of
retaining slings, chains, etc., under slack conditions.
However,
Oberdorfer challenged the admission of the 1985 ANSI standard on the grounds
that it was not relevant to the alleged hazard as pleaded. During voir dire,
Rezsnyak conceded that it did not identify the alleged hazard of the load
falling and striking an employee.
The Secretary also introduced two predecessors to the
1985 ANSI standard: ANSI B30.16-1981, Overhead Hoists (“1981 ANSI
standard”), and ANSI B30.16-1973, Overhead Hoists (“1973 ANSI
standard”). The 1981 ANSI standard contains a similar requirement to the 1985
version that latches be used where practical. Incorporated by reference into the 1981 ANSI standard is ANSI
B30.10-1975, Hooks, an excerpt of which shows illustrations of 4 hooks,
three of which are equipped with latches. Below each illustration of the latch
type hooks is a parenthetical note stating, “Latch is optional.” The 1973 ANSI
standard states that “[l]atch type hooks shall be used unless the use of the
latch increases the hazard.”
In concluding that the conditions cited in Instances
a, b, and c violated section 5(a)(1), the judge found that the missing and
broken latches exposed employees to the hazard of being struck by a falling
load and/or chain sling and that recognition of this hazard was established by
the ANSI standards, the manufacturer’s 1979 Parts List, testimony by Pomphrey
and Wolf, and Oberdorfer’s abatement actions during the inspection. The judge
also found that being struck by the load or chain sling would likely result in
death or serious physical harm and that Oberdorfer could have abated the
conditions by using throat latches on the hooks.
We reverse and vacate instances a, b, and c. A hazard
is “recognized” within the meaning of the general duty clause if the hazard is
known either by the employer or its industry. Kastalon, Inc., 12 BNA OSHC 1928, 1931, 1986-87 CCH OSHD ¶
27,643, p. 35,973 (No. 79-3561, 1986) (consolidated). Voluntary industry codes
and guidelines may be used to demonstrate industry recognition. Kokosing
Constr. Co., 17 BNA OSHC at 1873, 1995-97 CCH OSHD at p. 43,725. However,
the ANSI standards in evidence here do not establish that Oberdorfer’s industry
recognized that using hooks without latches presented a hazard of the load
falling and striking an employee. While the 1973 ANSI standard states that
“[l]atch type hooks shall be used unless the use of the latch increases the
hazard,” it does not indicate that a hazard would result if the latch were not
in place. The 1981 and 1985 ANSI standards state only that throat latches are
required where practical to retain chains on the hooks under slack conditions.
Incorporated by reference into the 1981 ANSI standard is ANSI B30.10-1975, Hooks,
which states that latches are “optional.”
The other evidence on which the judge relied also
falls short of establishing industry recognition of the alleged hazard. The
1979 Parts List simply depicts hooks with latches. It does not identify any
hazards associated with using the hooks without latches. Similarly, while plant
engineer Wolf testified that it was “good practice” to have a latch on the
hook, he did not identify any hazard associated with using hooks without
latches. In addition, Pomphrey testified that although the latch served to
retain the chain on the hook, it did not serve to keep the load from falling
and striking an employee. Finally, with respect to the abatement actions taken
by Oberdorfer during the inspection, such precautions do not establish hazard
recognition in the absence of other supporting evidence. See Waldon
Healthcare Center, 16 BNA OSHC 1052, 1061-1062, 1993-95 CCH OSHD ¶ 30,021,
p. 41,154-55 (No. 89-2804, 1993) (consolidated).
Because the evidence is insufficient to establish that
the alleged hazard was recognized either by the employer or its industry, we
find that the Secretary failed to prove a violation of section 5(a)(1) of the
Act. Accordingly we vacate Instances a, b and c of Citation 1, item 1.
The judge assessed a total penalty of $4,250 for all 4
instances of violation alleged under item 1. As noted, Oberdorfer did not
petition for review of the judge’s decision to affirm Instance d, and the
Commission did not direct it for review. Having vacated three of the four
alleged instances, and upon due consideration of the four penalty factors set
forth in section 17(j) of the Act, we find a penalty of $1,060 is appropriate
for Instance d.
B. Serious
Citation 1, Item 11, Instances a-d
Under item 11, the Secretary alleged four instances of violation for Oberdorfer’s failure to provide guarding on rotating
lathe chucks as required by section 1910.212(a)(1).
The lathes are used to produce mold patterns from pieces of metal. The
lathe chucks are cylindrical devices, each with three “jaws” or “dogs” that are
adjusted at the perimeter of the chuck to lock a metal work piece into the
lathe for tooling or machining. A photograph of the lathe cited in Instance a
shows a small work piece locked into the chuck by three irregularly shaped dogs
that protrude noticeably from the chuck’s front and slightly from its
perimeter. The lathe operators are highly skilled and stand approximately two
feet away from the chuck while operating the machine. During the machining
process, lathe operators apply oil to the area of the metal work piece where it
comes into contact with the cutting tool to avoid heat damage to the work
piece. While applying oil, the lathe operator’s proximity to the rotating chuck
depends on the size of the work piece and whether the operator applies oil with
a brush or spray can. When using a brush, the operator’s hand is approximately
three to eight inches from the chuck.
The judge affirmed all instances of violation alleged
under item 11. She found that “while the skill of the lathe operators and the
two foot distance from the lathes may lessen the probability of the occurrence
of an injury, these factors do not negate an inadvertent exposure to unguarded
moving parts.”
We have reviewed the record in its entirety,
considered the arguments of the parties on review, and conclude that the
evidence and applicable legal precedent support the judge’s findings, with one
modification. We would limit the finding of exposure requiring guarding to
those circumstances in which the lathe operators’ hands are three to eight
inches from the unguarded rotating chucks when brushes are used to apply oil to
work pieces. This evidence clearly establishes that employees are “exposed to a
hazard as a result of the manner in which the machine functions and is
operated.” ConAgra, 16 BNA OSHC at 1147, 1993-95 CCH OSHD at p. 41,240. See
also Armour Food Co., 14 BNA OSHC 1817, 1821, 1987-90 CCH OSHD ¶ 29,088, p.
38,883 (No. 86-247, 1990).
Accordingly, we affirm the violation and assess the
$1,700 penalty assessed by the judge, an amount not disputed by the parties.
C. Serious
Citation 1, Item 13
Under item 13, the Secretary alleged three instances
of serious violation of section 1910.212(b) based on Oberdorfer’s failure to
anchor three separate machines: an Edlin drill press in the metal shop
(Instance a); a Delta drill press in the wood pattern shop (Instance b);
and
a Jet drill press in the maintenance shop (Instance c). Rezsnyak testified that pre-drilled holes had been cast into the base
of each machine for attachment to the floor. He stated that when he touched the
Edlin drill press (Instance a), “it rocked back and forth with very little
effort.” He attributed its instability to the location of the motor at the top
of the seven-foot machine. He estimated that the Edlin press “weigh[ed] quite a
bit” based on its size and the cast iron with which it was made.
Apart from testifying that the Delta drill press cited
in Instance b was five feet in height, Rezsnyak provided no information about
the configuration, weight, or stability of the other two cited machines. He
testified only that drill presses in general had a tendency to be unstable
because they usually had a high center of gravity with the motor located at the
top, but provided no information about the location of the motor on the Delta
and Jet drill presses or the width of the bases on any of the cited machines.
In recommending a citation, he concluded that the pre-drilled holes at the base
of each of the machines indicated that they were designed for a fixed location
and should have been anchored to the floor as required by the standard.
Oberdorfer’s tool and die manager testified that the
Edlin drill press had a very large base underneath it to hold it vertical. He
also stated that it had been operating in the metal shop for over 20 years, and
he had never observed it moving during operations. However, he admitted that he
had never examined the machine for its propensity to tip over. With respect to
the Delta press cited in Instance b, he stated that the machine also had “a
substantial base underneath it to hold it vertical” and did not have a
propensity to move. He provided no information about the Jet drill press cited
in Instance c.
The judge affirmed all three instances. She found that
the presses presented a tipping or falling over hazard, giving dispositive
weight to Rezsnyak’s testimony that the cited machines had pre-drilled holes
for anchoring the base to the floor, that drill presses in general had a
tendency to move because of a high center of gravity, and that the Edlin drill
press did, in fact, move. Ruling that “stability is a principal factor in
determining whether something must be anchored,” the judge found that
Rezsnyak’s testimony on this point was not rebutted by the tool and die
manager’s testimony that the Edlin and Delta drill presses had large bases to
hold them vertical and did not move or vibrate during operation.
We affirm the judge’s finding with respect to the
Edlin drill press cited in Instance a, but vacate as to Instances b and c.
Section 1910.212(b) requires that “[m]achines designed for a fixed location
shall be securely anchored to prevent walking or moving.” The Secretary argues
that evidence of pre-drilled holes in the base of the machine is sufficient to
prove that the cited machines in fact were designed for a fixed location and
must be anchored. Oberdorfer argues that proof of a machine’s instability must
be shown in order for the standard to apply.
To determine the meaning of a standard, the Commission
and the courts consider the language of the standard, the legislative history,
and, if the drafter’s intent remains unclear, the reasonableness of the
agency’s interpretation. Arcadian Corporation, 17 BNA OSHC 1345, 1346,
1995-97 CCH OSHD ¶ 30,856, p. 42,916 (No. 93-3270, 1995), aff’d, 110
F.3d 1192 (5th Cir. 1997). Here, the language of the standard does not define
or describe, “machines designed for a fixed location.” Nor does the standard’s
legislative history provide guidance for interpreting its meaning. When the meaning of a standard cannot be determined from its language
or the available legislative history, deference will be given to the
Secretary’s interpretation if it is reasonable, taking into account such
factors as the consistency with which the interpretation has been applied,
adequacy of notice to regulated parties, and the quality of the Secretary’s
elaboration of pertinent policy considerations. Martin v. OSHRC, 499
U.S. 144, 157-58 (1991).
Our primary concern here is with the adequacy of the
Secretary’s notice to regulated parties. The interpretation of section
1910.212(b) that the Secretary advances in this case is inconsistent with a
previous OSHA “clarification letter” dated November 2, 1978, which is still
available on OSHA’s website. In the letter, which Oberdorfer introduced into
evidence at the hearing and cited in its post-hearing brief, OSHA’s then Chief
of Occupational Safety Programming states that “[m]achines that do not walk,
move or present a tipping or falling-over hazard do not need to be anchored.”
On review, the Secretary provides neither a response
to Oberdorfer’s notice argument regarding this letter nor any rationale for
changing her interpretation. See Greater Boston Television Corp. v. FCC,
444 F.2d 841, 852 (D.C. Cir. 1970), cert. denied, 403 U.S. 923
(1971) (agency changing course must provide a reasoned analysis for the
change). Under these circumstances, we cannot find that the Secretary’s
interpretation is reasonable or that Oberdorfer was afforded fair notice of the
Secretary’s interpretation that the standard applied to machines with
pre-punched holes in the bases in the absence of evidence showing instability. See
Gates & Fox Co. v. OSHRC, 790 F.2d 154, 156 (D.C. Cir. 1986) (due
process prevents deference from validating the application of a regulation that
fails to give fair warning of the conduct it prohibits or requires).
Accordingly, we vacate instances b and c. We do find, however, that the
standard applied to the Edlin drill press cited in Instance a. Although the
Edlin press was also fitted with pre-drilled holes, Rezsnyak’s testimony
specifically established that the Edlin press was unstable.
Oberdorfer argues that the Secretary failed to
establish knowledge of the cited conditions. In order to satisfy her burden of
establishing knowledge, the Secretary must prove that a cited employer either
knew, or, with the exercise of reasonable diligence, could have known of the
presence of the violative condition. United States Steel Corp., 12 BNA
OSHC 1692, 1699, 1986-87 CCH OSHD ¶ 27,517, p. 35,671 (No. 79-1998, 1986).
Reasonable diligence involves several factors, including an employer’s
“obligation to inspect the work area, to anticipate hazards to which employees
may be exposed, and to take measures to prevent the occurrence.” Frank
Swidzinski Co., 9 BNA OSHC 1230, 1233, 1981 CCH OSHD ¶ 25,129, p. 31,032
(No. 76-4627, 1981).
The judge found that knowledge was established based
on Rezsnyak’s undisputed testimony that the cited conditions were in plain
view. We find no error in this finding. Oberdorfer claims that it lacked
knowledge that the Edlin drill press was not anchored as the standard requires
because it had been in the same position without moving for over 20 years.
Although Oberdorfer’s tool and die manager testified that he never observed the
Edlin press move in 20 years, he also conceded that he had never examined the
machine for its propensity to move during that time. We find that this evidence
demonstrates a failure to exercise the reasonable diligence that would have led
to discovery of the condition cited in Instance a.
Accordingly, we affirm a serious violation of section
1910.212(b) for failure to anchor the Edlin drill press as cited in Instance a.
We vacate Instance b involving the Delta press and Instance c involving the Jet
press. The judge assessed a total penalty of $2,125 for all 3 instances of
violation. Having vacated two of these instances, and upon due consideration of
the factors set forth in section 17(j) of the Act, we adjust the penalty
assessed to $700 for Instance a.
D. Serious Citation 1,
Item 15
Under item 15, the Secretary alleged a violation of
section 1910.219(c)(2)(i) for failure to guard a revolving shaft on a universal
horizontal boring machine located in Oberdorfer’s metal shop. The standard imposes a mandatory requirement that horizontal shafting
no more than 7 feet or less from the floor be guarded. While the standard
presumes a hazard, and the Secretary is not obligated to show that the
conditions in question are themselves hazardous in order to prove a violation,
she must establish that employees have access to the hazard. ConAgra, 16
BNA OSHC at 1147, 1993-95 CCH OSHD at p. 41,241-42.
The horizontal shaft is approximately 36 inches in
length and three and a half inches in diameter. It has a smooth round surface
and is approximately 50 inches above the floor. The operator works in front of
the shaft, and a round coupling encircles and moves along the shaft toward the
operator during operation. Rezsnyak explained that during the operation of the
machine, the operator turns a hand-operated adjustment control handle that is
located about 11 inches in front of the shaft. As the operator turns the
control handle, the coupling travels along the shaft to within 6 or 7 inches in
front of the control handle. Rezsnyak’s opinion was that there was a risk of
bone fractures if the operator’s hand was to slip off the handle and contact
the shaft.
The judge found that access was established based on
this testimony. On review, Oberdorfer argues that the judge’s reliance on
Rezsnyak’s testimony was a “speculative basis for finding a violation” because
Rezsnyak did not actually observe the machine but rather had an employee
“demonstrate” the machine. Oberdorfer, however, fails to explain the
difference, if any, between observing the machine and observing a demonstration
of the machine in operation. Moreover, Oberdorfer does not dispute that the
machine was used in the manner that Rezsnyak described or that when operating
the spindle adjustment control handle, an employee’s hand is in close proximity
to the revolving shaft. We therefore find no basis for reversing the judge’s
finding on the merits.
The record, however, does not support a finding that
the violation was serious. Under section 17(k) of the Act, 29 U.S.C. § 666(k),
a violation is serious in nature if it presents a substantial probability of
death or serious physical harm. Rezsnyak’s testimony on this point is
unconvincing. Photographic evidence shows that the shaft has a smooth surface,
and Rezsnyak failed to explain how inadvertent contact with the smooth surface
of the shaft would present a substantial probability of bone fractures. We
therefore find that the violation was other-than-serious. Giving due
consideration to the factors set forth in section 17(j) of the Act, assess a
penalty of $250.
E. Serious Citation 1, Item 22
Under item 22, the Secretary alleged that Oberdorfer
violated 29 C.F.R. § 1910.303(c) by failing to use suitable splicing on
energized conductors. The judge affirmed the item, but she characterized it as “other than
serious” and assessed no penalty. The Secretary petitioned for review of the
judge’s other-than-serious finding with respect to Instance a involving the
uninsulated free ends of an energized 440-volt conductor inside a Wadkin disc
sander.
We agree with the Secretary that the judge applied the
wrong test. Under Section 17(k) of the Act, a violation is serious if there is
“a substantial probability that death or serious physical harm could result”
from the violation. “This does not mean that the occurrence of an accident must be a
substantially probable result of the violative condition but, rather, that a
serious injury is the likely result if an accident does occur.” ConAgra
Flour Milling Co., 15 BNA OSHC 1817, 1824, 1991-93 CCH OSHD ¶ 29,808, p.
40,594 (No. 88-2572, 1992). Here, the compliance officer’s undisputed testimony
was that if the uninsulated wiring were to come into contact with the frame of
the sander during operation, the result would be electrocution and the likely
consequence of electrocution would be death. This testimony establishes a
substantial probability that death or serious harm could result if an accident
were to occur as a result of the violation. Accordingly, we affirm the
violation as serious.
Giving due consideration to the four factors listed in section 17(j)
of the Act, we assess a penalty of $2,500.
ORDER
Docket No. 97-0469
Serious Citation 1, Item 1b
and 2 are vacated.
Serious Citation
1, Item 5 is affirmed. A penalty of $2,125 is assessed.
Serious
Citation 1, Item 1, Instances a-c are vacated. A penalty of $1,060 is assessed
for instance d.
Serious Citation 1, Item 11,
is affirmed. A penalty of $1,700 is assessed.
Serious Citation 1, Item 13,
Instance a is affirmed; Instances b and c are vacated. A penalty of $700 is
assessed.
Serious Citation 1, Item 15,
is affirmed as other than serious. A penalty of $250 is assessed.
Serious
Citation 1, Item 22, is affirmed as serious. A penalty of $2,500 is assessed.
/s/
W.
Scott Railton
Chairman
/s/
James
M. Stephens
Commissioner
Dated:
August 29, 2003
SECRETARY OF LABOR, |
|
Complainant,
|
|
v. |
DOCKET NOS. 97-0469 and 97-0470 |
OBERDORFER INDUSTRIES, INC. |
|
Respondent. |
|
Appearances:
For Complainant: Nancee Adams-Taylor, Esq., Office of the Solicitor, U. S.
Department of Labor, New York, NY.; For Respondent: Paul M. Sansoucy, Esq. and
Thomas Owens, Esq., Bond, Schoeneck & King, LLP., Syracuse, NY.
Before:
Judge Covette Rooney
This
proceeding is before the Occupational Safety and Health Review Commission
pursuant to Section 10(c) The Occupational Safety and Health Act of 1979 (29
U.S.C. §651, et seq.)(“the Act”). Respondent, Oberdorfer Industries, at
all times relevant to this action maintained at a worksite at 6259 Thompson
Road, Syracuse, NY. Respondent is a foundry that uses molten aluminum to
manufacture castings. Respondent admits that it is an employer engaged in a
business affecting commerce and is subject to the requirements of the Act.
From
September 10, 1996 to January 31, 1997, Industrial Hygienist (“IH”) Donalea
Landes and Compliance Safety and Health Officer (“CO”) Thomas Rezsnyak
conducted a health (Docket No. 97- 469) and safety (Docket No. 97-470)
inspection of the aforementioned worksite pursuant to a Local Emphasis Program
in primary metals. After an opening conference was held, the inspection
commenced with area department managers accompanying the compliance officers at
various points. As a result of this joint inspection, Respondent was issued
five citations - three (3) in the health and two (2) in the safety - consisting
of fifty-one (51) items and subitems, with total penalties of $123,000.00.
These citations have been amended to reflect an amended proposed penalty of
$109,500.00 ($48,000.00 - health and $61,000.00 - safety). By timely Notice of
Contest Respondent brought this proceeding before the Review Commission. A hearing
was held before the undersigned on January 12 through 16, and January 21
through 23, 1998. Counsel for the parties have submitted Post-Hearing Briefs
and Reply Briefs, and this matter is ready for disposition.
Admission of
employees
The
Review Commission has acknowledged that statements to compliance officers by
employees and foremen during the course of inspections are not hearsay but
admissible admissions under Rule 801(d)(2)(D) of the Federal Rules of Evidence.
Regina Construction Co., 15 BNA OSHC 1044, 1048 (No.87-1309, 1991). The
rule states:
(d) Statements which are not
hearsay.
A
statement is not hearsay if . . .(2) Admissions by party opponent. The
statement is offered against a party and is . . . (D) a statement by his agent
or servant concerning a matter within the scope of his agency or employment,
made during the existence of the relationship.
“Although admissions under
Rule 801(d)(2)(D) are not inherently reliable, there are several factors that
make them likely to be trustworthy, including: (1) the declarant does not have
time to realize his own self-interest or feel pressure from the employer
against whom the statement is made; (2) the statement involves a matter of the
declarant is well-informed and not likely to speak carelessly; (3) the employer
against whom the statement is made is expected to have access to evidence which
explains or rebuts the matter asserted. 4 D. Louisell & C. Mueller, Federal
Evidence §426 (1980 & Supp. 1990).” Id. The record reveals that statements
made by employees met the aforementioned tests. The record reveals that as the
compliance officers conducted their inspections they simultaneously questioned
employees and management as they made their observations. The employees were persons
who actually worked with the equipment and their statements were made
spontaneously. There was no evidence introduced by Respondent that these
employees were concerned about their own self interest or felt pressure from
the employer. Respondent has had ample opportunity to rebut these statements,
an unless otherwise indicated, these statements remain unrebutted. Accordingly,
these statements constitute admissions whose reliability is unrefuted. See
George Campbell Painting Corp., 17 BNA OSHC 1979, n. 7 (No. 93-0984, 1997).
The Secretary’s Burden of
Proof
The
Secretary has the burden proving her case by a preponderance of the evidence.
In order to establish of violation of an occupational safety or health
standard, the Secretary had the burden of proving: (a) the applicability of the
cited standard, (b) the employer’s noncompliance with the standard’s terms,
Landes, (c) employee access to the violative conditions, and (d) the employer’s
actual or constructive knowledge of the violation (i.e. the employer
either knew, or with the exercise of reasonable diligence could have known, of
the violative conditions).
Atlantic Battery Co.,
16 BNA OSHC 2131, 2138 (No, 90-1747, 1994). Unless otherwise noted, the
undersigned finds the cited standards address each of the hazards described
within each item where noncompliance has been affirmed.
Exposure
The
Secretary must show employee access to the condition by a preponderance of the
evidence. Olin Constr. Co. v. OSHRC, 525 F.2d 464 [3 BNA OSHC 1526] (2d
Cir. 1975). The Secretary may prove employee exposure to a hazard“ by showing
that, during the course of their assigned working duties, their personal
comfort activities on the job, or their normal ingress-egress to and from their
assigned workplaces, employees have been in a zone of danger or that it is
reasonably predictable that they will be in a zone of danger.(citations
omitted) The zone of danger is determined by the hazard presented by the
violative condition, and is normally that area surrounding the violative
condition that presents the danger to employees which the standard is intended
to prevent.(citation omitted)”. RGM Construction, 17 BNA OSHC 1229, 1234
(No. 91-2107). Thus, the Secretary may prove exposure by actual exposure or
that it was reasonably foreseeable that they would have access to the violative
conditions.
Employer Knowledge:
Generally
To
satisfy the element of knowledge, the Complainant must prove that a cited
employer either knew, or with the exercise of reasonable diligence could have
known of the presence of the violative condition. Seibel Modern
Manufacturing & Welding Corp., 15 BNA OSHC 1218, 1221 (No. 88-821,
1991); Consolidated Freightways Corp., 15 BNA OSHC 1317, 1320-1321 (No.
86-351, 1991). Employer knowledge is established by a showing of employer
awareness of the physical conditions constituting the violation. It need not be
shown that the employer understood or acknowledged that the physical conditions
were actually hazardous. Phoenix Roofing, Inc., 17 BNA OSHA 1076,1079
(No. 90-2148, 1995), aff’d without op., 79 F. 3d 1146 (5th Cir.
1996) citing East Texas Motor Freight v. OSHRC, 671 F.2d 845, 849 [10
BNA OSHA 1456] (5th Cir. 1982); Vanco Constr., 11 BNA OSHA 1058,
1060 n.3 (No. 79-4945, 1982). With respect to constructive knowledge,
the Secretary establishes it by showing that an employer could have known of
the violative conditions if it had exercised reasonable diligence. In Pride
Oil Well Service, 15 BNA OSHC 1809 (No. 87-692, 1992), the Review
Commission set forth criteria to be considered when evaluating reasonable
diligence.
Reasonable diligence involves
several factors, including an employer’s “obligation to inspect the work area,
to anticipate hazards to which employees may be exposed, and to take measures
to prevent the occurrence.” Frank Swidzinski Co., 9 BNA OSHC 1230, 1233
(No. 76-4627, 1981) . . . Other factors indicative of reasonable diligence
include adequate supervision of employees, and the formulation and
implementation of adequate training programs and work rules to ensure that work
is safe. (citations omitted).
Id. at 1814.
“Because
corporate employers can only obtain knowledge through their agents, the actions
and knowledge of supervisory personnel are generally imputed to their
employers, and the Secretary can make a prima facie showing of knowledge by
proving that a supervisory employee knew of or was responsible for the
violation.” Todd Shipyards Corporation, 11 BNA OSHC 2177, 2179 (No.
77-1598, 1984). See also Superior Electric Co., 17 BNA
OSHA 1636 (No. 91-1597, 1996)( when an supervisory employee has actual or
constructive knowledge of the violative conditions, that knowledge is imputed
to the employer). Where the record establishes that the cited conditions were
in plain view and that supervisory personnel were present throughout the work
operation, this constitutes constructive of the violative conditions. Kokosing
Construction Co., 17 BNA OSHC 1869 (No. 92-2596, 1996) and cases cited
therein; American Airlines, Inc. 17 BNA OSHC 1552, 1555 (No. 93-1817 and
93-1965, 1996).
CITATION 1, ITEM 1a
29 C.F.R.
§1910.106(e)(6)(I) "General." Adequate precautions shall
be taken to prevent the ignition of flammable vapors. Sources of ignition
include but are not limited to open flames; lightning; smoking; cutting and
welding; hot surfaces; frictional heat; static, electrical, and mechanical
sparks; spontaneous ignition, including heat-producing chemical reactions; and
radiant heat.
a) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: AN EMPLOYEE WAS
OBSERVED SMOKING WHERE EMPLOYEES SPRAY CORES WITH PARASPRAY, A CLASS 1B
FLAMMABLE LIQUID, THUS EXPOSING EMPLOYEES TO A FIRE HAZARD.
b) CORE
BOX STAGING: CHILL COATING SPRAY AREA, ON OR ABOUT 9/16/96: EMPLOYEES WERE
ALLOWED TO SMOKE WHERE EMPLOYEES SPRAY CHILL PIECES WITH THERMOCOAT Z-A PREMIX,
A CLASS 1B FLAMMABLE LIQUID, THUS EXPOSING EMPLOYEES TO A FIRE HAZARD.
Employer Noncompliance
Michael
Casler, an OSHA compliance officer with nine years of experience and 24 years
of experience in the fire fighting industry, testified as to the flammable
properties of Paraspray (Tr. 287-88). He referred to the Material Safety Data Sheet (“MSDS”) for the
chemical, and noted that the compound's main catalyst is the chemical toluene
(Ex. C-6)
. With regard to instance a, IH Landes observed employees
smoking in the area where the Paraspray was sprayed. (Tr. 24-25). She also
observed cigarettes on the floor of the rocker box/para spray prep area.(Tr.
25-28, Ex. C-8, C-14, p. 2, photo 2). IH Landes testified that she also relied
on NAPA 30, Flammable and Combustible Liquids Code, Sections 5-6.1 and 5-6.2 in
issuing the citation. (Tr. 27-28; Ex. C-9, p. 30-46).
With regard to instance b, Michael Casler testified that
Thermocoat is a flammable liquid base. Its most dangerous ingredients are
isopropanol and methanol. (Tr. 292, Ex. C-7). IH Landes testified with regard
to instance b, although she did not observe employees actually smoking during her
inspection, she observed cigarettes on the floor, an indication that employees
smoked in the area (Tr. 25; Ex. 8). In both instances she determined that the
use of flammable materials in the area was not incidental (Tr. 30).
The
standard requires that adequate precautions be taken to avoid ignition of
“flammable vapors”. It is undisputed that Respondent’s employees sprayed
Paraspray and Thermocoat, both of which it is undisputed were Class IB
flammable liquids (Tr. 23 ; Exs. C-6 and 7). Flammable liquids are defined as
liquids which give off vapors which become flammable at specified flashpoints. The record contains undisputed evidence that smoking is a
source of ignition. Accordingly, the undersigned finds that the standard is
applicable and non compliance has been established.
Employee Access to the
Violative Condition
IH
Landes testified that she observed an employee smoking in the Paraspray area,
and there was evidence of smoking (cigarette butts) in the rocker box Paraspray
prep area(Tr. 24-25; 204). Both of these areas were areas where she observed
employees working with flammable liquids.
Employer Knowledge of the
Violation
The
undersigned finds that with the exercise of reasonable diligence Respondent
could have known of the violative condition. IH Landes testified that
Oberdorfer “could tell that the employee was smoking in the area.” (Tr. 28-29).
The conspicuous location, the readily observable nature of the violative
condition, and the presence of supervisory personnel throughout the plant
warrant a finding of constructive knowledge.
CITATION 1, ITEM 1b
29 C.F.R. §1910.107(g)(7)
"No Smoking" signs. "No smoking" signs in large letters on
contrasting color background shall be conspicuously posted at all spraying
areas and paint storage rooms.
a) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: NO
SMOKING SIGNS WERE NOT POSTED WHERE EMPLOYEES SPRAY CORES WITH PARASPRAY, A
CLASS 1B FLAMMABLE LIQUID, THUS EXPOSING EMPLOYEES TO A FIRE HAZARD.
b) CORE
BOX STAGING: CHILL COATING SPRAY AREA, ON OR ABOUT 9/16/96: NO SMOKING SIGNS
WERE NOT POSTED WHERE EMPLOYEES SPRAY CHILL PIECES WITH THERMOCOAT Z-A PREMIX,
A CLASS 1B FLAMMABLE LIQUID, THUS EXPOSING EMPLOYEES TO A FIRE HAZARDS.
Employer Noncompliance
IH
Landes testified that she did not observe no-smoking signs in the Paraspray and
Thermocoat spraying areas (Tr. 33). The cited standard requires “No smoking”
signs in “spraying areas”. The term “spraying area” within in the meaning of
the standard is defined at §1910.107(a)(2) as "[a]ny area in which
dangerous quantities of flammable vapors or mists, or combustible
residues, dusts, or deposits are present due to the operation of spraying
processes." It is undisputed that the cited areas were areas where
spraying occurred. However, in order to determine the applicability of the
cited standard to the violative condition an examination of the definition of
the “spraying area” within the context of the standard is necessary. The Review
Commission in Ed Jackman Pontiac-Olds, Inc. 8 BNA OSHC 1211, 1215 (No.
76-20, 1980), interpreted this definition to mean that “a violation is proved
if either dangerous quantities of flammable vapors or mists are present or
if combustible residues dusts, or deposits are found. . . Either would be
sufficient to sustain a violation”.(emphasis added).
IH
Landes testified that she observed combustible residue and deposits in the
cited areas. In the Paraspray and Theromocoat spraying areas, flammable vapors
were sprayed, resulting in the presence of combustible residues or deposits due
to the operations of the spraying process ( Tr. 42-44, 207, 209-10, 214; Ex.
C-14). She concluded that the deposits were combustible based upon the
information within the MSDS which stated that Thermocoat and Paraspray were
flammable. Mr. Casler testified that the Paraspray and Thermocoat were
flammable and that it remained flammable for some period of time. He testified
that the over-spray is a hazard as it is over-sprayed and continually
over-sprayed, it creates pockets and valleys and as the spray continues, these
pockets start absorbing the liquid and the liquid does not have a chance to
evaporate (Tr. 293-94). It was his opinion that the cited over-spray was a
large accumulation of over-spray and was hazardous (Tr. 294-95). He opined that
he residues of spray material cited were a solid form of fuel (Tr. 299). The
undersigned finds that the record contains no evidence which rebuts this
opinion; and also finds that the cited standard is applicable and noncompliance
has been established.
Employee Exposure
IH
Landes observed Respondent’s employees working in the cited areas where there were
no “No Smoking” signs . She also observed employees smoking in said area (Tr.
33-34).
Employer Knowledge.
The
undersigned finds that with the exercise of reasonable diligence Respondent
could have known of the violative condition. IH Landes testified that
Respondent could have observed the employees smoking in the area (Tr. 34). The
conspicuous location, the readily observable nature of the violative condition,
and the presence of supervisory personnel throughout the plant warrant a
finding of constructive knowledge.
Classification and Penalty
- Items 1a and 1b
IH
Landes testified that employees were exposed to a fire hazard. She classified
the violation as serious based upon the nature of resultant injury - severe
burns (Tr. 31, 36). IH Landes recommended a grouped penalty of $2,500.00. She
testified that the gravity of the violation reflected that the severity of the
violative condition was high, citing a possible injury of severe burns, and
that there was a “lesser” probability of an accident occurring, based upon the
amount of time the employees performed the operation (Tr. 31). She testified
Oberdorfer received no reductions for size - Respondent employed more than 250
employees; no reductions for history - Respondent had been cited within the
prior three years for serious violations, and no reductions for good faith-
there was a repeat violation and the citation had a greater probability and a
high severity violation (Tr. 31-32; 1551; Ex-C-1).
The
undersigned is not bound by OSHA’s internal policies and finds that the record
supports an adjustment in the gravity based penalty. The record establishes
that the Respondent’s attitude toward employee safety and its cooperation
during the inspection were indicative of good faith. Respondent put forth great
effort in abating the cited conditions, such as hiring outside contractors and
requiring maintenance employees to work additional shifts to make corrections
(Tr. 1538). Additionally, the Respondent had recognized in June 1996, that
there was a need to modernize the facility and was in the planning stages at
the time of the inspection (Tr. 1572-73). The Respondent also had taken advantage of a state consulting
service and participated in a Occupational Health Hazard Survey in 1995, which
included various sampling (Tr. 452-53, 1569-71; Ex. C-45). Respondent’s health
and safety program also included job hazard assessments (Tr. 1539). The
undersigned finds that these factors indicate a commitment to safety by
Respondent. Accordingly, the undersigned finds that a reduction in penalty in
the amount of 15% for good faith would be appropriate, for a penalty of
$2,125.00.
CITATION 1, ITEM 2
29 C.F.R. §1910.107(c)(6)
"Wiring type approved." Electrical wiring and equipment not subject
to deposits of combustible residues but located in a spraying area as herein
defined shall be of explosion-proof type approved for Class I, group D
locations and shall otherwise conform to the provisions of subpart S of this
part, for Class I, Division 1, Hazardous Locations. Electrical wiring, motors,
and other equipment outside of but within twenty (20) feet of any spraying
area, and not separated therefrom by partitions, shall not produce sparks under
normal operating conditions and shall otherwise conform to the provisions of
subpart S of this part for Class I, Division 2 Hazardous Locations.
a) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: FIRE IGNITION
SOURCES INCLUDING BUT NOT LIMITED TO: NON-EXPLOSION PROOF LIGHTS; NON-APPROVED
WIRING THROUGHOUT SPRAYING AREA; NON-APPROVED CORDS PLUGGING IN LIGHTS AND
PORTABLE FAINÉANT NON APPROVED DUPLEX RECEPTACLES WERE
LOCATED WITHIN AN AREA WHERE EMPLOYEES SPRAY CORES WITH PARASPRAY, C LASS 1B
FLAMMABLE LIQUID, EXPOSING EMPLOYEES TO A FIRE HAZARD.
b) CORE
BOX STAGING: CHILL COATING SPRAY AREA, ON OR ABOUT 9/16/96: FIRE IGNITION
SOURCES INCLUDING BUT NOT LIMITED TO NON-APPROVED WIRING AND NON-APPROVED
DUPLEX RECEPTACLES, WERE LOCATED WITHIN AN AREA WHERE EMPLOYEES SPRAY CHILL
PIECES WITH THERMOCOAT Z-A PREMIX, A CLASS 1B FLAMMABLE LIQUID, EXPOSING
EMPLOYEES TO A FIRE HAZARD.
Employer Noncompliance
The
standard is applicable in that the cited areas were within “spraying areas”. supra.
The standard requires that proper electrical wiring and equipment be used
within the spray area that conforms to Class 1, Division 2. IH Landes testified
that she observed employees using Paraspray to spray cores in the rocker box
Paraspray prep area and that there were fire ignition sources, including
non-explosion approved lights, non-approved wiring and cords, and non-approved
duplex receptacles within ten feet of the spray area (Tr. 37-38 , Ex. C-14, p.
2, C-15). She also observed employees spraying chilled pieces with Thermocoat;
and within ten feet of the area, she observed non-approved wiring and duplex
receptacles, and a chill blaster without approved wiring (Tr. 38-39, C-14, p.
2, photo 1). She testified that she determined that the electrical connections
were not approved from her conversation with Mr. Wolf , who informed her that
the wiring for a spraying operation was not approved wiring, it was just normal
wiring (Tr. 215-16). She indicated that in issuing the citation for this item,
she also relied on NFPA 33, Standard for Spray Application Using Flammable and
Combustible Materials (Ex. C-13).
Employee
Exposure
IH
Landes observed Respondent’s employees working in the cited areas (Tr. 45-46).
Employer Knowledge
IH
Landes testified that she noticed the violation as she walked through the area
(Tr. 42, 215). The employer with the exercise of reasonable diligence during
its inspection of the work area could have known of the presence of the
violative condition.
Classification and Penalty
IH
Landes testified that employees were exposed to a fire or explosion hazard (Tr.
45). She classified the violation as serious based upon the nature of resultant
injury- severe burns (Tr. 47). IH Landes recommended a grouped penalty of
$2,500.00. She testified that the gravity of the violation reflected that the
severity of the violative condition was high, citing a possible injury of
severe burns, and that there was a “lesser” probability of an accident occurring,
based on the amount of time the employees performed the operation (Tr. 31). The
undersigned finds that for the reasons set forth above, “good faith” factors
should be applied to the proposed penalty. Accordingly, the undersigned finds
that a penalty in the amount of $2,125.00 would be appropriate.
CITATION 1, ITEM 3
29 C.F.R. §1910.107(e)(6)(iv)
Piping systems conveying flammable or combustible liquids shall be of steel or
other material having comparable properties of resistance to heat and physical
damage. Piping systems shall be properly bonded and grounded.
a) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: EMPLOYEE
SPRAYING CORES WITH PARASPRAY, A CLASS 1B FLAMMABLE LIQUID, WAS USING A SPRAYER
TO APPLY THE PARASPRAY AND THE SPRAY NOZZLE WAS NOT BONDED TO THE SPRAYER,
EXPOSING EMPLOYEES TO A FIRE HAZARD.
Employer Noncompliance
CO
Rezsnyak testified that he tested the continuity between the Paraspray sprayer
and the nozzle of the sprayer, and found that they were not bonded. (Tr.
159-62). CO Rezsnyak testified that the hazard was an explosion or fire. (Tr.
161). The condition could have been abated by installing a semi-conductor post
between the sprayer body and the nozzles, or by attaching a wire between the
sprayer body and the nozzle (Tr. 161).
Section
107(e)(6) addresses “pipes and hoses.” Subsection (iv) thereof provides that
piping systems conveying flammable liquids shall be of steel or other
comparable material. The cited condition was for the spray nozzle not being
bonded to the sprayer. The Secretary explains that the piping system consisted
of a “metal container, a flexible rubber hose, and a nozzle with a shutoff
valve” (Secretary’s Post- Hearing Memorandum, p. 15). IH Landes testified that
her recommendation was based upon her observation of a sprayer that was used to
apply Paraspray, and on the sprayer there was a spray nozzle that was not
bonded to the sprayer (Tr. 48, 51; Ex. C-17). She described the sprayer as a
can with a black hose (Tr. 220). She further testified that she relied upon NFPA
Section 33-10, paragraph 6-4 in issuing this citation, which addresses piping
systems conveying flammable or combustible liquids between storage tanks,
mixing room, and spray areas (Ex C-13).
The
cited standard does not define “piping system”, however, the undersigned finds
that at §1910.106 (c) the design specifications of piping systems containing
flammable or combustible liquids are specified. The undersigned finds that a metal can/container was not a
piping system within the meaning of the flammable or combustible liquid OSHA
standard. Furthermore, the metal can/ container was not conveying flammable
liquids from a storage tank, mixing room or mixing room per paragraph 6-4.1,
NFPA 33. The undersigned also notes that the IH testified that she does not
recall the basis for the conclusion that this was a piping system and that she
had no understanding of a piping system (Tr. 226-28).
In
view of the above, the undersigned finds that the cited standard is not
applicable, and thus, the violation is Vacated.
CITATION, ITEM 4
29 C.F.R.
§1910.107(g)(2)"Cleaning." All spraying areas shall be kept as free
from the accumulation of deposits of combustible residues as practical, with
cleaning conducted daily if necessary. Scrapers, spuds, or other such tools
used for cleaning purposes shall be of non-sparking material.
a) CORE
FINISHING: ROCKER BOX/PARASPRAY AREA, ON OR ABOUT 9/16/96: THERE WAS AN
ACCUMULATION OF COMBUSTIBLE RESIDUES THROUGHOUT THE SPRAYING AREA ON THE WALLS
AND FLOORS WHERE EMPLOYEES SPRAY CORES WITH PARASPRAY, A CLASS IB FLAMMABLE
LIQUID, EXPOSING EMPLOYEES TO A FIRE HAZARD.
b) CORE
BOX STAGING: CHILL SPRAY AREA, ON OR ABOUT 9/16/96: THERE WAS AN ACCUMULATION
OF COMBUSTIBLE RESIDUES ON THE WALL, QUICK DISCONNECT AND DUPLEX RECEPTACLE
WHERE EMPLOYEES SPRAY CHILL PIECES WITH THERMOCOAT Z-A PREMIX, A CLASS 1B
FLAMMABLE LIQUID, EXPOSING EMPLOYEES TO A FIRE HAZARD
Employer Noncompliance
The
cited standard requires that spraying areas be kept free of accumulations of
deposits of combustible residue. IH Landes testified that she observed
combustible residue and deposits in the cited spray areas (Tr. 53). IH Landes
testified that the residue in the rocker box/Paraspray area was approximately
1/4" to 1/2" thick (Tr. 53-54 , 56, 59; Ex. C-14, p. 1, p. 2, photo 2; Ex. C- 17). IH Landes
testified that she observed a residue of 1/8" to 1/4" thick on the
walls, quick disconnect, and the duplex receptacles in the chill coat spray
area where employee were using Thermocoat (Tr. 53-54, 57-58 Ex. C-14, p. 2,
photo 1). She testified that she examined the residue, and measured it. In
issuing both items, she also relied on MSDS for the Paraspray and Thermocoat,
and NFPA 33, Standard for Spray Application Using Flammable and Combustible
Materials
(Tr. 61).
Employee Exposure
IH
Landes observed Respondent’s employees working in the cited areas. She learned
through speaking to employees that the spray area was being used in the
condition in which she observed it (Tr. 60).
Employer Knowledge
The
employer with the exercise of reasonable diligence during its inspection of the
work area could have known of the presence of the cited accumulations of
combustible residue. The violative condition was readily observable.
Classification and Penalty
IH
Landes testified that employees were exposed to a fire hazard (Tr. 60). She
classified the violation as serious based upon the nature of resultant injury -
severe burns (Tr. 64). She testified that the gravity of the violation
reflected that the severity of the violative condition was high, citing a
possible injury of severe burns; and that there was a “lesser” probability of
an accident occurring, based on the amount of time the employees performed the
operation (Tr. 31, 64). She recommended a penalty of $2,500.00. The undersigned
finds that for the reasons set forth above, “good faith” factors should be
applied to the proposed penalty. Accordingly, the undersigned finds that a
penalty in the amount of $2,125.00 would be appropriate.
CITATION 1, ITEM 5
29 C.F.R. §1910.151(c) Where
the eyes or body of any person may be exposed to injurious corrosive materials,
suitable facilities for quick drenching or flushing of the eyes and body shall
be provided within the work area for immediate emergency use.
a) CYLINDER
HEAD LINE, CHLORINE STORAGE AREA, ON OR ABOUT 9/24/96: NO QUICK DRENCH FACILITY
FOR FLUSHING OF THE EYES AND BODY WAS MADE AVAILABLE FOR USE BY EMPLOYEES IN
THE EVENT THEY COME IN CONTACT WITH CHEMICALS INCLUDING BUT NOT LIMITED TO
CHLORINE CONTAINED IN 100 POUND CYLINDERS, WHILE PERFORMING OPERATIONS SUCH AS
BUT NOT LIMITED TO CHANGING THE CYLINDERS OF CHLORINE.
b) GENERAL
METAL MOLDING, POT LINE AREA, ON OR ABOUT 9/25/96: NO QUICK DRENCH FACILITY FOR
FLUSHING OF THE EYES AND BODY WAS MADE AVAILABLE FOR USE BY EMPLOYEES IN THE
EVENT THEY COME IN CONTACT WITH CHEMICALS INCLUDING BUT NOT LIMITED TO CHLORINE
CONTAINED IN 100 POUND CYLINDERS, WHILE PREFORMING OPERATIONS SUCH AS BUT NOT
LIMITED TO CHANGING THE CYLINDERS OF CHLORINE.
Employer Noncompliance
IH
Landes testified that there was no quick drench facility in the immediate area
of the cylinder head line (Tr. 66, Ex. C-20, photo 1). She also testified that
in general metal molding hot line there was not a quick drench facility in the
immediate area (Tr. 66, Ex. C-20, photo 2). She testified that employees change
the chlorine cylinders in the area every three days. She made this
determination after speaking with an employee who changed the cylinder,
although she did not observe the actual change (Tr. 66,70, 234). She did not
measure the distance from the cylinders to the quick drench facility in the
rocket machine area or the maintenance area. In her opinion, it was “too far” away
to measure and she could not see them from the chlorine storage area (Tr.
234-35). The employee told her that he wore a full-face respirator and rubber
gloves while changing the cylinder (Tr. 236-38). She testified that this
equipment would not completely protect the employee from chlorine exposure
should an accident occur. The chlorine could “leak” through the employee's
clothes and burn the skin on his arms, body, neck and/or leg (Tr. 237-39). She
determined that the material was corrosive by consulting the MSDS for chlorine.
(Tr. 68, Ex. C-21). In her opinion, a quick drench facility should have been
located within 10 feet of the area where exposure to the corrosive material may
occur. (Tr. 240)
Viletta
Linton, Citation Corporation Safety Director, testified that at the time of the
inspection, when one of the cylinders was empty, a new one would be brought in
and hooked up. The employees wore a full face respirator and gloves while
performing this task. Furthermore, she testified that there was an eye-wash and
shower approximately 70-75 feet away from both locations. In her opinion, these
facilities complied with the general rule of thumb calling for a 100 foot
distance (Tr.1634).
The
primary purpose of §1910.151(c) is to assure that employees who work with
corrosive chemicals have facilities readily available to wash such chemicals
from their eyes or body before they suffer injury. Bridgeport Brass Co.,11
BNA OSHC 2255 (No. 82-899, 1984). This requirement provides a type of
protection separate and dissimilar from that afforded by personal protective
equipment, such as chemical goggles, gloves and aprons, all of which are
designed to shield the eyes and body from any physical contact with such
materials.
The
record contains unrefuted evidence that chlorine is a corrosive (Ex. C-2. ¶ 20,
21). Thus, the standard is applicable to the cited condition. The standard,
which does not state what distance the quick drenching facilities must be from
a given work area, requires that such facilities be placed within the work
area. Review Commission precedent has recognized that whether an employer’s
facilities are adequate to comply with the standard depends on the particular
circumstances present at the workplace, including the nature and amount of
corrosive materials to which employees are exposed, the configuration of the
work area, and the distance between the spot where corrosive chemicals are used
and the drenching facilities. Gibson Discount Center, Store No. 15, 6
BNA OSHC 1526, 1527, (No. 14657, 1978). The undersigned finds that the quick
drenching facilities were not within the cited work areas for immediate
emergency use. IH Landes testified that she could not view the available
facilities from the cited areas. The configuration of the facility corroborates
the fact that the cited work areas were not within the work areas containing
the drenching facilities some 70-75 feet away. Accordingly, the cited condition
is violative of the standard.
Employee Access to the
Violative Condition
Employees
were exposed to this condition when they changed the chlorine cylinders (Tr.
70).
Employer Knowledge of the
Violation
IH
Landes testified that the employer knew that the employees changed the chlorine
cylinders. (Tr. 70). The record establishes that there were quick drenching
facilities in other work areas of the plant. Furthermore, the Hazard Evaluation
Report prepared by State of New York consultant in 1995 contained a
recommendation that “eyewash stations always be near the hazardous work areas”
(Ex. C-45).
Classification and Penalty
IH
Landes testified that employees were exposed to the hazard of severe skin burns
or corneal damage (Tr. 68, 70) She recommended that the item be classified as
serious (Tr. 70-71). The record establishes that the gravity of the violation
reflected that the that the resultant injury or illness would be of a high
severity; and the probability of an accident occurring was “lesser.”in light of
the protective equipment employees wore when performing this task (Tr. 71). The
undersigned finds that for the reasons set forth above, “good faith” factors
should be applied to the proposed penalty. Accordingly, the undersigned finds
that a penalty in the amount of $2,125.00 would be appropriate.
CITATION 1, ITEM 6
29 C.F.R. §1910.215(b)(9)
Exposure adjustment. Safety guards of the types described in Subparagraphs (3)
and (4) of this paragraph, where the operator stands in front of the opening,
shall be constructed so that the peripheral protecting member can be adjusted
to the constantly decreasing diameter of the wheel. The maximum angular
exposure above the horizontal plane of the wheel spindle as specified in
paragraphs (b)(3) and (4) of this section shall never be exceeded, and the
distance between the wheel periphery and the adjustable tongue or the end of
the peripheral member at the top shall never exceed one-fourth inch. (See
Figures O-18, O-19, O-20, O-21, O-22, and O- 23.)
a) PATTERN
SHOP: METAL SHOP, ON OR ABOUT 9/20/96: BALDOR GRINDER/BUFFER SERIAL NO W683 WAS
MISSING TONGUE GUARDS ON BOTH LEFT AND RIGHT SIDES, EXPOSING EMPLOYEES TO BEING
STRUCK BY WHEEL PARTS SHOULD THEY BREAK.
b) MAINTENANCE
SHOP, ON OR ABOUT 9/24/96: BALDOR GRINDER/BUFFER SERIAL NO. F579: OPENINGS
MEASURED ONE INCH AT LEFT WHEEL AND 3/4-INCH AT RIGHT WHEEL. G.E.
GRINDER/BUFFER SERIAL NO. 219502 WAS MISSING TONGUE GUARDS ON BOTH LEFT AND
RIGHT SIDES, EXPOSING EMPLOYEES TO BEING STRUCK BY WHEEL PARTS SHOULD THEY
BREAK.
Employer
Noncompliance
IH
Landes testified that the standard requires that abrasive wheels, adjustable
tongues be adjusted within 1/4 of an inch, and that tongue guards be adjusted
within 1/4 of an inch (Tr. 71). The Respondent does not dispute the
applicability of the standards. IH Landes testified that the tongue guard was
missing from both the right and left side of the Baldor grinder in the pattern
shop (Tr. 72, 74-75, 241; Ex. C-22, p.1, photo 1). She also referenced the
results of a New York State Department of Labor Safety Survey of Oberdorfer's
facilities, conducted on August 22, 1995, which indicated that in “various
locations,” the “[d]istance between abrasive wheel peripheries and adjustable
tongue or end of safety guard peripheral member at the top exceeded one-fourth
inch.”(Ex. C-23, p. 6).
IH
Landes testified that the guards on the Baldor grinder were not adjusted
properly (Tr. 241). The opening on the left measured 1", and the opening
on the right measured 3/4". (Tr. 72, C-22, p. 1, photo 2). She further
testified that the G.E. grinder/buffer was missing the tongue guards on both
the right and left side. (Tr. 72, C-22, p. 2).
Employee Access to the
Violative Condition
IH
Landes testified that she determined that employees used the grinder from her
conversations with Respondent’s employees. They informed her that they used the
grinder on an as needed basis in the condition in which she observed them (Tr.
75, 242-43). They worked in close proximity to the grinder (Tr. 75). The
undersigned finds that with respect to instance b, the Baldor grinder in the
maintenance shop, the Secretary has not proven employee exposure. The guards on
this grinder were not properly adjusted at the time of the inspection. IH
Landes conceded it was possible that the guards could be adjusted before the
grinder was used (Tr. 243). Accordingly, this violative condition is vacated
from this item.
Employer Knowledge of the
Violation
The
Respondent had at least 10 to 15 other grinders on the worksite which had the
tongue guards properly adjusted (Tr. 241-42). Respondent could have determined
the violation through observation (Tr. 76).
Classification and
Penalty
IH
Landes testified that if an accident were to occur, the grinder wheel could
break, exposing employees to the hazard of being struck by wheel parts. (Tr.
76). She recommended that the violation be classified as serious, based on a
possible injury of severe abrasions (Tr. 78). She recommended that the gravity
of the violation reflect the severity of any potential injuries as “low,” and
the probability of an accident occurring as “lesser.” (Tr. 78). Again, all but
two grinders on site were properly adjusted. The undersigned finds that for the
reasons set forth above, “good faith” factors should be applied to the proposed
penalty. Accordingly, the undersigned finds that a penalty in the amount of
$1,275.00 would be appropriate.
CITATION 1. ITEM 7
29 C.F.R. §1910.304
(e)(1)(iv) Location in or on premises. Overcurrent devices shall be readily
accessible to each employee or authorized building management personnel. These
overcurrent devices may not be located where they will be exposed to physical
damage nor in the vicinity of easily ignitable material.
a) COMPRESSOR
ROOM, ON OR ABOUT 10/9/96: ACCESS TO 440 VOLT DISTRIBUTION PANEL 600A WAS
BLOCKED BY A 55 GALLON DRUM, EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
1.
Employer Noncompliance
CO
Rezsnyak testified that he observed that access to a 440 volt distribution
panel was blocked by a 55 gallon drum with a wooden pallet blocking the panel
door from being open fully for access (Tr. 163, Ex. C-24). He indicated that
employees may need access to the panel to shut off or to replace a breaker (Tr.
163). He further testified that by not having the door fully open, an employee
accessing inside to shut off a breaker or repair a breaker could be subject to
an electrical hazard (Tr. 164-65, 1108).
On
cross-examination, CO Rezsnyak admitted that the door was not blocked by the
55-gallon drum. He amended his testimony to reflect that the wooden pallet sat
on top of a 55 gallon drum and as on opened the door, it made contact with the
edge of the pallet (Tr. 1107, 1113-14). Thus, instead of opening to a 90 degree
angle the door opened to approximately a 70 degree angle - opening 2/3's or
3/4's of the way (Tr. 1109-1110). He testified that in this position, the door
would restrict access to all parts of the panel - you would not have access to
hinged right side of the panel as you would on left side (Tr. 1109)
The
undersigned finds that the testimony of the compliance officer was at best
speculative and uncertain. Additionally, the photo of the alleged violation
shows the door open and readily accessible. The Secretary has not proven by a
preponderance of the evidence that the panel was not fully accessible.
Accordingly, this violation is Vacated.
29 C.F.R. §1910.303(g)(2)(I)
“Guarding of Live Parts” Except as required or permitted elsewhere in this
subpart, live parts of electric equipment operating at 50 volts or more shall
be guarded against accidental contact by approved cabinets or other forms of
approved enclosures, or by any of the following means:
(A) By
location in a room, vault, or similar enclosure that is accessible only to
qualified persons.
(B) By
suitable permanent, substantial partitions or screens so arranged that only
qualified persons will have access to the space within reach of the live parts.
Any openings in such partitions or screens shall be so sized and located that
persons are not likely to come into accidental contact with the live parts or
to bring conducting objects into contact with them.
(c) By
location on a suitable balcony, gallery, or platform so elevated and arranged
as to exclude unqualified persons.
(D) By
elevation of 8 feet or more above the floor or other working surface.
The
undersigned finds that in each instance the standard was applicable. The record
establishes that Respondent’s operations were 120-volt, 220-volt and 460 (average)
systems (Tr. 1197). Thus, the voltage of exposed wire exceeded 50 volts. In
each case IH Landes determined that the wires were live by the use of an AC
sensor (Tr. 92). As discussed below the Secretary proved by a preponderance of
evidence these exposed wires were subject to accidental contact by any employee
in the area or who had access to the panels. IH Landes determined that
Respondent’s were exposed to the violative conditions. She either observed or
talked to employees near the cited areas (Tr. 93). The Respondent argues that
in those instances where the “live parts” were located within panels there was
no violation because they were guarded against accidental contact by doors of
the panel. The undersigned finds that the record does not contain evidence
which reveals that these panels were locked in any manner or off limits to any
group of employees. For example, the record contains no evidence that the doors
of the panels were not marked to indicate that only qualified persons were
permitted to open and/or access them. Upon anyone opening said panel there was
exposure to any employee. The record also establishes employer knowledge.
a) CYLINDER
HEAD LINE: LADLE REPAIR AREA, ON OR ABOUT 9/24/96 VOLT MAIN DISTRIBUTION PANEL
HAD ONE BLANK MISSING, EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that in the cylinder head line, in the ladle repair area, she
observed that a 440 volt main distribution panel was missing a blank. (Tr. 82,
Ex. C-25. photo 2). This opening was 15 inches by 7 inches, and was 44 inches
from the floor (Tr. 84). The missing blank would have provided protection
against accidental contact by an employee who was engaged at the panel.
Employee Access to the
Violative Condition
IH
Landes testified that employees would be exposed to this condition when they
attempted to use the distribution panel. They would be right there at the
hazard as they accessed the panel (Tr. 93). Thus, exposure would occur when an
employee opened the door to the panel to turn something on or off, or servicing
needed to be done with that panel (Tr. 246).
Employer Knowledge
This
violation was readily observable by anyone at the panel.
e) CYLINDER
HEAD LINE: PLATFORM FOR CLAM PUMPS, ON OR ABOUT 9/26/96: 440 VOLT HEATER
CONNECTION JUNCTION BOX WAS MISSING COVER, EXPOSING EMPLOYEES TO LIVE
ELECTRICAL PARTS.
Employer Noncompliance
CO
Rezsnyak testified that he observed 440 volt heater connection junction box in
the cylinder head line that was missing its cover exposing employees to
electrical parts (Tr. 166-67, Ex. C-26, photo 1 and photo 2). He testified that
maintenance technician, Earl Wicks was with him when he observed this
condition. Mr. Wicks used CO Rezsnyak's voltage tester and determined that the
box was energized (Tr. 171).
Employee Access to the
Violative Condition
The
box was located on top of the platform which was not blocked off to anyone and,
where an employee, such as a molder, could walk by and accidently strike it
(Tr. 173-74, 1136). The condition was abated immediately - a cover was placed
over the heater (Ex. 26, photo 2).
Employer Knowledge
This
condition was readily observable.
f) PERMANENT
MOLD AREA, SERVICE TRENCH TERMINAL, ON OR ABOUT 9/25/96: ON ONE DUPLEX
RECEPTACLE BOX WIRING GOING TO BOX WAS PULLED OUT, EXPOSING ENERGIZED CONDUCTOR
(HOT LEG) WHILE THE NEUTRAL LEG WAS STILL CONNECTED TO BOX. EMPLOYEES WERE
EXPOSED TO LIVE ELECTRICAL PARTS.
Employer
Noncompliance
IH
Landes observed a service trench terminal with a wire pulled from the box,
exposing the energized conductor (Tr. 85-86, Ex. C-27). The neutral wire was
still connected to the box (Tr. 85-86). The exposed wire protruded
approximately two or three inches (Tr. 87). A voltage indicator device was used
to determine that the wire was energized (Tr. 171-72, 251).
Employee Access to the
Violative Condition
Employees
in the mold area, walked through this area on a daily basis (Tr. 93, 1137). The
area was not locked or blocked off. The terminal was in the middle of an aisle
which was accessed by employees and subject to accidental contact (Tr. 173,
252-53, 1137).
3.
Employer Knowledge of the Violation
The
condition was in plain view, and testing revealed that the wiring was energized
(Tr. 174).
g) GREEN
SAND DEPARTMENT: 6A FEED BELT, ON OR ABOUT 9/27/96: 220 VOLT ELECTRICAL PANELS
MOUNTED ON WEST WALL UNDERNEATH 6A FEED BELT WERE MISSING PANEL COVERS,
EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes and CO Rezsnyak testified that they observed 220 volt electrical panels
mounted on the west wall under the 6-A feed belt that were missing covers and
exposing employees to live wires (Tr. 89, 169, Ex. C-28). CO Rezsnyak testified
that he used the voltage tester to determine that the exposed wires were live
(Tr. 170). He testified further that Richard Tucci indicated that the panels
operated the lighting circuit for the foundry area (Tr. 172).
Employee Access to
the Violative Condition
CO
Rezsnyak testified that employees would be exposed to the hazard while shutting
off or turning on a breaker (Tr. 173). IH Landes testified that the panel was
located on an elevated platform which she accessed by ladder. Employees
informed her that they would be on that platform when they needed to repair
equipment or replace a light bulb. She also learned that an employee would go
up there to check the sand line Although this was not a general work area
accessible to anyone other than maintenance employees, she recalled that the
area was not blocked off (Tr. 246-48).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the condition was in plain view. (Tr. 174)
I) MAINTENANCE
SHOP, ON OR ABOUT 9/24/96: CIRCUIT-BREAKER PANEL ON WALL NEAR MAINTENANCE OFFICE
HAD TWO BLANKS MISSING, EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that she observed a circuit breaker panel on the wall in the
maintenance shop near the maintenance office that was missing two blanks
exposing employees to accidental contact (Tr. 89, C-29).
Employee Access to the
Violative Condition
IH
Landes testified that employees were close to exposed electrical parts when
they opened the panel doors and turned the breakers on or off. (Tr. 91, 93,
254). They would be exposed to live wires from these open spaces within the
panel. She testified that maintenance employees or other employees in the area,
who were not necessarily electricians had access to the panel (Tr. 254).
Employer Knowledge of the
Violation
This
violation was readily observable by anyone at the panel.
j) CYLINDER
HEAD LINE: DRY SAND POUR OFF AREA, ON OR ABOUT 9/26/96: CIRCUIT-BREAKER PANEL
HAD ONE BLANK MISSING, EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that in the dry sand pour-off area she observed a circuit
panel box with one blank missing exposing employees to accidental contact with
electrical parts. (Tr. 91)
Employee Access to the
Violative Condition
IH
Landes testified that employees in the area as well as maintenance employees
would have access to this condition when turning on or off breakers at the
panel. An employee was exposed to live electrical wire at the open space (Tr.
93, 254).
Employer Knowledge
of the Violation
This
violation was readily observable by anyone at the panel.
k) METAL
LAB, ON OR ABOUT 10/8/96: CIRCUIT-BREAKER PANEL HAD TWO BLANKS MISSING,
EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that in the metal lab, she observed a circuit breaker panel
that was missing two blanks exposing employees to accidental contact with live
electrical parts (Tr. 91).
Employee Access to the
Violative Condition
IH
Landes testified that employees in the area as well as maintenance employees
would have access to this condition when turning on or off breakers at the
panel (Tr. 93, 254).
Employer Knowledge
of the Violation
This
violation was readily observable by anyone at the panel.
l) CORE
ROOM: COLUMN 10' WEST OF STATION #37, ON OR ABOUT 9/11/96: A DUPLEX RECEPTACLE
OUTLET HAD THE COVER PULLED AWAY FROM BOX, EXPOSING EMPLOYEES TO LIVE
ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that in the core room, she observed a duplex receptacle outlet
with the cover pulled away (Tr. 91, Ex. C-25).
Employee Access to the
Violative Condition
IH
Landes testified that employees would have access to this condition when they
attempted to use the outlet which was available for use (Tr. 94).
Employer Knowledge of the
Violation
This
violation was readily observable by anyone at the panel.
m) CORE
ROOM: CORE BOX STAGING AREA, ON OR ABOUT 9/16/96: A DUPLEX RECEPTACLE OUTLET
WAS DAMAGED, EXPOSING EMPLOYEES TO LIVE ELECTRICAL PARTS.
Employer Noncompliance
IH
Landes testified that she observed a damaged duplex receptacle outlet in the
core box staging area (Tr. 92).
Employee Access to the
Violative Condition
IH
Landes testified that employees would be exposed to this condition when they
went to use the outlet. The cited outlet was available for use (Tr. 94).
Employer Knowledge of the
Violation
IH
Landes and CO Rezsnyak testified that the cited conditions were in plain view.
(Tr. 94, 174)
Classification and Penalty
IH
Landes testified that in each instance, employees were exposed to the hazard of
live electrical parts, and that employees could be exposed to an electric shock
possibly resulting in death (Tr. 94). Thus, the item was classified as serious.
The record reflects that gravity of the violation reflects that the severity of
injury was high - death; and the probability of an accident occurring was
“greater” in light of the number of instances, and the fact that these panels
were accessible to employees other than electricians (Tr. 94-95, 245-54). IH
Landes proposed a penalty of $5,000.00 (Tr. 95). The undersigned finds that for
the reasons set forth above, “good faith” factors should be applied to the
proposed penalty. Accordingly, the undersigned finds that a penalty in the
amount of $4,250.00 would be appropriate.
CITATION 1, ITEM 9
29 C.F.R. §1910.304(a)(2)
Polarity of connections. No grounded conductor may be attached to any terminal
or lead so as to reverse designated polarity.
Employee Exposure and
Employer Knowledge
This
standard requires that grounded conductors attached to terminal or leads not
have reverse polarity. IH Landes testified that in each instance, using the
receptacle tester, (Ex. C-30), she determined whether the outlet was wired
properly. She also determined by speaking to employees in each of the instances
that Respondent’s employees were exposed. In each instance, if the employees in
the area were to plug something into one of the outlets, they would be exposed
to an electrical hazard. The outlets were used in the condition in which she
observed them - an outlet with reverse polarity will continue to operate. She
determined this by observing that there were items plug into the outlets, or by
speaking to the employees (Tr.105-06). Because of the reverse polarity
employees were exposed to electrical shocks and even to electrocution when they
used the equipment with reverse polarity or plugged equipment into outlets with
reverse polarity (Tr. 105-06). The Secretary’s electrical expert, Phil Peist,
further explained the principles of reverse polarity (Tr. 1232-39).
IH
Landes testified that Respondent could have determined that the violations
existed by using a circuit tester to determine the proper wiring. This is how
she determined that the violation existed (Tr. 97-98, 106). Respondent argues
that the Secretary did not establish knowledge of the alleged violations - the
Secretary must prove more than “it is theoretically possible for an employer it
obtain knowledge of the violation”(Respondent’s Post-Hearing Memorandum, p.
31). The company electrician, Richard Tucci, testified that did not receive
complaints from employees concerning the receptacles with perverse polarity and
without receiving a complaint, he would have no way of knowing. He stated that
the problem with an outlet with perverse polarity is that no matter how
something is plugged in, it will work. Unless a meter is plugged in, one would
not know about the problem (Tr. 1446-47).
The
undersigned finds that the Respondent has not disputed the applicability of the
cited standard. The discussion above in conjunction with the discussion below
establishes noncompliance in each instance and employee exposure. The
undersigned further finds that constructive knowledge of the violation has been
established - with the exercise of reasonable diligence Respondent would have
been aware of this condition. Furthermore, Respondent’s obligation to inspect
the workplace was not theoretical. Review Commission precedent has established
that an employer’s reasonable diligence includes an obligation to inspect and
take measures to prevent the occurrence of exposure to hazards. Swidzinski,
supra. The record establishes that Respondent had no such inspections and
had no preventative measures in place. Respondent placed the duty to locate
electrical hazards upon the employees. Respondent’s maintenance technician, Mr.
Tucci testified that he had the responsibility to ensure that electrical
equipment was working properly. He had no way of knowing that there was a
problem unless someone reported it to him. He did not check equipment and this
had been his practice during his employment with Respondent which began in 1988
to the present (except for a period of time in 1990 to 1993)(Tr. 1448-50,
1460-61).
a) INSPECTION
DEPARTMENT: ZYGLO DIG OUT STATION, ON OR ABOUT 10/8/96: ONE DUPLEX RECEPTACLE
OUTLET MOUNTED INSIDE STATION WAS WIRED IN REVERSE POLARITY MODE, EXPOSING
EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex outlet wired in reverse polarity in
the zyglo dig out station (Tr. 96-97). Additionally, there was 4.5 amp fan
plugged into the outlet (Tr. 108-09).
b) GREEN
SAND DEPARTMENT: 6A GREEN MOLDING LINE, ON OR ABOUT 9/27/96: DUPLEX RECEPTACLE
OUTLETS MOUNTED ON THIRD COLUMN EAST SIDE: SECOND COLUMN EAST SIDE; FIRST
COLUMN EAST SIDE; AND POST BEHIND “L” OVEN WERE WIRED IN REVERSE POLARITY MODE,
EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet wired in reverse
polarity in the green sand department, on the 6-A green sand molding line (Tr.
98; Ex. C-31). Additionally, there was a .5 amp timer plugged into the outlet.
(Tr. 108-09).
c) CORE
ROOM: N OR ABOUT 9/12/96: ONE DUPLEX RECEPTACLE OUTLET MOUNTED ON FIRST COLUMN
EAST OF CORE ROOM WAS WIRED IN REVERSE POLARITY MODE, EXPOSING EMPLOYEES TO AN
ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet on the first
column east of the core room office wired in reverse polarity (Tr. 100, Ex.
C-32). The record also contains undisputed evidence that this outlet had a fan
plugged into it and it was plugged in and out at the beginning and end of the
shift by an employee (Tr. 255).
d) CORE
ROOM: SHELL CORE PRODUCTION AREA, ON OR ABOUT 9/12/96: ONE DUPLEX RECEPTACLE
OUTLET MOUNTED ON EAST WALL BEHIND 44 REDFORD MACHINE WAS WIRED IN REVERSE
POLARITY MODE, EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet mounted on the
East wall in the core room, behind the 44 Redford machine, that was wired in
reverse polarity (Tr. 101, C-32, photo 2).
e) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: ONE DUPLEX
RECEPTACLE ON FLOOR WAS WIRED IN REVERSE POLARITY MODE, EXPOSING EMPLOYEES TO
AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle on the floor of the core
finishing area that was wired in reverse polarity (Tr. 101-02; Ex. C-15).
f) CORE
ROOM: CORE BOX STAGING AREA, ON OR ABOUT 9/16/96: ONE DUPLEX RECEPTACLE OUTLET
MOUNTED ON NORTHEAST COLUMN NEAR C&D BATTERY CHARGER WAS WIRED IN REVERSE
POLARITY MODE, EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet on the north-east
column in the core room wired in reverse polarity (Tr. 102-03, Ex. C-15, photo
2).
g) PATTERN
SHOP: METAL SHOP, ON OR ABOUT 9/20/96: ONE DUPLEX RECEPTACLE OUTLET MOUNTED ON
WALL BEHIND PARTS WASHER WAS WIRED IN REVERSE POLARITY MODE, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet in the pattern
shop, behind the parts washer, that was wired in reverse polarity (Tr. 103) .
h) PATTERN
SHOP: METAL SHOP, ON OR ABOUT 9/20/96: ONE DUPLEX RECEPTACLE OUTLET MOUNTED ON
WALL BEHIND SURFACE GRINDER WAS WIRED IN REVERSE POLARITY MODE, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that she observed a duplex receptacle outlet mounted on the
east wall of the metal shop, behind the surface grinder, wired in reverse
polarity (Tr. 103, C-32).
I) PATTERN
SHOP: MOLD & DIE STOCK ROOM, ON OR ABOUT 9/20/96: ONE DUPLEX RECEPTACLE
OUTLET MOUNTED ON WALL WAS WIRED IN REVERSE POLARITY MODE, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
Employer
Noncompliance
IH
Landes testified that in the mold and die stock room of the pattern shop, she
observed a duplex receptacle outlet wired in reverse polarity (Tr. 104).
j) FINISHING
DEPARTMENT: KNOCKOUT CELLAR, ON OR ABOUT 10/2/96: DUPLEX RECEPTACLE OUTLETS
MOUNTED ON EAST AND WEST WALL WERE WIRED IN REVERSE POLARITY MODE, EXPOSING
EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that in the knockout cellar of the finishing department, she
observed a duplex outlet wired in reverse polarity (Tr. 104).
k) FINISHING
DEPARTMENT: NORTH WALL, ON OR ABOUT 10/4/96: ONE DUPLEX RECEPTACLE OUTLET
MOUNTED UNDERNEATH CIRCUIT-BREAKER PANEL WAS WIRED IN REVERSE POLARITY MODE,
EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer Noncompliance
IH
Landes testified that on the north wall of the finishing department, she
observed a duplex receptacle outlet mounted underneath the circuit breaker
panel, wired in reverse polarity. (Tr. 104).
l) FINISHING
DEPARTMENT: SOUTHEAST WALL, ON OR ABOUT 10/4/96: ONE DUPLEX RECEPTACLE OUTLET
MOUNTED ON SOUTHEAST COLUMN NEAR ACME SAW ENCLOSURE WAS WIRED IN REVERSE
POLARITY MODE, EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
Employer
Noncompliance
IH
Landes testified that on the southeast wall of the finishing department, near
the Acme saw enclosure, she observed a duplex receptacle outlet wired in
reverse polarity(Tr. 104-05).
Classification and Penalty
The
employees could have been protected if the duplex receptacle outlets were wired
correctly. If an accident were to occur, depending on whether the outlet had
something plugged into its, and on the amps, the injury could be anything from
death to minor shocks. She classified the violation as serious because of the
range of injuries. She classified the potential injury in instance “a” as
ventricular fibrillation, possibly resulting in death. She indicated the
potential injury in instance “b” could be respiratory arrest and severe muscular
contraction, while the potential injury in instances “c” through “l” could be
minor shocks or burns (Tr. 107-08). She proposed a penalty of $2,500, based on
possible injuries of a “high” severity, and the “lesser” probability that an
accident would occur (Tr. 108). The undersigned finds that for the reasons set
forth above, “good faith” factors should be applied to the proposed penalty.
Accordingly, the undersigned finds that a penalty in the amount of $2,125.00
would be appropriate.
CITATION 1, ITEM 10
29 C.F.R.
§1910.305(g)(2)(iii) Flexible cords shall be connected to devices and fittings
so that strain relief is provided which will prevent pull from being directly
transmitted to joints or terminal screws.
a) CORE
ROOM: CORE BOX STAGING AREA, ON OR ABOUT 9/16/96: 3 PHASE 440 VOLT WIRING
ENTERING DISCONNECT FOR C&D BATTERY CHARGER SERIAL NO. PIU780267 WAS
MISSING STRAIN RELIEF, EMPLOYEES USE BATTERY CHARGER TO CHARGE FORK TRUCKS,
EXPOSING EMPLOYEES TO A FIRE HAZARD.
Employer Noncompliance
Respondent
does not dispute the applicability of the cited standard. Both IH Landes and CO
Rezsnyak testified that they observed a three-phase 440 volt battery charger
missing the strain relief device (Tr. 110, 175). IH Landes explained that a
strain relief device prevents tension from being transmitted between a joint
and the terminal screws, protecting wires from becoming exposed (Tr. 110-12)
b) GREEN
SAND DEPARTMENT: 5A GREEN SAND MOLDING LINE, ON OR ABOUT 9/27/96: 220 VOLT
POWER CABLE FEEDING INTO DISCONNECT FOR TUNNEL HEATER WAS NOT HELD IN PLACE BY
EXISTING STRAIN RELIEF, EMPLOYEES USE BATTERY CHARGER TO CHARGE FORK TRUCKS,
EXPOSING EMPLOYEES TO A FIRE HAZARD.
Employer Noncompliance
Both
IH Landes and Rezsnyak testified that they observed that a 220 volt cable power
cable feeding into the disconnect for the tunnel heater that was not held in
place by the existing strain relief. (Tr. 110, 175, Ex. C-35).
Employee Access to
the Violative Condition
IH
Landes testified that employees worked in the area where both hazardous
conditions were observed. She learned by speaking to employees that the cords
were used in the conditions observed (Tr. 113).
Employer Knowledge of the
Violation
IH
Landes indicated that the violations were in plain view (Tr. 113).
Classification and Penalty
IH
Landes testified that employees were exposed to a fire hazard, causing severe
burns. Thus, the violations were classified as serious. She determined that the
gravity of the violation reflected a high severity because of the potential
resultant injury - severe burns, and that the probability of an accident
occurring could be classified as “lesser” (Tr. 113-14). She proposed a penalty
of $2,500. The undersigned finds that for the reasons set forth above, “good
faith” factors should be applied to the proposed penalty. Accordingly, the
undersigned finds that a penalty in the amount of $2,125.00 would be
appropriate.
CITATION 1, ITEM 11
29 C.F.R. §1910.1048(i)(3) If
there is any possibility that an employee's eyes may be splashed with solutions
containing 0.1 percent or greater formaldehyde, the employer shall provide
acceptable eyewash facilities within the immediate work area for emergency use.
a) CORE
ROOM: SAND HEATER AREA, ON OR ABOUT 9/11/96: NO EYE WASH FACILITY FOR FLUSHING
OF THE EYES WAS MADE AVAILABLE FOR USE BY EMPLOYEES IN THE EVENT THEY COME IN
CONTACT WITH CHEMICALS INCLUDING BUT NOT LIMITED TO: FORMALDEHYDE IN THE RANGE
OF .1-1 PERCENT, CONTAINED IN ACME-FLOW 2021, WHILE PERFORMING OPERATIONS SUCH
AS BUT NOT LIMITED TO CHANGING THE BUNG ON THE BULK CONTAINER OF ACME-FLOW
2021.
Employer Noncompliance
IH
Landes testified that there was no eye wash facility in the stand heater area
of the core room (Tr. 115-16). She indicated that employees change the bung on
a bulk container of formaldehyde, exposing them to formaldehyde ranging from .1
to 1 percent (Tr. 116; Ex. C-116 [formaldehyde MSDS]). There was an eye wash
facility located 48 feet from this area (Tr. 116, 120-21). In her opinion, a
distance of 48 feet would be too far to travel if an employee's eyes came in
contact with formaldehyde. Formaldehyde could destroy the eye tissue if drenching
facilities were no immediately available (Tr. 121; Ex C-4, “E” and “F”).
When
employees change the container, they wear safety glasses with side shields, and
gloves(Tr. 263). IH Landes conceded that being splashed in the eye with the
material was the primary risk associated with the process (Tr. 263). She
indicated that safety glasses are not sealed on the top or bottom, thus an
employee could still be exposed to the hazard while wearing glasses (Tr.
284-85).
Safety
Director Villeta Linton testified that when the drum is changed, the new valve
is inserted into the opening at the top of the drum. She considered it “very
unlikely” that an employee could be splashed during the operation (Tr. 1639).
She acknowledged that the walkway to the eyewash facility was not perfectly
straight (Tr. 1646). Employee Lance Taylor testified that formaldehyde is
“gravity fed” from the barrel while it is laying on its side (Tr. 1337-38).
When the barrel is changed, hoses are disconnected and the drum is removed from
its horizontal position in the cradle. The bung valve assemble is then removed
from the barrel (Tr. 1338). When a new barrel is positioned, the bung valve is
placed in the barrel while it is in the upright position, the barrel is then
returned to a horizontal position for dispersal (Tr. 1337).
The
undersigned finds that the aforementioned description of the work process
demonstrates a “possibility” of the splashing formaldehyde. The standard is
applicable. The undersigned finds in light of the nature of the product, and
the location where it was used from the eyewash facilities, the distance of 48
feet was not within the immediate area for emergency use. The undersigned also
finds that the access to the eyewash was not in a perfectly straight direction.
Employee Access to the
Violative Condition
IH
Landes testified that employees would be exposed to the possibility of their
eyes being splashed with a solution containing formaldehyde when they changed
the bung on the bulk container of formaldehyde (Tr. 122). She did not observe
the container being changed, but was told by an employee that it was changed
approximately once a month (Tr. 261, 263).
Employer Knowledge of the
Violation
IH
Landes testified that the employer could have readily observed that employees
were using formaldehyde, and that the nearest eye wash facility was located 48
feet away (Tr. 122).
Classification and Penalty
IH
Landes testified that an employee could received chemical burns to their eyes
should an accident occur, classifying the violation as serious (Tr. 122-23).
This potential injury was classified as high severity. IH Landes indicated that
the possibility of an accident occurring was “lesser” (Tr. 123, 263). The
employee wore safety glasses with side shields and gloves while performing this
task once a month. She proposed a penalty of $2,500 (Tr. 123). The undersigned
finds that for the reasons set forth above, “good faith” factors should be
applied to the proposed penalty. Accordingly, the undersigned finds that a
penalty in the amount of $2,125.00 would be appropriate.
CITATION 1, ITEM 12 a and
12b
29 C.F.R.
§1910.1200(f)(5) Except as provided in paragraphs (f)(6)
and (f)(7) of this section, the employer shall ensure that each container of
hazardous chemicals in the workplace is labeled, tagged or marked with the
following information:
(I) -- Identity of the
hazardous chemical(s) contained therein; and...
(ii) -- Appropriate hazard
warnings, or alternatively, words, pictures, symbols, or combination thereof,
which provide at least general information regarding the hazards of the
chemicals, and which, in conjunction with the other information immediately
available to employees under the hazard communication program, will provide
employees with the specific information regarding the physical and health
hazards of the hazardous chemical.
IH
Landes testified that Respondent’s employees worked with the following
containers which were not labeled with either the identity of the chemicals or
with hazard warnings (Tr. 123, 127, 130-35):
a) CORE
ROOM: DRY SAND ASSEMBLY AREA, ON OR ABOUT 9/12/96: BOTTLES, COFFEE CANS AND
PLASTIC JUGS WERE NOT LABELED WITH THE IDENTITY OF THE HAZARDOUS CHEMICALS THEY
CONTAINED. EMPLOYEES HAVE THE POTENTIAL FOR ABSORPTION OF HAZARDOUS CHEMICALS
INCLUDING BUT NOT LIMITED TO : NITROSEL CORE CEMENT SL-144; IFS SOLVENT 99; #7
CEYLON AND BASIC FORMALAC. EMPLOYEES BRUSH THESE MATERIALS ONTO CORES.
ADDITIONALLY, THESE CONTAINERS WERE NOT LABELED WITH THE APPROPRIATE HAZARD
WARNINGS.
b) CORE
ROOM: CORE FINISHING DEPARTMENT, OR ABOUT 9/16/96: “GLUE” BOTTLES WERE NOT
LABELED WITH THE IDENTITY OF THE HAZARDOUS CHEMICALS THEY. EMPLOYEES HAVE THE
POTENTIAL FOR ABSORPTION OF HAZARDOUS CHEMICALS INCLUDING BUT NOT LIMITED TO :
NITROSEL CORE CEMENT SL-144. EMPLOYEES BRUSH THESE MATERIALS ONTO CORES.
ADDITIONALLY, THESE CONTAINERS WERE NOT LABELED WITH THE APPROPRIATE HAZARD
WARNINGS.
c) CORE
FINISHING: ROCKER BOX/PARASPRAY PREP AREA, ON OR ABOUT 9/16/96: SPRAYER USED TO
SPRAY CORES WAS NOT LABELED WITH THE IDENTITY OF THE HAZARDOUS CHEMICALS IT
CONTAINED. EMPLOYEES HAVE THE POTENTIAL TO BE EXPOSED TO A FIRE HAZARD FROM
HAZARDOUS CHEMICALS INCLUDING BUT NOT LIMITED TO PARASPRAY. ADDITIONALLY,
THESE CONTAINERS WERE NOT LABELED WITH THE APPROPRIATE HAZARD WARNINGS.
d) CORE
BOX STAGING: CHILL COATING SPRAY AREA, ON OR ABOUT 9/16/96: TWO ONE GALLON JUGS
WERE NOT LABELED SPRAYER USED TO SPRAY CORES WAS NOT LABELED WITH IDENTITY OF
THE HAZARDOUS CHEMICALS THEY CONTAINED. EMPLOYEES HAVE THE POTENTIAL FOR
ABSORPTION OF HAZARDOUS CHEMICALS INCLUDING BUT NOT LIMITED TO THERMOCOAT Z-A
PREMIX, EMPLOYEES USES MATERIAL ON CHILL PIECES. ADDITIONALLY, THESE CONTAINERS
WERE NOT LABELED WITH THE APPROPRIATE HAZARD WARNINGS.
Employer Noncompliance
IH
Landes testified that she observed bottles, coffee cans, and plastic jugs that
were not properly labeled (Tr. 123). She observed that in the dry sand assembly
area, employees from two shifts used the materials (Tr. 268). She determined
the identity of the materials, and obtained the corresponding MSDSs from Bob
Wolf (Tr. 123-24, Exs. C-36-43; See also Ex. C-14, p. 2, photo 1). In the core
room finishing department, she observed unlabeled bottles identified as “glue
bottles.” (Tr. 127-28). She determined that the bottles contained nitrosel core
cement SL-144. (Tr. 128). She also determined that in the core finishing
department, employees from two shifts used the materials (Tr. 268). In the
rocker box Paraspray prep area, the sprayer used to spray the cores was not
labeled with the identity of the chemicals contained therein (Tr. 128). She
determined that in the core finishing department, employees from two shifts
used the materials (Tr. 268). In the chill coat spray area, she observed two
one-gallon jugs that were not labeled with the identity of the hazardous
materials contained therein. She spoke with Bob Wolf, and determined that the
contents were Thermocoat Z-A Premix (Tr. 130). She determined that the
chemicals were left in this condition throughout the week. (Tr. 131)
She
testified that employees referred to the materials as “glue,” “alcohol,” and
“black lead.” (Tr. 129). She also conceded that employees knew how to use the
materials, and that they appeared to be using the materials safely. (Tr. 269)
Safety
Director Linton testified that employees fill up their own containers, and know
the contents of the containers. She also indicated that employees have been
trained with respect to the hazards of the chemicals they are working with. She
testified that and the at the time of the inspection there was only one shift
of employees working in the core room, therefore, materials were not passed
from shift to shift. (Tr. 1641-42). However, she conceded that she was not
present when IH Landes made her observations of the area (Tr. 1645).
The
record reveals that the standard is applicable. The undersigned finds that in
spite of the fact that employees were familiar with the contents of the
containers, that the unrefuted testimony of IH Landes establishes violations of
the cited standards.
2.
Employee Access to the Violative Condition
IH
Landes testified that the chemicals were left in each instance on the shelves
throughout the day and week. She observed employees working with the “various”
chemicals. (Tr. 131-32)
3.
Employer Knowledge of the Violation
IH
Landes testified that Respondent could have observed the existence of the
violations (Tr. 132). Additionally, Respondent’s hazard communication program
required labels on portable containers “used across shifts or by more than one
individual.” (Ex. C-44). Furthermore, the New York State Hazard Survey
contained similar findings of these violations (Ex. C-45; Tr. 132-34).
Classification and Penalty
Item
12a and 12b were grouped because both dealt with the same condition. (Tr.
137-38). IH Landes determined that the potential injury in instances “a”and “b”
would be mild irritation of the ears, nose, throat, and upper respiratory
tract; while the potential injury in instances “c” and “d” could be first
degree burns (Tr. 132, 137). She classified the violation as serious after
reviewing the MSDS's associated with the chemicals and the potential injury
(Tr. 134, 270). She recommended a penalty of $1,500.00 based on the low
severity of the potential injuries, and a probability of an accident occurring
of “lesser” (Tr. 134-35, 137-38). Ms Linton’s testimony supports this finding
(Tr. 1641-42). The undersigned finds that for the reasons set forth above,
“good faith” factors should be applied to the proposed penalty. Accordingly,
the undersigned finds that a penalty in the amount of $1,275.00 would be
appropriate.
CITATION 2, ITEM 1
29 C.F.R. §1910.132(a)
Application. Protective equipment, including personal protective equipment for
eyes, face, head, and extremities, protective clothing, respiratory devices,
and protective shields and barriers, shall be provided, used, and maintained in
a sanitary and reliable condition wherever it is necessary by reason of hazards
of processes or environment, chemical hazards, radiological hazards, or
mechanical irritants encountered in a manner capable of causing injury or
impairment in the function of any part of the body through absorption,
inhalation or physical contact.
a) FOUNDRY
AREAS INCLUDING BUT NOT LIMITED TO: CYLINDER HEAD DEPARTMENT, PERMANENT MOLD
DEPARTMENT, MELT DEPARTMENT AND GREEN SAND LINE, ON OR ABOUT 9/25/96: EMPLOYEES
WERE TRANSPORTING, SKIMMING AND MANUALLY POURING MOLTEN ALUMINUM FROM LADLES
INTO MOLDS AND WERE OBSERVED NOT WEARING PERSONAL PROTECTIVE EQUIPMENT
INCLUDING COTTON CLOTHING, HEAT RESISTANT CLOTHING, AND/OR FLAME RETARDANT
CLOTHING, INCLUDING BUT NOT LIMITED TO, LONG SLEEVE SHIRTS TO PROTECT THEM FROM
BURNS.
CITATION CORPORATION WAS
PREVIOUSLY CITED AT ITS MANSFIELD FOUNDRY CORPORATION DIVISION FOR A VIOLATION
OF THIS STANDARD OR ITS EQUIVALENT 29 C.F.R. 1910. 132(a), which was contained
in OSHA INSPECTION NO, 121977870, Citation 1, Item 1 ISSUED on 4/13/95 with a
final order date of 4/26/95 with respect to a workplace located at Mansfield,
OH.
Employer Noncompliance
IH
Landes testified in the foundry areas, including the cylinder head department,
the permanent mold department, the melt department, and the green sand line,
she observed employees transporting, scanning, and manually pouring molten
aluminum from ladles into molds. The employees were not wearing appropriate
personal protective equipment. Employees were wearing jeans, sweat shirts,
safety glasses, steel- toed boots. There were pockets in the shirts. She did
not know if the blue jeans were old or new (Tr. 434). She testified that Ex. C-46, photo 1, depicts an employee
working in the cylinder head line pouring molten aluminum into molds. He was
wearing gloves, safety glasses, jeans, steel-toed shoes with metatarsals and a
sweat shirt with a hole under the right arm (Tr. 436; Ex. C-46, p. 2, photos 1
and 2).
Ex. C-46, p. 2, depicts an employee wearing boots, a sweat
shirts, jeans, gloves, and a protective shield up to his knees (Tr. 436-37).
Ex. C-46, p. 2, photo 2 also depicts the same employee with a hat (Tr. 437).
Ex. C-46, p. 3, photos 1 and 2 depict employees wearing a long sleeved shirt,
gloves, safety glasses, steel-toed boots and a hat. (Tr. 437-38). Ex. C-46, p.4
employee in the green sand line is pouring molten aluminum into molds. He has
on a long sleeve shirt, gloves, safety glasses and a hat (Tr. 438).
IH
Landes testified that in order to be protected, employees should have been
wearing “at least” 100 percent cotton, and that employees should not wear
short-sleeved shirts (T-shirts) or clothes with holes in them (Tr. 442-43). She
indicated that she relied on the hazard assessment created by the employer,
which indicated the type of PPE necessary (Tr. 458-61, Ex. C- 54 and 55). With
respect to heat resistant clothing for the cylinder head pourer, this
assessment requires “cotton or heat resistant clothing.” for the cylinder head
pourer (Ex. C-55, p. 3). IH Landes asserted that “cylinder head people” were
not wearing this PPE. (Tr. 461). The hazard assessment for a general metal
operator or pourer indicated that to protect the feet and legs, such employees
should wear “heat resistant clothing.” (Ex. C-54, p. 3). IH Landes stated that
she did not observe this PPE in the areas she cited (Tr. 459-60). IH Landes
also testified that she reviewed the Respondent’s OSHA 200 logs for 1994-96.
These records showed that employees had received burns (Tr. 458; Ex. C-51).
IH
Landes also testified to a telephone conversation she had with Oberdorfer
employee Tom Ballard approximately two months before the hearing. (Tr. 462,
473). She stated that Mr. Ballard told her he “always” wore 100 percent cotton
clothing, and that he “sometimes” wore clothing that was 50 percent cotton and
50 percent polyester (Tr. 462). She stated that he told her that he wore
t-shirts during the hotter months, however, he did not go into “great detail,
[h]e just said t-shirts” (Tr. 462-63). She later testified that Mr. Ballard
told her that he did not wear arm coverings (Tr. 482). She also testified that
she had observed employees pouring molten aluminum in t-shirts during the
course of her inspection (Tr. 463). However, during cross-examination, IH Landes testified that the
employee whom she had observed wearing a t- shirt was Mr. Ballard. She stated
that this observation occurred at the beginning of the inspection. She could
not recall the date and she did not record this observation in her notes, and
she did not discuss this observation with anyone (Tr. 470-72). She acknowledged
that there were employees wearing the foundry shoes - some with metatarsal
guards, and obviously employees wore long sleeve shirts. She acknowledged that
she did not ask them if the shirts were cotton (Tr. 486, 489). She later
testified that other than Mr. Ballard , she did not recall seeing any other
employee wearing short-sleeves. (Tr. 486-87).
She further explained that the basis for her conclusion that
employees did not were heat resistant clothing was that there was an employee
was wearing a sweat shirt with a hole under the arm, and the fact the employees
were wearing jeans and no protective aprons - in her judgment an apron would be
heat resistant. She also based the citation on her observation of Mr. Ballard
wearing a short-sleeved shirt and other employees were pouring in sweatshirts
(Tr. 488-90). She indicated that she did observe some employee wearing aprons
during the course of her inspection (Tr. 510).
Charles
Schuldt, who testified for the Secretary with regard to the industry practice
with regards to PPE, indicated that at a minimum, 100 percent cotton clothing
is required. (Tr. 531-32, 562). He explained that pouters are required to wear
100% cotton clothing - long sleeves, gloves and spats. He also explained that
when a short sleeve shirt is worn, a protective sleeve is required (Tr. 564).
He stated that based on IH Landes' testimony, it was his opinion that
Oberdorfer was not in compliance with PPE requirement. However, he indicated
that employees may safely wear denim jeans, and a 100 percent cotton
long-sleeved shirt (Tr. 571). He indicated that a shirt made of 50 percent
cotton and 50 percent polyester would not provide acceptable protection,
because the polyester could melt when contacted by molten metal. (572). He also
indicated that shirts with pockets may allow molten material to be trapped and
burn an employee's chest. Worn jeans would also not be acceptable PPE (Tr.
574).
Permanent
Mold Operator Timothy Barnes provided testimony with regard to Respondent’s the
personal protective equipment policy since his date of hire. He testified that the policy with respect to PPE or protective
clothing is that when you were working around metal, you must wear a long
sleeve shirt. If you wore a t-shirt, you had to wear long sleeves that went
over the t-shirt with Velcro to protect the arms. He has seen Tom wear these in
the past. He testified that he always wore flame resistant or retardant
clothing. In the past he always wore dickies, long sleeve T-shirt, spats, and
gloves. He described a Dickie shirt as one pockets in it, wherein the flap that
buttoned down - Ex. C-46, p. 3, is an example of such a shirt. He testified
that if a supervisor saw an employee wearing short sleeves, the supervisor
would require the employee to put sleeves on He testified that he had seen Mr.
Ballard work in a t-shirt, however, he would have to put sleeves on (Tr.
1427-28, 1432. 1434). He identified himself in Ex. C.-46, p. 3, top photo. He
identified Mr. Ballard as the employee depicted in Ex. C-46, p.1(Tr. 1430-31).
Linda
Becker testified that the PPE policy is 100 percent cotton clothing, long
sleeve shirt, in heat resistant clothing. Respondent also purchased a sleeve
that attaches with a band to protects an employee's arms. She indicated that if
an employee reports to work with improper clothing, a supervisor would provide
the employee with sleeves (Tr. 1538-40).
The
undersigned finds that the Secretary has failed to sustain her burden of proof
with respect to this violation. The undersigned finds that the Secretary’s
assertions of violative conduct were at times contradictory and at other times
inconclusive and uncorroborated. The Secretary’s witness initially set forth
that she had observed “employees” in a number of departments skimming and
pouring molten aluminum who were not wearing appropriate PPE (Tr. 434).
However, as the record was developed, these employees were in fact wearing was
commonly accepted in the industry and conformed to Respondent’s own hazard
assessment which provided for, inter alia, 100% cotton clothing consisting of
long sleeve shirts and jeans. The testimony as well as the photographic
evidence establishes that employees wore jeans and long sleeve sweat shirts,
and sleeves with Velcro attachments were provided for short sleeve shirts. The
compliance officer’s allegation that she had observed an employee working in a
short sleeve shirt at the beginning of her inspection, was by her own admission
one which she could not recall any dates. did not record notes or take a photo,
or one which she discussed with anyone (Tr. 470-72). The undersigned finds that
the lack of corroboration in any form is surprising in view of the abundance of
documentation which existed for all other allegations of violative conditions.
IH Landes interviewed employees observed and/or working in the cited area with
regard to the previously cited violations. Additionally, this short sleeve
observation involves the employee, identified as Mr. Ballard, who is depicted
in Ex. C-46 with a long sleeve sweat shirt on the dated in which the citation
states violative observations were made. The undersigned also finds that her
description of her first interview with Mr. Ballard which occurred via
telephone the two months prior to the hearing is inconclusive with respect to
what she observed the day of the inspection or the Respondent’s work
practices.. We have only IH Landes’ interpretation of that conversation, and
her notes do not contain a verbatim recording of said interview. The
undersigned also finds that compliance officer’s testimony with regard to what
Mr. Ballard told her about t-shirts is inconclusive with regard her
allegations. This testimony is especially inconclusive in light of the
testimony of Mr. Barnes and Ms Becker who explained that although t-shirts were
permitted, long sleeve attachments were provided to employees. The undersigned
finds that Mr. Barnes testimony was very helpful in resolving the issues in
this item. His firsthand knowledge of the PPE policy provided support for a
finding that a violation was not established. The compliance officer’s
investigation appeared to have been inconclusive as was apparent in her
responses to the questioned posed to her during the hearing. For example, by
her own admission she did not ask employees if their shirts were cotton (Tr.
486, 490). Thus, her theory with regard to the origin of the alleged “hole”
which is depicted in Ex. C-46, p. 2, is speculative. The record contains no
evidence as to its origin or the length of time it was present.
Accordingly,
I conclude that the Secretary has failed to sustain her burden of proof. The
cited violation is Vacated.
CITATION 3, ITEM 1
29 C.F.R.
§1904.2(a) Each employer shall, except as provided in paragraph (b)
of this section, (1) maintain in each establishment a log and summary of all
recordable occupational injuries and illnesses for that establishment; and (2)
enter each recordable injury and illness on the log and summary as early as
practicable but no later than 6 working days after receiving information that a
recordable injury or illness has occurred. For this purpose form OSHA No. 200
or an equivalent which is as readable and comprehensible to a person not
familiar with it shall be used. The log and summary shall be completed in the
detail provided in the form and instructions on form OSHA No. 200.
a) OBERDORFER
INDUSTRIES, ON OR ABOUT 10/9/96: THE FOLLOWING CASES WERE TECHNICALLY
MISRECORDED ON THE 1995 AND 1996 OSHA 200 LOGS:
b) OBERDORFER
INDUSTRIES, CASES OF DOCUMENTED RECORDABLE HEARING LOSS WERE NOT RECORDED ON
THE 1995 AND 1996 OSHA 200 LOGS FOR EMPLOYEES, SUCH AS BUT NOT LIMITED TO, THE
FOLLOWING:
Employer Noncompliance
IH
Landes testified with regard to instance a that in the examples listed below,
injuries were technically misrecorded on the 1995 and 1996 Oberdorfer OSHA 200
log (Tr. 138, 142, Ex. C-51). She testified that in the instances listed in
instance b, the items were not recorded on the OSHA 200 Log. (Tr. 275). She
reviewed Ex. C-56, the results of hearing tests conducted by Oberdorfer (Tr.
142-43). The tests revealed standard threshold shifts of 25 db or greater,
which must be recorded in the log (Tr. 144, 275).
Employee Access to the
Violative Condition
Review
Commission precedent has established that the Secretary need not prove harm to
any particular employee resulting from a recordkeeping violation. The Act’s
recordkeeping requirements “play a crucial role in providing the information
necessary to make workplaces safer and healthier.” General Dynamics Corp.,
Electric Boat Div., 15 BNA OSHC 2122, 2131, n.17 (No. 87-1195, 1991) ,
citing General Motors Corp., Inland Div., 8 BNA OSHC 2036, 2040-41 (NO.
76-5033, 1980).
Employer Knowledge
of the Violation
IH
Landes testified that information concerning how to maintain the logs is
readily available to the public (Tr. 145-46). She also testified that
instructions on how to maintain the log are printed on the back of the form
(Tr. 144-45). As such, the employer could have determined how to properly fill
out the form. (Tr. 146).
Classification and Penalty
IH
Landes testified that lapses in recording in both instances amounted to
significant deficiencies in the OSHA 200 Log. As such, she recommended a
penalty of $1,000 (Tr. 147, 273-75). In view of the fact that the violations
would not result in serious physical or death, the conditions were classified
as other than serious violation does have a direct and immediate relationship
to health and safety. (Tr. 147). The undersigned finds the recommended penalty
appropriate in order to achieve the necessary deterrent effect.
CITATION 3, ITEM 3
29 C.F.R. §1910.303(f)
Identification of disconnecting means and circuits. Each disconnecting means
required by this subpart for motors and appliances shall be legibly marked to indicate
its purpose, unless located and arranged so the purpose is evident. Each
service, feeder, and branch circuit, at its disconnecting means or overcurrent
device, shall be legibly marked to indicate its purpose, unless located and
arranged so the purpose is evident. These markings shall be of sufficient
durability to withstand the environment involved.
a) CORE
ROOM: SAND HEATER PLATFORM, ON OR ABOUT 9/11/96: TWO ELECTRICAL DISCONNECT
SWITCHES WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES TO AN
ELECTRICAL HAZARD.
b) CORE
ROOM: DRY SAND ASSEMBLY AREA, ON OR ABOUT 9/12/96: CIRCUIT-BREAKER LIGHTING
PANEL - BREAKERS WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
c) CORE
ROOM: BEHIND 44 REDFORD MACHINE, ON OR ABOUT 9/16/96: CIRCUIT-BREAKER PANEL ON
EAST WALL-FIFTEEN BREAKERS WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
d) PATTERN
WAREHOUSE STORAGE AREA, ON OR ABOUT 9/16/96: CIRCUIT-BREAKER PANEL - TWENTY
BREAKERS WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES TO AN
ELECTRICAL HAZARD.
e) PERMANENT
MOLD AREA: LARGE TILT MACHINE AREA MEZZANINE AREA, ON OR ABOUT 9/25/96: SIX
ELECTRICAL DISCONNECT SWITCHES WERE NOT LABELED AS TO WHAT THEY CONTROL,
EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
f) CYLINDER
HEAD LINE: PLATFORM FOR CLAM PUMPS, ON OR ABOUT 9/26/96: SEVEN ELECTRICAL
DISCONNECT SWITCHES WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING
EMPLOYEES TO AN ELECTRICAL HAZARD.
g) CYLINDER
HEAD LINE: PLATFORM FOR CLAM PUMPS, ON OR ABOUT 9/26/96: CIRCUIT-BREAKER
LIGHTING PANEL-SIXTEEN BREAKERS WERE NOT LABELED AS TO WHAT THEY CONTROL,
EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
h) SPECIAL
METALS AREA: NEAR COMBUSTION AIR BLOWER OR CLAM PUMPS, ON OR ABOUT 9/26/96:
FIVE ELECTRICAL DISCONNECT SWITCH ON WEST WALL WERE NOT LABELED AS TO WHAT THEY
CONTROL, EXPOSING EMPLOYEES TO AN ELECTRICAL HAZARD.
I) FINISHING
DEPARTMENT: KNOCKOUT CELLAR, ON OR ABOUT 10/2/96: ONE ELECTRICAL DISCONNECT
SWITCH ON WEST WALL WAS NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES
TO AN ELECTRICAL HAZARD.
j) FINISHING
DEPARTMENT: NORTH WALL, ON OR ABOUT 10/4/96: CIRCUIT-BREAKER PANEL - BREAKERS
WERE NOT LABELED AS TO WHAT THEY CONTROL, EXPOSING EMPLOYEES TO AN ELECTRICAL
HAZARD.
Employer Noncompliance
IH
Landes testified that she observed five instances involving unlabeled
electrical disconnect switches (disconnecting means) (instances a, e, f, h, I),
and five instances involving unlabeled circuit breaker panels and breakers
(overcurrent devices) (instances b, c., d, g, j) (Tr. 147-49; Ex C-60 -
instances a and b).
Employee Access to the
Violative Condition
In
each instance, the electrical equipment they were using could unexpectedly be
turned off or on by an employee disconnecting or connecting the wrong switch or
breaker, because said switches and breakers were not labeled (Tr. 152).
Employer Knowledge of the
Violation
IH
Landes testified that in each of the instances, Respondent could have observed
that the disconnects or breakers were not labeled properly (Tr. 153).
Classification and Penalty
IH
Landes testified that employees may be exposed to minor burns should an
accident occur (Tr. 153). Thus, she recommend that the violation be classified
as other than serious. (Tr. 153-54). She testified that the severity of any
possible injury would be minimal, and the probability of such as accident
occurring as lesser. The undersigned finds that a penalty in the amount of
$0.00 is appropriate.
CITATION 1, ITEM 1
Section 5(a)(1) of the
Occupational Safety and Health Act of 1970: The employer did not furnish
employment and a place of employment which were free from recognized hazards
that were causing or likely to cause death or serious physical harm to
employees in that employees were exposed to THE HAZARD OF BEING STRUCK BY THE
LOAD SHOULD THE LOAD SLIP OFF THE HOOK:
a) PERMANENT
MOLD AREA, ON OR ABOUT 9/25/96: ONE GARDNER DENVER MODEL #75016AA5 AIR CHAIN
HOIST ½ TON CAPACITY BEING USED TO MOVE CASTING CATCHER FOR THE WEST GOOSE
MACHINE. THE HOIST HAD THE HOOK THROAT LATCH MISSING FROM THE LOAD HOOK.
b) GREEN
SAND LINE, 6A SHAKEOUT, ON OR ABOUT 10/02/96: ONE GARDNER DENVER MODEL #
75106AA4 AIR CHAIN HOIST 4 TON CAPACITY BEING USED TO SHAKEOUT MOLDS. THE HOIST
HAD THE HOOK THROAT LATCH MISSING FROM THE LOAD HOOK.
c) CORE
ROOM, 3RD DRY SAND LINE ASSEMBLY AREA, ON OR ABOUT 09/12/96: ONE GARDNER DENVER
MODEL #85016AA5, SERIAL NO. A639003, AIR CHAIN HOIST ½ TON CAPACITY BEING USED
TO MOVE CORES AND MOLDS. THE HOOK THROAT LATCH WAS BROKEN.
ABATEMENT
NOTE
Among other
methods, one feasible and acceptable abatement method to correct this hazard is
to install and repair hook throat latches, and follow the requirements of
American National Standard for air chain hoists (ANSI/ASME HST-5M-1985).
To
establish a violation of Section 5(a)(1), the Secretary must prove that : (1) a
condition or activity in the employer’s workplace presented a hazard to
employees; (2) the cited employer or the employer’s industry recognized the
hazard; (3) the hazard was causing or likely to cause death or serious physical
harm; and (4) feasible means existed to eliminate or materially reduce the
hazard. Waldon Healthcare Center, 16 BNA OSHA 1052 (Nos. 89-2804 and
89-3097, 1993); Tampa Shipyards Inc., 15 BNA OSHA 1533 (Nos. 86-360 and
86-469, 1992); Kastalon, Inc., 12 BNA OSHA 1928, 1931 (Nos. 79-3561 and
79-5543, 1986); Pelron Corp., 12 BNA OSHA 1833, 1835 (No. 82-388,
1986).
Did the Employer Keep the
Workplace Free of the Hazard?
CO
Rezsnyak testified that he observed a Gardner-Denver air chain host that was
“missing” a throat latch on the load hook. (Tr. 331; Ex. C-62 -instance a). He
testified that the hook had been initially manufactured with a throat latch,
and that there was a hole in the shoulder of the hook where the latch was
originally connected (Tr. 1143-44). The hoist was used to move castings in and
out of an oven. The castings were placed inside of a casting catcher which was
right below the hook. CO Rezsnyak testified that the bottom of the mold was suspended
at approximately chest height (Tr. 831). He testified that including the
casting catcher assembly, the total weight was approximately 400 pounds (Tr.
831-32, 834). Exhibit C-62 shows the hoist chain is in the slacken position, with
the load supported from underneath (Tr. 837, 839). CO Rezsnyak testified that
if the load was pulled back, and then slipped off the hook, it could injure an
employee. (Tr.837-38). In his estimation, if the casting and the casting
catcher were in motion and fell from the hook, 400 pounds hitting an employee
in the chest could cause death (Tr. 835-36).
CO
Rezsnyak testified that in instance b, he observed this Gardner-Denver air
chain hoist missing a throat latch (Tr. 333). This hook had also been
manufactured with a throat latch - there was a hole near the shoulder of the
hook designed to receive the pin for the latch (Tr. 1144). Ex. C-63 shows the
hook after the throat latch was installed (Tr. 335-36, Ex. C-63). He testified
that employees used the hook to suspend molds during the “shake out” process
(Tr. 336-37). The bottom of the molds were suspended one and one-half to two
feet off the floor, approximately knee height. He testified that when employees
were shaking out the mold, they would be adjacent to and part of their bodies
would be underneath the mold suspended from the hook the hazard would be being
struck by the load. CO Rezsnyak testified that he did not see employees using
the hook, but that he spoke with employees who had just finished using it (Tr.
829, 831).
CO
Rezsnyak observed the Garner-Denver air chain hoist in instance c with a broken
hook throat latch (Tr. 337, 1144-45, Ex. C-64, first photo). The latch was
bent, and did not come down inside the hook (Tr. 338-39). CO Rezsnyak testified
that he was told the air chain hoist was used to move cores and mold -
employees swung them off a line. He testified that he briefly observed this
operation (Tr. 834). CO Rezsnyak testified that he was told the weight of the
cores was 56 pounds (Tr. 835).
In
all instances, the hoists, which were air operated, presented a hazard of
employees being struck by the falling load and/or the chain sling, which had
detached from the hook during maneuvering of the sling and load because of the
lack of the throat latch (Tr. 333, 336, 340). The purpose of the hook throat
latch was to ensure that the chain sling holding the load on the hook remained
attached even when the chain sling was not taut (Tr. 347-350).
Was the Hazard Recognized?
CO
Rezsnyak determined that the hazards were recognized in the industry or by the
employer by reviewing the ANSI standards, and by contacting the manufacturer of
the hoist (Tr. 343). Review Commission precedent has established that the Secretary
may show industry recognition of a hazard through guidelines such as those
published by ANSI . The Secretary relied on ANSI Performance Standard for Air
Chain Hoist ANSI/ASME HST-5M-1985. Section 3.4(b) states:
Hooks shall be equipped with
latches unless the application makes use of the latch impractical. When
required, a latch shall be provided to bridge the opening of the hook for the
purpose of retaining slings, chains, etc., under slack conditions.
(Ex. C-66). Section1.3 of
this edition contains a Reference to Other Codes and Standards. Among those
listed is ANSI B30.16 Overhead Hoists (Underhung). The Secretary introduced
into evidence 1981 edition of ANSI B30-16 - Ex. C-111. At Section 16-1.2.9 it
sets forth that “[h]ooks shall be equipped with latches unless the application
makes the use of the latch impractical. When required, a latch shall be
provided to bridge the throat opening of the hook for the purpose of retaining
slings, chains, etc., under slack conditions." (Tr. 1146). Upon the face
of this document there is a notation that it is a revision of ANSI B30 16-1973.
ANSI B30.16-1973 - Overhead Hoists was marked as Ex. C-118 at the hearing. This
also document contains at Section 16-1.1.2.4 a requirement that “[l]atch type
hooks be used unless the use of the latch increases the hazard” .
At
the hearing, Ex. C-118 was initially not admitted into evidence. The Respondent
argued at trial that this document should not be admitted into evidence because
this document contained a clause which exempted employers from compliance where
it was shown that hoists manufactured prior to the effective date of the
standard could not feasibly or economically be altered and that the hoist
substantially complies with the requirements of the Standard. (See Section IV). The Respondent successfully argued that is up until the last
hour of the trial, it had not been given notice that it would have to prepare a
defense which required it to show feasibility or economic ability - a
requirement was not contained within the 1985 standard. In her Post-Hearing Memorandum,
the Secretary has renewed her motion to admit this document into evidence
(Secretary’s Post-Hearing Memorandum, p. 49, n. 57). The undersigned having
reviewed the entire record at this time finds the record contains unrebutted
evidence that the cited hooks were manufactured in accordance with a 1979 Parts
List (Tr. 843-846; Ex. C-68). Thus, the latches were manufactured subsequent to
the effective date of the 1973 standard and the Respondent is not required to
demonstrate feasibility or economic ability. The undersigned admits the
predecessor standard - Ex. C-118 into evidence .
The
undersigned also finds that the record contains unrefuted evidence that throat
latches had been provided on the cited hooks, and for abatement purposes the cited
hooks were repaired with latches. Thus, the use of a latch was not impractical
on these applications (Tr. 335, 345, 358). The undersigned further finds
industry recognition of the alleged hazard in light of the fact that the
manufacturer’s parts lists includes latches for the hooks (Ex. C-68). Thus,
establishing a recognition on the part of industry of the hazard which the
aforementioned ANSI standards address.
The
record also establishes that the employer recognized the hazard presented by the
missing latches. Douglas Pomphrey, Oberdorfer facility and environmental
manager, testified that the function of the throat latch was to prevent cables
from slipping off of the hook (Tr. 1484,1487-88). He acknowledged that the
condition depicted in Ex. C-62 (showing the hook with no latch and the casting
catcher nearly off the hook) was the slackened condition which a throat latch
would prevent (Tr. 1521-22). Robert Wolf acknowledged that he was familiar with
the safety latch which appeared in Ex. C-63 (instance a abatement), and that in
his experience a hook like this one would normally have a safety latch. He
further acknowledged that it was good practice to have this type of latch. He
likewise concurred that it would have been good practice to have a latch on the
hook cited in instance b (Tr. 1203-04).
Would the Hazard Cause
Death or Serious Physical Harm?
CO
Rezsnyak testified that in all instances, the hazard presented by the condition
was that employees could be stuck by the load carried on the hoist (Tr. 343).
The undersigned finds that such an accident would result in employees receiving
injuries up to and including death (Tr. 359-60).
Feasibility of Eliminating
the Hazard
The
undersigned finds that as demonstrated by the abatement of this violation, the
throat latch could have been replaced. Exhibit C-63 displays the hook after
this installation. (Tr. 358). CO Rezsnayk also recommended that in order to
alleviate any problem keeping the throat latches on the hooks, that the employer
“mouse” the hook with wire - wrap heavy wire around the outside of the throat
or collar of the hook to prevent the load from jumping off when the hoist is in
a slackened position (Tr. 358-59).
d) FINISHING
DEPT., CELL #1 FINISHING LINE, ON OR ABOUT 10/04/96: BELOW-THE-HOOK LIFTING
DEVICES USED FOR SUSPENDING CASTINGS HAD FABRICATED HOOKS THAT WERE DAMAGED AND
REPAIRED. THE REPAIRED WERE NOT INSPECTED AND TESTED FOR NEW LOAD CAPACITY.
ABATEMENT
NOTE
Among other
methods, one feasible and acceptable abatement method to: Prior to initial use
after each hook is repaired the hook shall be tested by or under the direction
of an appointed person and a written report furnished by such person confirming
the load rating of the device per ASME B30.20-1993; and conduct initial,
frequent and period inspections of the lifting devices by designated personnel
for wear, deterioration or malfunction per ASME B30.20-1993.
Did the Employer Keep the
Workplace Free of the Hazard?
CO
Rezsnyak recommended this violation because Respondent failed to have
custom-made hooks (lifting devices) inspected and tested after they had been
repaired or altered - one hook had been repaired and one had been altered. The
lifting devices were used to suspend and move castings which weighed
approximately 56 pounds (Tr. 340-41, Ex. C-65) . An under the hook lifting device is used to handle castings
during pouring and finishing (Tr. 1496). CO Rezsnyak testified that he
determined that the device had not been inspected by a designated person (Tr.
346). He testified that Robert Wolf, who was with him when he observed the
devices, informed him that they had not been submitted to him for testing (Tr.
359). He also told him that him that he was the person designated person to do
testing and to assign capacity to the lifting devices; and that those pictured
had not been given to him to be checked since their repair, one had been
damaged from use and had not been given to him to re-validated (Tr. 346-47). Robert
Wolf testified that at one point, he designed and approved lifting fixtures
(Tr. 1204). He further testified that approval was the responsibility of a
separate group, the manufacturing engineering group, of which he was not a
member (Tr. 1205). CO Rezsnyak testified that he did not observe employees
using the equipment, but that he spoke with employee who had just finished
using the devices (Tr. 357-58). The record establishes that the hazard in not
inspecting these devices is that they could fail because of a defect that was
not uncovered because the inspection and testing was not conducted, dropping
the castings onto employees who worked below.
Was the Hazard Recognized?
CO
Rezsnyak testified that the industry recognized the hazard and he relied on
ASME B30.20-1993, Below -the-Hook Lifting Devices. The scope of the standard is
confined to “structural and mechanical lifting devices”. Section 20-1.3.1.
Section 20-1.3.1(a) states, “[p]rior to initial use, all new, altered,
modified, or repaired lifting devices shall be inspected by a designated person
to verify compliance with the provisions of this volume.” Section 20.1.4 states
that “[p]rior to initial use, all new, altered, modified, or repaired lifting
devices shall be tested to ensure compliance with this Standard . . .” (Ex.
C-67). Furthermore, Mr. Wolf’s statements with regard to his having been the
designated person to perform such testing establishes employer recognition (Tr.
346-47, 359).
Would the Hazard Cause
Death or Serious Physical Harm?
CO
Rezsnyak testified that in all instances, the hazard presented by the condition
was that employees could be stuck by the load carried on the hoist (Tr. 343).
The undersigned finds that such an accident would result in employees receiving
injuries up to and including death. (Tr. 359-60).
Feasibility of Eliminating
the Hazard
The
record reveals that the Respondent had a policy of testing repaired and altered
hooks (Tr. 346-47).
Penalty - Instances a - d
CO
Rezsnyak testified that he recommended that the item be classified as serious.
He testified that a possible injury resulting from the condition would be
death. He classified the severity of this possible injury as high, and he
determined that there was a “greater” probability of an accident occurring (Tr.
360). His assessment of the probability was based mainly on the condition in
Instance a, where the chain was in a slack condition, and that the operation
was performed up to 30 times a day (Tr. 362). He recommended a penalty of
$5,000.00 (Tr. 360). CO Rezsnyak testified that he did not apply any reduction
factors to any of the citation items. As to size, he indicated that the company
employed over 250 employees. No reduction for history was given, because the company
had received a serious citation within the past three years. He testified that
no good faith reduction was given, because the OSHA operations manual, FIRM,
dictates that no such reduction be given where there are violations with high
severity and greater probability. (Tr. 371-72, 379) The undersigned is not
bound by OSHA’s internal policies. The record establishes that the Respondent’s
attitude toward employee safety and its cooperation during the inspection was
indicative of good faith. Respondent put forth great effort in abating the
cited conditions, such as hiring outside contractors and requiring maintenance
employees to work additional shifts to make corrections (Tr. 1538).
Additionally, the Respondent had recognized in June 1996, that there was a need
to modernize the facility and was in the planning stages at the time of the
inspection (Tr. 1572-73). The Respondent also had taken advantage of a state
consulting service and participated in a Occupational Health Hazard Survey in
1995 which included various sampling (Tr. 452-53, 1569-71; Ex. C-45).
Respondent’s health and safety program included job hazard assessments (Tr.
1539). The undersigned finds that these factors indicate a commitment to safety
by Respondent. Accordingly, the undersigned finds that a reduction in penalty
in the amount of 15% for good faith would be appropriate, for a penalty of
$4,250.00.
CITATION 1, ITEM 2
Section 5(a)(1) of the
Occupational Safety and Health Act of 1970: The employer did not furnish
employment and a place of employment which were free from recognized hazards
that were causing or likely to cause death or serious physical harm to
employees in that employees were exposed to THE HAZARD OF INRUNNING
NIP POINTS/OR BEING CAUGHT BY MOVING BELT:
a) GREEN
SAND DEPT., CONVEYOR SYSTEM CONSISTING OF SEVEN CONVEYORS, OR ABOUT 9/27/97:
THERE WERE NOT STOP (PULL) CORDS ALONG THE CONVEYOR SYSTEM IN ACCORDANCE WITH
ANSI B20.1-1947, SECTION 11-110lb.
ABATEMENT
NOTES:
Among other
methods, one feasible and acceptable abatement method correct this hazard is to
install stop cords.
Did the Employer Keep the
Workplace Free of the Hazard?
CO
Rezsnyak testified that in the green sand department, he observed a
seven-conveyor system without stop or pull cords (Tr. 364, 1163-64, 1170). He testified that he saw no convenient means of stopping the
conveyors. The conveyors could only be stopped from a remotely located conveyor
control center (Tr. 1170). CO Rezsnyak testified that one of the employees told
him he walked the length of the conveyors during his shift to check for
blockages of sand along the conveyors (Tr. 368-69). He testified that an
employee's clothing could have been “grabbed” by the metal lacings that bind
together the conveyor belt (Tr. 864-65). Accordingly, CO Rezsnyak defined the
hazard as being caught in the moving belt as they walked along the belt
conveyor checking for plugs (Tr. 366, 869, 1151). CO Rezsnyak acknowledged that
there was no work activity along the belt conveyor other than monitoring the
belt in case of spillage (Tr. 869, 871)
.
Was the Hazard Recognized?
In
issuing the citation, the Secretary relied on ANSI Safety Code for
Conveyors, Cableways, and Related Equipment, ASA B20.1-1947. Section
11-1101(b) states:
Convenient means for stopping the
motor or engine shall be provided at the operator's station. If the operator's
station is at a remote point, similar provisions for stopping the motor or
engine shall be provided at the motor or engine location. Emergency stop
switches should be provided at all points along the conveyor, where potential
hazards exist, and the conveyor shall be arranged so that it cannot be started
again until the actuating stop switch has been reset to running or “on”
position. Means shall be provided for locking the main switch or clutch to
prevent accidental starting.
CO Rezsnyak testified that he
learned from Bob Wolf that the conveyor system had been installed in 1947. The
instant ANSI standard became effective October 9, 1947. (Ex. C-72, p. 4 of 50).
The Secretary introduced into evidence, the ANSI interpretation of the
applicability of a particular edition of a B20 standard. The interpretation set
forth that “[t]he applicability of a particular edition is related to the time
when a specific conveyor is designed, manufactured, and installed.” (Tr. 373;
Ex. C-73). CO Rezsnyak also testified that at the time this condition was
observed, Lance Taylor was with him, and informed him that at his last place of
employment stop cords were along the conveyor system (Tr. 370).
It
is Respondent’s position that the Secretary offered no proof to demonstrate
that the system was installed after ANSI B20.1 went into effect, and that
Respondent did not conclude that the conveyors presented a hazard that required
stop cords (Respondent’s Post-hearing Memorandum, p. 42). Robert Wolf
acknowledged that there were no pull cords on the system (Tr. 1212). He
testified that the original green sand system had been purchased from a company
in Utica, NY, which had used the system, and it was installed at Oberdorfer in
1947. He testified that the 6-A feed belt was installed in that late 1970's or
early 1980's (Tr. 1212-14). Respondent introduced into evidence a document
which showed that equipment had been purchased from a company in Utica on
September 15, 1947 (Tr. 1500-01; Ex. R-10). The undersigned finds that the Mr.
Wolf’s testimony in conjunction with the documentation of a sale in
mid-September 1947 are sufficient to support the Secretary’s assertion that the
conveyor system was installed subsequent to October 9, 1947.
Mr.
Wolf also testified that prior to his employment with Respondent, he worked for
a company which manufacture red green sand molding equipment for foundries,
including conveyor systems. He testified that he had done on-site installations of these
systems at various locations, and he had determined that it was advisable to
install stop cords where employees were working , e.g., employees leaning over
conveyors to pick up cores and place them in molds. He stated that he had
looked at the Oberdorfer conveyors with a view towards stop cords and
determined that stop cords were not necessary. He saw no potential danger of
individuals being caught in the conveyors (Tr. 1219-21).
The
undersigned finds that the alleged the Secretary has failed to prove by a
preponderance of the evidence that the hazardous condition was recognized by
either the Respondent or its industry. The undersigned finds that Mr. Wolf’s
testimony established his familiarity with the cited system and the
installation of stop cords in conjunction with conveyor belts. His testimony
established that he recommended stop cords along conveyor systems upon which
work was performed by employees. He evaluated the instant system and determined
that stop cords were not necessary. The referenced standard, ANSI B20.1, provides
that stop cords are only “advised” where potential hazards exist. The
undersigned finds that this proviso is discretionary and not mandatory. Mr.
Wolf’s evaluation of the system concluded that there were no potential hazards
along the belt which stop cords would address. CO Rezsnyak acknowledged that
there was no work station on the conveyor and that no employee performed work
which required him to place material onto or off the conveyor (Tr. 871). In
view of the above the undersigned finds that the Secretary has failed to
establish that the alleged hazard was one which the employer or industry
recognized could have been addressed by the installation of stop cords in
accordance with ANSI B20.1 and the violative condition is Vacated.
CITATION 1, ITEM 3
29 C.F.R. § 1910.22(a)(1) All
places of employment, passageways, storerooms, and service rooms shall be kept
clean and orderly and in a sanitary condition.
a) PERMANENT
MOLD DEPARTMENT, LOADING PLATFORM FOR #5 AND #6 MELTING FURNACES, ON OR
ABOUT 9/25/96: PLATFORM WAS LITTERED WITH DEBRIS, I.E., METAL BANDING, WOOD AND
METAL PIECES, EXPOSING EMPLOYEE TO TRIPPING HAZARD AND CONTACT WITH FURNACE
STRUCTURE.
Employer Noncompliance
CO
Rezsnyak testified that on loading platforms for Nos. 5 and 6 melting furnaces,
he observed debris, including metal banding, wood, and metal pieces. He assumed
that the metal banding was used to bundle the ingots. He had no idea where the
wood originated (Tr. 889-90). It was his opinion that such debris exposed
employees to a tripping hazard and contact with the furnace. (Tr. 372; Ex.
C-74, page 1). During the inspection, Oberdorfer abated this condition by
placing a container on the platform to put the metal bandings and debris. (Tr.
376, Ex. C-74, page 2)
Employee
David Liedka identified the material as related to the operation of the
furnace. He identified the long items as aluminum ingot, and the smaller items
were remelt, risers, and spills that would be remelted to pour castings again. He
did not see anything on the platform that was not related to the operation of
the melt furnace. He identified the wooded object as the palette on which
remelt risers and spills may come in on. The palette stayed there until the
next load goes up (Tr. 1288-89). On cross-examination, Mr. Liedka acknowledged
that the black banding was not used in the furnace, and that there were at
least 30 minutes or a couple of hours between melts in the furnace - it
depended upon the metal needs at a particular time (Tr. 1304).
The
undersigned finds that in view of the fact that an employee had just completed
loading the furnace and the cited materials were left in the condition
observed, the standard is applicable. The record establishes that the materials
were left on the platform after the employee had completed his tasks (Tr. 377.
892). Thus, there was debris on the loading platform. The cited condition was
violative of the instant standard .
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees stand on the platform and load ingots into
the furnace. The furnace, which could reach a temperature of 600 degree
Fahrenheit, was loaded approximately 15 times per day (Tr. 376-77). CO Rezsnyak
indicated that he spoke with the area supervisor, who told him that an employee
had just finished charging the furnace (Tr. 377, 892). This condition presented
a tripping hazard to the employee while loading the furnace as well as to the
next employee who accessed the platform once the furnace was loaded.
Employer Knowledge of the
Violation
The
record established that the violation was in plain view (Tr. 378).
Penalty
CO
Rezsnyak testified that if an accident were to occur, an employee could receive
severe second degree burns (Tr. 377-78). He assessed the severity of the
possible injury as “medium,” and the probability of such an accident occurring
as “greater.” His assessment of probability was based on the tripping hazard
caused by the debris, as well as the absence of any protection between the end
of the platform and the furnace structure. He recommended that the item be
classified as serious, and with an unadjusted penalty of $3,500.00 (Tr. 378).
The undersigned finds that a penalty in the amount of $2, 975.00 would be
appropriate in light of her findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 4
29 C.F.R. §1910.23(c)
"Protection of open-sided floors, platforms, and runways." (c)
(1)Every open-sided floor or platform 4 feet or more above adjacent floor or
ground level shall be guarded by a standard railing (or the equivalent as
specified in paragraph (e)(3) of this section) on all open sides except where
there is entrance to a ramp, stairway, or fixed ladder. The railing shall be
provided with a toeboard wherever, beneath the open sides,
a) FINISHING
DEPARTMENT, SIX FOOT BLASTER, ON OR ABOUT 10/4/96: EMPLOYEE ACCESSES TOP OF
GRIT BLASTER APPROXIMATELY 7 FEET 3 INCHES ABOVE CONCRETE FLOOR TO CLEAN OUT
HOOPER, NO RAILINGS PROVIDED ON OPEN SIDES.
Employer Noncompliance
CO
Rezsnyak testified that he observed this six foot grit blaster in the finishing
department. He testified that an employee accessed the top of the grit blaster,
approximately 7 feet 3 inches above the floor, in order to clean out a hopper.
He observed that there were no railings on the open sides (Tr. 380-81, Ex.
C-75, page 1). In order to perform this task, an employee climbed up a ladder
where he had to step over a 16 inch high air inlet. CO Rezsnyak opined that an
employee could catch his foot on the inlet and fall (Tr. 895). The undersigned
finds that the cited area was a working space which was elevated above the
surrounding floor, and thus, the instant standard is applicable and
noncompliance has been established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees accessed the top of the grit blaster
approximately three time per week (Tr. 383). He did not observe an employee
cleaning the screen, but testified that he spoke with the employee who
performed this operation (Tr. 896-97). Douglas Pomphrey, facility and
environmental manager, testified that he would be “surprised” if this operation
occurred once a day, and the task took less than five minutes. (Tr. 1503-04). The
undersigned finds that the information which CO Rezsnyak obtained from the
employee who performed the task was more accurate with regard to the frequency
of this operation.
b) MAINTENANCE
PLATFORM, HYDRAULIC PUMPS FOR ROCKETS, ON OR ABOUT 9/26/96: WEST SIDE OF
PLATFORM, BI RAILINGS PROVIDED. EMPLOYEES ACCESS THIS PLATFORM TO MAINTAIN
HYDRAULIC PUMPS AND ELECTRICAL MACK VALVES. HEIGHT OF PLATFORM ABOVE CONCRETE
FLOOR IS 8 FEET 2 INCHES.
Employer Noncompliance
CO
Rezsnyak testified that he observed a maintenance platform without a railing on
the west side of the platform. Employees accessed the platform to maintain
hydraulic pumps and electrical mach valves (Tr. 383). The platform was 8 feet
32 inches above the floor (Tr. 384, Ex. C-75, page 2). The undersigned finds
that the cited area was a working space which was elevated above the
surrounding floor, and thus, the instant standard is applicable and
noncompliance has been established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that he talked to at least one employee, Richard Tucci, who
accessed the platform (Tr. 898-99). CO Rezsnyak testified that employee Tucci
told him he accessed the area as needed, and that he had been in the area “frequently
within the last week” in response to pump malfunctions (Tr. 900).
c) FINISHING
DEPARTMENT, 9 FOOT GRIT BLASTER, ON OR ABOUT 10/4/96: EMPLOYEE ACCESSES TOP OF
GRIT BLASTER APPROXIMATELY 5 FEET ABOVE CONCRETE FLOOR TO CLEAN OUT HOPPER. NO
RAILINGS PROVIDED ON OPEN SIDES.
Employer Noncompliance
CO
Rezsnyak testified that he observed a grit blaster in the finishing department
that employees accessed to clean out the hopper. The area was approximately
five feet above the floor, and had no railings on the open sides (Tr. 385, Ex.
C-75, page 3). The undersigned finds that the cited area was a working space
which was elevated above the surrounding floor, and thus, the instant standard
is applicable and noncompliance has been established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that as a result of speaking with employees who performed
the task, he learned that employees accessed this area three times weekly (Tr.
385, 901).
d) GREEN
SAND DEPARTMENT, TOP OF SURGE HOPPER FOR MULLER, ON OR ABOUT 9/27/96: SOUTHSIDE
OF SURGE HOPPER PLATFORM, NO RAILINGS PROVIDED. EMPLOYEE ACCESSES PLATFORM TO
DISLODGE SAND THAT HANGS UPON SIDE OF HOPPER.
Employer Noncompliance
CO
Rezsnyak testified that he observed no railings on the south side of the surge
hopper platform. Employees accessed the platform to dislodge sand from the side
of the hopper (Tr. 385-86, Ex. C-75, page 4). The undersigned finds that the
cited area was a working space which was elevated above the surrounding floor,
and thus, the instant standard is applicable and noncompliance has been
established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employee Ed Llera told him he accessed the platform
three times a day to clean out pugs so that the sand could keep flowing (Tr.
902). At the hearing, Mr. Llera testified that the frequency which the sand was
dislodged from the top of the muller depended upon the particular job. At most,
they would knock the sand free was once a week on one job, and thereafter once
every two or three months (Tr. 1394-95). The Secretary did not present any
rebuttal evidence. The undersigned having observed the demeanor of the employee
finds that his testimony at the time of the hearing was credible. The
undersigned finds that this testimony establishes employee exposure.
e) GREEN
SAND DEPARTMENT, ELECTRICAL PANELS MOUNTED ON WEST WALL UNDERNEATH 6A FEED
BELT, ON OR ABOUT 9/27/96: PLATFORM USED BY EMPLOYEES TO ACCESS ELECTRICAL
PANELS RAILINGS WERE MISSING FROM SOUTH SIDE.
Employer Noncompliance
CO
Rezsnyak testified that he observed a platform used to access electrical panels
that was missing railings on the south side (Tr. 386-87, C-75, page 5). The
platform was approximately 14 feet above the floor (Tr. 387). The undersigned
finds that the cited area was a working space which was elevated above the surrounding
floor, and thus, the instant standard is applicable and noncompliance has been
established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee would travel in the area to turn on or off
breakers, or to replace lights or light fixtures in the foundry area (Tr.
387-88). He testified that it had been explained to him that the electrical
panels were for the lighting circuits in the foundry, and that “the employee”
told him that the electrical panels were accessed when bulbs or fixtures needed
to be replaced (Tr. 905). The undersigned finds that this testimony established
employee exposure.
Employer Knowledge of the
Violation
The
record establishes that in each instance the violative conditions were in plain
view (Tr. 389).
Penalty
CO
Rezsnyak testified that in Instances c and d, an accidental fall could result
in fractures, and in Instances a, b, and e, a fall could result in death (Tr.
389). He classified the severity of the possible injury as high, and the
probability of such an injury occurring as “greater.” (Tr. 390). He recommended
that the item be classified as serious, and that a penalty of $5,000 be
assessed (Tr. 389-90). The undersigned finds that in view of the frequency of
exposure, the probability should reflect a “lesser” finding, thus, the gravity
based penalty would be assessed at $2,500.00. The undersigned finds that a
penalty in the amount of $2,125.00 would be appropriate in light of her
findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 5
29 C.F.R. §1910.27(b)(1)(ii)
The distance between rungs, cleats, and steps shall not exceed 12 inches and
shall be uniform throughout the length of the ladder.
a) CORE
ROOM, ON OR ABOUT 9/11/96: THE VERTICAL LADDER TO MAINTENANCE PLATFORM FOR SAND
DELIVERY SYSTEM HAD A DISTANCE TO THE FIRST RUNG ABOVE THE FLOOR OF
APPROXIMATELY 20 INCHES. LADDER IS USED ONCE PER MONTH BY EMPLOYEES TO
LUBRICATE BEARINGS.
Employer Noncompliance
CO
Rezsnyak testified that the distance between the floor and the first rung of
the vertical ladder to the maintenance platform for the sand delivery system
was approximately 20 inches (Tr. 390, C-76). He testified that the problem was
an employee being used to a certain spacing from rung to rung and then
unexpectedly finding a longer reach at the bottom of the ladder (Tr. 911,
392-93). Respondent concedes the existence of the violation (Respondent’s
Post-Hearing Memorandum, p. 47).
Employee Access to
the Violative Condition
CO
Rezsnyak testified that employees climbed the ladder once a month to lubricate
bearings on the sand delivery system (Tr. 392)
Employer Knowledge of the
Violation
The
record establishes that the violation was in plain view (Tr. 393).
Penalty
CO
Rezsnyak testified that an employee could be injured descending the ladder,
resulting in a strain or sprain (Tr. 392-93). He recommended that the item be
classified as serious. He also testified that the possible injury would be of a
low severity, and the probability of an accident occurring would be “lesser”
(Tr. 394). The undersigned finds that based upon these gravity findings and the
minor type of injury expected, that the evidence does not establish a
substantial probability that death or serious physical harm could result from
this violation. Accordingly, the undersigned finds that the violation is an
other than serious violation. In light of the remaining penalty factors
enumerated in Section 17(j) of the Act, a penalty in the amount of $0.00 is
appropriate.
CITATION 1, ITEM 6
29 C.F.R. §1910.27(c)
"Clearance": (1) "Climbing side." On fixed ladders, the
perpendicular distance from the centerline of the rungs to the nearest
permanent object on the climbing side of the ladder shall be 36 inches for a
pitch of 76 degrees, and 30 inches for a pitch of 90 degrees (fig. D-2 of this
section), with minimum clearances for intermediate pitches varying between
these two limits in proportion to the slope, except as provided in
subparagraphs (3) and (5) of this paragraph.
a) GREEN
SAND DEPARTMENT, TOP OF MULLER, ON OR ABOUT 9/27/96: VERTICAL LADDER TO HEX
SCREEN PLATFORM FROM “O” BELT HEAD PULLEY PLATFORM HAD ONLY EIGHT INCHES OF
CLEARANCE FROM LADDER RUNG TO EDGE OF STEEL HOPPER.
1.
Employer Noncompliance
CO
Rezsnyak observed a vertical ladder providing access to the hex screen platform
with only eight inches of clearance from the bottom ladder rung to the edge of
the steel hopper. The hazard was that employees could strike against or step
into the hopper as they descended the ladder (Tr. 395, 398; Ex. C-77, page 1).
He indicated that employees could have been protected if the ladder or the
hopper were moved (Tr. 406). Employee Ed Llera testified that he did not use
the bottom rung on the ladder. In response to questions from Respondent’s
attorney, he indicated that this was because the first step was too low, and
not because the hopper was in his way (Tr. 1417, 1419-20). In response to the
Secretary’s questions, he testified that employees could use only part of the
step because the hopper was in the way of the rest of it. The undersigned finds
that cited ladder did not met the clearance requirements of the instant
standard. Thus, the standard is applicable and noncompliance has been
established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee told him used the ladder two or three times
a day (Tr. 406). This employee, Mr. Llera testified that the frequency of the
use of the ladder depended upon the job. He experienced a job where the ladder
was used once a week, and in another job it was used once every two months (Tr.
1394-95).
b) CORE
ROOM, SOUTH SIDE OF SOUTH OVEN, ON OR ABOUT 9/12/96: VERTICAL LADDER USED AS
ACCESS TO TOP OF SOUTH OVEN HAD THE CLEARANCE ON THE CLIMBING SIDE REDUCED TO
LESS THAN 30 INCHES BY ANOTHER PLATFORM PROJECTING INTO THE CLEARANCE SPACE.
Employer Noncompliance
CO
Rezsnyak testified that the vertical ladder used to the access the top of the
south oven had the clearance space reduced to less that 30 inches by another
platform projecting into the clearance space (Tr. 395; C-77, page 2). CO
Rezsnyak testified that an employee could strike his shoulder or something on
the platform as they are climbing the ladder (Tr. 399). During the inspection,
the ladder was removed (Tr. 399-400, 915; C-77, page 2, bottom photo). CO
Rezsnyak testified he was told that employees could access the hopper from
another side, or with a portable ladder (Tr. 915-16).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that he was told the ladder was used as needed for
maintenance purposes - possibly once a month (Tr. 406, 916-17).
Employer Knowledge of the
Violation
The
record establishes that the violations were in plain view (Tr. 407).
Penalty - Instances a - b
CO
Rezsnyak testified that the potential injury in both instances was fractures,
and determined that the severity of injury was medium (Tr. 407). He determined
that the probability of an accident occurring was greater - instance a, the
edge of the hopper was only eight inches from the edge of the ladder; instance
b, the clearance was reduced 6 ½ inches by 17 inches due to the projecting
platform (Tr. 407-08). In light of expected injury, he classified the
violations as serious, and recommended a penalty of $3,500.00 (Tr. 407). The
undersigned finds that a penalty in the amount of $2, 975.00 would be
appropriate in light of her findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 7
29 C.F.R. §1910.36(b)(4) In
every building or structure exits shall be so arranged and maintained as to
provide free and unobstructed egress from all parts of the building or
structure at all times when it is occupied. No lock or fastening to prevent
free escape from the inside of any building shall be installed except in
mental, penal, or corrective institutions where supervisory personnel is
continually on duty and effective provisions are made to remove occupants in
case of fire or other emergency.
a) OIL
STORAGE ROOM, ON OR ABOUT 9/27/96: EXIT DOOR ON WEST WALL DID NOT OPEN FREELY
(WEDGED AGAINST FRAME).
Employer Noncompliance
CO
Rezsnyak testified that the cited exit door was wedged against the frame, and
did not open freely (Tr. 409). He determined that the door was an exit based
upon an evacuation plan posted on the west wall of the room (Tr. 410). He
further clarified that the door was not obstructed in any manner. However, it
took several pushing attempts (three) to open it (Tr. 924). Robert Wolf and Don
Alexander assisted in this effort to open the door (Tr. 410, 923). Mr. Wolf
testified that the door was snug due to age and opened with some difficulty. He
testified that he and Mr. Alexander reached over and gave the door a push with
their hands (Tr. 1226-27). Linda Becker testified that CO Rezsnyak told her
that the door was jammed, and that she pushed the door open with her shoulder
(Tr. 1548-49).
The
cited standard sets forth the general requirements for means of egress from the
areas in which employees work. There is no dispute that the instant exit door
was unobstructed. The issue here is whether the effort required to open the
door violated the term “free”. The plain meaning of the word “free” includes
not being hampered or restricted in its normal operation; and not confined to a
particular position. Webster’s New Collegiate Dictionary 453 (1979). The
undersigned finds that the exit was not in a condition which hampered or
restricted its normal function. The undersigned finds that the act of pushing
of the door hampered or restricted the normal act of turning the door knob to
open the door, and had a negligible relationship to employee safety. Accordingly,
the undersigned finds that there was no direct or immediate relationship to
employee safety or health and that it would be inappropriate to impose a
penalty or the entry of an abatement order. These findings support a de minimis
classification.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees enter the storage room three time a week to
obtain materials (Tr. 409).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the Respondent could have known of this condition had
they checked the exit door to make sure that it opened freely (Tr. 410).
CITATION 1, ITEM 8
29 C.F.R. §1910.37(q)(1)
Exits shall be marked by a readily visible sign. Access to exits shall be
marked by readily visible signs in all cases where the exit or way to reach it
is not immediately visible to the occupants.
a) OIL
STORAGE ROOM, ON OR ABOUT 9/27/96: WEST WALL, A DOOR DESIGNATED AS AN EXIT BY
COMPANY’S EMERGENCY EXIT PLAN WAS NOT MARKED WITH A READILY VISIBLE SIGN.
Employer Noncompliance
CO
Rezsnyak observed that the cited door was not marked with a readily visible
exit sign. The door was designated as an exit in Oberdorfer's emergency exit
plan (Tr. 411, See also Citation 1, item 7). Respondent argues, based on a
March 26, 1985 OSHA interpretation letter Ex. R-8, p.33, that exit signs are
not required were the room is square with windows to the outside and no
partitions (Respondent’s Post-Hearing Memorandum, p. 50). Linda Becker
testified that the dimensions of the room are 40 ft. by 20 ft., and there are
windows on two walls. (Tr. 1548).
There
is no dispute that the exterior door was not marked with an exit sign. The
undersigned finds that OSHA’s standard is clear and unambiguous in its
requirement that “exits shall be marked by a readily visible sign”. The
standard does not provide an exception based upon the physical layout of a
room.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employee accessed the oil storage room three times a
week (Tr. 412).
Employer Knowledge of the
Violation
The
record establishes that the violation was in plain view (Tr. 413).
Penalty
CO
Rezsnyak testified that if an accident were to occur, employees could be
exposed to smoke inhalation (Tr. 412-13). He assessed the severity of the
possible injury as low, and the probability of an injury occurring as lesser
(Tr. 413). The undersigned finds that the record does not establish a
substantial probability of death or serious harm. The undersigned finds that
the violation was other than serious. This classification is appropriate in
light of the low gravity findings and the fact that the storage room was approximately
20 feet by 30 feet with no partitions and windows to the east and north sides
of the room, and a window on the door which was on the west side of the room
(Tr. 1548). In light of the low probability finding, and the remaining penalty
factors enumerated in Section 17(j) of the Act, a penalty in the amount of
$0.00 is appropriate.
CITATION 1, ITEM 9
29 C.F.R. §
1910.106(e)(6)(ii) "Grounding." Class I liquids shall not be
dispensed into containers unless the nozzle and container are electrically interconnected.
Where the metallic floor plate on which the container stands while filling is
electrically connected to the fill stem or where the fill stem is bonded to the
container during filling operations by means of a bond wire, the provisions of
this section shall be deemed to have been complied with.
a) FLAMMABLE
STORAGE ROOM, ON OR ABOUT 9/16/96: EMPLOYEES WERE DISPENSING FLAMMABLE LIQUIDS
SUCH AS PARASPRAY, SOLVENT 99 AND NITROSEL CORE CEMENT INTO PORTABLE CONTAINERS
WITH NO MEANS OF ELECTRICALLY INTERCONNECTING THE NOZZLE AND THE PORTABLE
CONTAINER PROVIDED.
Employer Noncompliance
CO
Rezsnyak testified that he observed 55 gallon containers Class I liquids -
Paraspray, solvent 99, and nitrocel core cement in the flammable storage room.
Employees would enter the room and dispense liquid from the 55-gallon
containers into portable containers. The nozzle and the portable containers
were not electrically bonded (Tr. 415). Each of these drums were in the
vertical dispensing position, with a dispensing nozzle attached (Tr. 925). He
determined the identity of the materials by speaking with the affected employee
and the manager of the department. (Tr. 416)
CO
Rezsnyak testified that bonding jumpers could have been connected between the
large and the portable containers (Tr. 417). He observed a sign in the room
mandating bonding between containers. He stated that Robert Wolf told that him
there were bonding wires in the room at one time, but they had since
disappeared (Tr. 417-18). The bonding wires had alligator clips at both ends.
One clip was attached to the drum, and the employee attached the other clip to
the container he was filling (Tr. 928).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that he observed an employee filling a container and was
told that materials were dispensed daily (Tr. 416).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the violation was in plain view, and materials were
poured there daily. The Respondent had a sign in the area which mandated that
bonding be used, and at one time there had been bonding clips in the room (Tr.
417-19).
Penalty
CO
Rezsnyak testified that in the absence of bonding, the static discharge from
the flowing flammable liquids could cause a fire. Based on the possible injury
of severe burns, he assessed the severity of the possible injury as high. He
determined that there was a “lesser” probability of such an accident occurring,
because there was an ventilation fan in the room, as well as a sprinkler (Tr.
420). He classified the violation as serious, and recommended a penalty of
$2,500.00 (Tr. 419). The undersigned finds that a penalty in the amount of
$2,125.00 would be appropriate in light of her findings set forth in Citation
1, Item 1.
CITATION 1, ITEM 10 -
OTHER THAN SERIOUS
29 C.F.R.
§1910.137(b)(2)(xii) The employer shall certify that equipment has been tested
in accordance with the requirements of paragraphs (b)(2)(viii), (b)(2)(ix), and
(b)(2)(xi) of this section. The certification shall identify the equipment that
passed the test and the date it was tested.
a) TRANSFORMER
SUBSTATION, ON OR ABOUT 10/9/96: ONE PAIR OF RUBBER INSULATING GLOVES WORN BY
EMPLOYEE WHILE WORKING WITHIN 12 KV SUBSTATION.
Employer Noncompliance
CO
Rezsnyak testified that he observed a pair of rubber insulating gloves used in
the 12,000 volt transformer station. He inquired when the gloves were last
tested, and was not provided with any indication that the gloves had been
tested within the last six months (Tr. 421, 1175, Ex. C-68).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that one of the exposed employees, Earl Wicks, told him that
he wore the gloves in the condition observed when he went inside the
transformer substation with the electrician, Robert Tucci, to assist him (Tr.
422, 929-30). Richard Tucci testified that he told CO Rezsnyak that he used
his own gloves, which he had certified every year by Niagara Mohawk (Tr.
1370-71).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that Respondent should have known of the violation in that
the gloves were purchased by from a reputable supplier and they had a copy of
the OSHA standard on site, and a reasonable employer would know that the gloves
must be tested. (Tr. 423)
Penalty
The
standard was amended to an other than serious violation. The Secretary
recommends an amended penalty of $0.00 (Secretary’s Post-Hearing Memorandum, p.
66-67). In view of the fact that it is essentially a recordkeeping violation,
the proposed penalty $0.00 is appropriate.
CITATION 1, ITEM 11
29 C.F.R. §1910.212(a)(1)
Types of guarding. One or more methods of machine guarding shall be provided to
protect the operator and other employees in the machine area from hazards such
as those created by point of operation, ingoing nip points, rotating parts,
flying chips and sparks. Examples of guarding methods are-barrier guards,
two-hand tripping devices, electronic safety devices, etc.
a) METAL
SHOP, ON OR ABOUT 9/20/96: ONE LEBLOND METAL TURNING LATHE, THE ROTATING CHUCK
WAS NOT GUARDED TO PREVENT ACCIDENTAL EMPLOYEE CONTACT. EMPLOYEES APPLY CUTTING
OIL BY SPRAY OR BRUSH WHILE CHUCK IS ROTATING.
b) METAL
SHOP, ON OR ABOUT 9/20/96: ONE SOUTHBEND METAL TURNING LATHE WITH A 6 INCH
DIAMETER CHUCK, ROTATING WAS NOT GUARDED TO PREVENT ACCIDENTAL EMPLOYEE
CONTACT. EMPLOYEE APPLY CUTTING OIL BY SPRAY OR BRUSH WHILE CHUCK IS ROTATING.
c) MOLD
AND DIE DEPARTMENT, ON OR ABOUT 9/20/96: ONE LEBLOND METAL TURNING LATHE WITH
AN 8 INCH DIAMETER CHUCK, ROTATING CHUCK WAS NOT GUARDED TO PREVENT ACCIDENTAL
EMPLOYEE CONTACT. EMPLOYEES APPLY CUTTING OIL WITH A BRUSH.
d) METAL
LAB, ON OR ABOUT 10/8/96: ONE EMCO METAL TURNING LATHE WITH A 5 INCH DIAMETER
CHUCK, ROTATING CHUCK WAS NOT GUARDED TO PREVENT ACCIDENTAL EMPLOYEE CONTACT.
Employer Noncompliance
CO
Rezsnyak testified that all four lathes cited in Citation 1, Item 11 operated
in essentially the same manner, but the size of the chucks varied. CO observed
only the lathe cited in instance a in operation - where he observed a turning
lathe in the metal shop. The 12- inch diameter rotating chuck was not guarded
to prevent accidental employee contact (Tr. 957-58). In instance b, he observed
a metal turning lathe with a 6- inch diameter (Tr. 612). In instance c, he
observed the turning lathe with an 8-inch diameter chuck. Employees turn metal
pieces in the chuck and apply cutting oil by brush (Tr. 613; Ex. C-79, p. 3).
In instance d, he observed the metal turning lathe with a 5-inch diameter
chuck. In all instances employees applied cutting oil by spray or brush while
the chuck was rotating (Tr. 609-11, 613, 614; Ex. C-79). He determined that in each instance employees were exposed to
the hazard of an inadvertent placement of hands or other parts of the body into
jaws of the unguarded area (Tr. 622, 945-46). A guard was installed during the
course of the inspection. (Tr. 614-15, Ex. C-79, page 4). The undersigned finds
that the compliance officer’s observations establish that there were exposed
rotating parts.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees may be exposed to the unguarded chuck when
they apply cutting oil by spray or brush while the chuck was rotating (Tr. 609,
946). He learned that employee exposure occurred daily on an as needed basis
(Tr. 612, 613, 616). When applying the oil by spray, an employees hands would
not be closer that one foot from the rotating chuck. (Tr. 947-48). CO Rezsnyak
never observed the use of a brush to apply the oil, but testified that the
handle of the brush was approximately six inches long, and the total length of
the brush was approximately nine inches long (Tr. 950-55). In instance a he
estimated that there was a distance of almost one foot between the employee’s
hand and the chuck as he applied oil with a sprayer brush (Tr. 947-48, 1182).
CO Rezsnyak estimated that when using the brush, an employees hand may be from
three to eight inches from the rotating chuck. He testified that when using the
spray, there would be no reason to get closer than one foot (Tr. 948).
Respondent
asserts that whole operating the lathe’s controls, the employee has no need to
be exposed to the rotating chuck. Oberdorfer tool and design manager, Craig
Chesbro testified that the operator stands behind the tool, where the controls
are located. As such, the operator is not exposed to the rotating chuck,
located approximately two feet away (Tr. 1346-47). He testified that two
employees work in the metal shop where the operation involves a turning of an
individual part for a mold or a brushing for a part. These two employees are
highly skilled journeymen pattern makers (Tr. 1342). He also testified that if
an employee were to apply oil with a brush, his or her hands would be three
inches from the piece being machined, not the rotating chuck (Tr. 1356). He
indicated that the oil spray is automatically air-feed, and is not hand
held(Tr. 1356-57).
The
undersigned finds that while the skill of the employees and the two foot
distance may lessen the probability of the occurrence of an injury, these
factors do not negate an inadvertent exposure to unguarded moving parts.
3.
Employer Knowledge of the Violation
The
record establishes that all the violations in this citation item were in plain
view (Tr. 624).
e) GREEN
SAND DEPT., TOP OF 9/25/96: CONVEYOR SYSTEM HEAD PULLEY OR O BELT, INGOING NIP
POINT WAS NOT GUARDED IN ACCORDANCE WITH ANSI B20.1 - 1976, SECTION 6.01.1.1.
EMPLOYEE PASSES BY THE HEAD PULLEY WHILE THE BELT IS RUNNING TO CHECK HEX
SCREEN WHEN SAND IS NOT COMING DOWN ON REST OF CONVEYOR BELT SYSTEM.
Employer Noncompliance
CO
Rezsnyak testified that he observed an unguarded head pulley belt on the green
sand belt conveyor system. He indicated that employees pass by the head pulley
belt to check the hex screen (Tr. 616-17, Ex. C-79, page 5). An in-running nip
point was created where the conveyor belt went over the head pulley (Tr. 617,
625). CO Rezsnyak recommended that the nip point could have been guarded using
a solid guard where the “O” belt comes over the conveyor roller (Tr. 623-24).
This condition created a hazard of being caught by the nip point of the belt.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that when sand plugs up the system, employees walk by the
moving belt to check the hex screen. Employees also check a hopper that the
belt discharges into. When checking the hopper or the conveyor, CO Rezsnyak
testified that employees come within 12 inches of the nip point (Tr. 617).
Employee Ed Llera testified that normally
the hex screen is cleaned once every two months. He indicated that during one
large job, they had to remove backs-ups once a week (Tr. 1393-94). This large
job was last run in March of 1996. (Tr. 1394, 1659-61, Ex. R-13). He further stated that “[r]ight up until they shut down the
green sand...[they would go up and clean the off the hex screen] maybe once
every two months.” (Tr. 1395).
Employer Knowledge of the
Violation
The
record establishes that all the violations in this citation item were in plain
view. (Tr. 624).
Penalty - Instances a - d
CO
Rezsnyak recommended that the item be classified as serious, based on the
possible injury of fractures caused by being pulled into the turning lathes or
the belt (Tr. 624-25). He assessed the severity of this injury as “medium,” and
the probability of such an accident occurring as “greater”. The undersigned
finds that in light of the evidence presented with respect to employee
exposure, the probability of the occurrence of an accident was “lesser”. These
findings result in a gravity based penally of $2,000.00. The undersigned finds
that a penalty in the amount of $1,700.00 would be appropriate in light of her
findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 12
29 C.F.R.§1910.212(A)(5)
Exposure of blades. When the periphery of the blades of a fan is less than
seven (7) feet above the floor or working level, the blades shall be guarded.
The guard shall have openings no larger than one-half (½) inch.
a) CORE
ROOM, CORE FINISHING DEPARTMENT, ON OR ABOUT 9/19/96: ONE FAN USED BY EMPLOYEE
TO MOVE HOT AIR OUT OF WORK AREA. OPENINGS IN FAN BLADE GUARD MEASURED 1 1/4
INCHES BY 5/8 INCH.
Employer Noncompliance
CO
Rezsnyak observed a fan in the core finishing room used by employees in the
area to cool the room. The fan was on the floor and at working level, less than
seven feet above the floor. He testified that the openings in the in the fan
guard measured 1¼ inches by ⅝ of an inch (Tr. 626-27, Ex. C-82). The fan blade
was 1½ from the metal guarding. These findings establish a violation of the
standard.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that there was an employee, whom he questioned, who used the
fan was exposed to this condition. At times, the employee stood in front of the
fan ( with his back to the fan) while performing his duties (Tr. 628). When he
made his observations, the fan was plugged in (Tr. 628-29). Ex. C-82 depicts the
employee standing with his back to the fan. CO Rezsnyak testified that this
reduced the probability of an accident occurring (Tr. 970-71). He conceded that
only an employee's pinkie would fit through the opening (Tr. 968-69).
Employer Knowledge of the
Violation
The
record established that the violation was in plain view, and with the exercise
of reasonable diligence the Respondent would have known of the cited condition
(Tr. 629).
Penalty
CO
Rezsnyak testified that employees would be exposed to the potential injury of
amputation (Tr. 628). The undersigned finds that in view of the fact that the
employee worked with his back to the fan, and the openings limited exposure to
at most the pinkie finger, the expected injury would not be amputation. CO
Rezsynak determined that the probability of the occurrence of injury was lesser
in view of the fact that the employee worked with his back to the fan and the
openings limited to a great degree how much of the body could get in to the fan
(Tr. 630. 969). The undersigned finds that these findings support a finding of
other than serious, and a penalty of $0.00.
CITATION 1, ITEM 13
29 C.F.R. §1910.212(b)
Anchoring fixed machinery. Machines designed for a fixed location shall be
securely anchored to prevent walking or moving.
a) METAL
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE EDLUND MODEL EB/5 DRILL PRESS SN B2570.
b) WOOD
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE DELTA PRESS.
c) MAINTENANCE
SHOP, ON OR ABOUT 9/20/96: ONE JET PRESS SN 1040536.
Employer Noncompliance
CO
Rezsnyak testified that when he observed the cited drill presses they were not
anchored to the floor. There were holes cast into the bottom plate of the
presses, which indicated that they had been so designed to be anchored by the
manufacturer (Tr. 631-632, C-83). He testified that the press in instance a was
the most unstable because of its height - it was approximately seven feet high
and the motor was positioned at the top (Tr. 632,636). The drill press rocked
with very little effort when he touched it, indicating to him that this press
was especially unstable (Tr. 974). The drill presses were anchored to the floor
during the course of the inspection. (Tr. 633, Ex. C-83, page 1). CO Rezsynak
testified that the purpose of anchoring is to prevent a piece of equipment from
moving or walking. The hazard created was an employee being struck by the
machine if it tipped over. It is not his interpretation of the requirement that
every piece of equipment must be anchored. There are pieces at Oberdorfer which
were stable - they had such a wide base, and were not to the height where the
center of gravity would be an issue. Stability is a principal factor in
determining whether something must be anchored. (Tr. 635-36; 973-74).
Tool
and Design Manager Chesbro testified that he had never seen the Edlin drill
press or the Delta wood drill press move or vibrate during their operation. He
testified that they had large bases which held them vertical (Tr. 1348-49).
However, the undersigned finds that this testimony does not negate the cited
findings. The undersigned having reviewed the photographic evidence and
considered the fact that these drills were manufactured with holes in their
bases to accept bolts for anchorage, finds that the cited conditions indicated
that the presses presented a tipping or falling over hazard.(See Exh. R-8, p.
38).
Employee Access to the
Violative Condition
Employees
informed CO Rezsnyak that they used the machines in the condition which he
observed them. The record establishes that employees would be exposed to the
hazardous condition of the machine tipping over onto them while there were
operating the presses (Tr. 635-36).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that these conditions were in plain view (Tr. 636-37).
Penalty
Based
largely on the press cited in Instance a, CO Rezsnyak recommended that the item
be classified as serious. He testified that the weight of the drill press could
kill an employee. (Tr. 637). He classified the injury as “high severity,” and
determined that the probability of such an injury occurring was “lesser.” The
undersigned finds that Mr. Chesbro’s testimony corroborated the “lesser”
finding. A penalty of $2,500.00 was proposed (Tr. 638). The undersigned finds
that a penalty in the amount of $2,125.00 would be appropriate in light of her
findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 14a
29 C.F.R. §1910.213(c)(1), in
pertinent part sets forth :Each circular hand-fed ripsaw shall be guarded
by a hood which shall completely enclose that portion of the saw above the
table and that portion of the saw above the material being cut. The hood and
mounting shall be arranged so that the hood will automatically adjust itself to
the thickness of and remain in contact with the material being cut but it shall
not offer any considerable resistance to insertion of material to saw or to
passage of the material being sawed.
a) WOOD
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE DELTA TABLESAW SN 112-1312 WITH A 12
INCH DIAMETER SAWBLADE USED BY EMPLOYEES TO RIP VARIOUS LENGTHS AND WIDTHS OF WOOD
WAS EQUIPPED WITH A NON-AUTOMATICALLY ADJUSTING GUARD.
CITATION 1, ITEM 14(b)
29 C.F.R. §1910.213(c)(2), in
pertinent part sets forth : Each hand-fed circular ripsaw shall be
furnished with a spreader to prevent material from squeezing the saw or being
thrown back on the operator . . . . The spreader shall be attached so that it
will remain in true alignment with the saw even when either the saw or table is
tilted. The provision of a spreader in connection with grooving, dadoing, or rabbeting is not required. On the completion of such
operations, the spreader shall be immediately replaced.
a) WOOD
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE DELTA TABLESAW SN 112-1312 WITH A 12
INCH DIAMETER SAWBLADE USED BY EMPLOYEES TO RIP VARIOUS LENGTHS AND WIDTHS OF
WOOD.
CITATION 1, ITEM 14(c)
29 C.F.R.§1910.213(c)(3) Each
hand-fed circular ripsaw shall be provided with non-kickback fingers or dogs so
located as to oppose the thrust or tendency of the saw to pick up the material
or to throw it back toward the operator. They shall be designed to provide
adequate holding power for all the thicknesses of materials being cut.
a) WOOD
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE DELTA TABLESAW SN 112-1312 WITH A 12
INCH DIAMETER SAWBLADE USED BY EMPLOYEES TO RIP VARIOUS LENGTHS AND WIDTHS OF
WOOD HAD ANTI-KICKBACK DOGS SO LOCATED THAT THEY WOULD NOT FUNCTION AS
INTENDED.
Employer Noncompliance
Instance
a: CO Rezsnyak testified that he observed the cited table saw in the wood
pattern shop. The saw had a twelve inch diameter saw blade, used by employee to
rip wood. The saw was equipped with a fixed guard (Tr. 639; Ex. C-84, page 1).
An automatically adjusting hood guard was installed during the course of the
inspection (Tr. 641; Ex. C-84, page 2). Such a guard is designed to ride up on
top of the wood during the cutting operation (Tr. 642-43). The hazard
associated with the cited condition was that the employee could be struck by
the material being cut as it came out from underneath or a broken tooth (Tr.
644, 646).
Instance
b: CO Rezsnyak testified that the cited saw was not equipped with a spreader
(Tr. 647). He testified that a spreader prevents the wood from pinching
together after passing through the saw blade. When the wood pinches together,
it may bind together on the blade and kick back towards the operator - material
such as broken wood could fly back at the operator (Tr. 643-44, 647-48). CO
Rezsnyak testified that employees told him they ripped and cross cut wood on
the saw. Wood is ripped by cutting with the grain, while cross-cutting involves
cutting across the grain (Tr. 975, 1185). Employee David Liedka testified that
there was no spreader on the saw, and when the wood is cross cut or dadoed, a
spreader is not necessary (Tr. 1292) . He further stated that they typically used dry wood, thus
reducing the likelihood that the wood would pinch together. Employee Lance
Taylor testified that the machine is occasionally used for ripping (Tr. 1354).
Instance
c: CO Rezsnyak testified that the anti-kick back device on the cited saw were
not adjusted properly. He obtained a piece of wood that had just been cut on
the saw, pushed the wood through the stationary saw, and pulled back on the
wood. The kick back device did not touch the wood, indicating that it was not
adjusted properly (Tr. 643). The anti- kick back device-fingers or dogs should
have been located so as to oppose the thrust or tendency of the saw to pick up
the material or to throw it back towards the operator (Tr. 648). Employee David
Liedka testified that the anti-kickback device was “moved in a little tight,”
but that such a device was present on the machine (Tr. 1290-91).
Respondent
relies upon the testimony of Employee Llera that the saw need only be
configured for the type of work performed at the time (Tr. 1290-93;
Respondent’s Post-Hearing Memorandum, p.59). However, the evidence shows that
the cited conditions were present at the time of the inspection, and there was
no evidence that the employee had just finished performing a task where the
spreader was not necessary (Tr. 656). The undersigned finds that the Secretary
has proven noncompliance with the cited standards (Tr. 639-40, 643; Ex. C-84).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that he determined by speaking with the employee who had
used the saw, that the saw was used in this condition. The employee told him
that he had just finished using the saw and he observed saw dust on the
equipment. (Tr. 644-4). He also testified that during operation, employees'
hands would be within four or five inches from the saw blade as they would push
the wood through (Tr. 644).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that these conditions were in plain view (Tr. 648).
Penalty - Items 14(a) -
14(c)
CO
Rezsnyak testified that he recommended that these items be classified as
serious, based on the possible resulting injury of severe lacerations. He
assessed the severity of the injury as medium, and the probability of such as
injury occurring as “lesser.” (Tr. 647). The undersigned finds that the
testimony of Employees Llera and Taylor support a finding of “lesser”
probability of the occurrence of an accident. The proposed penally was
$2,000.00. The undersigned finds that these items were appropriately grouped
because they involve similar hazards and finds that a grouped penalty in the
amount of $1,700.00 would be appropriate in light of her findings set forth in
Citation 1, Item 1.
CITATION 1, ITEM 15
29 C.F.R.
§1910.219(c)(2)(I) All exposed parts of horizontal shafting seven
(7) feet or less from floor or working platform, excepting runways used
exclusively for oiling, or running adjustments, shall be protected by a
stationary casing enclosing shafting completely or by a trough enclosing sides
and top or sides and bottom of shafting as location requires.
a) METAL
SHOP, ON OR ABOUT 9/23/96: EMPLOYEE WHEN OPERATING THE UNIVERSAL HORIZONTAL
BORING MACHINE IS EXPOSED TO AN UNGUARDED REVOLVING DOUBLE KEYED SHAFT
APPROXIMATELY 3 ½ INCHES IN DIAMETER. LENGTH OF UNGUARDED REVOLVING SHAFT WAS
APPROXIMATELY 36 INCHES 11 INCHES BEHIND SPINDLE ADJUSTMENT CONTROL HANDLE.
Employer
Noncompliance
CO
Rezsnyak testified that in the metal shop he observed an employee operating the
universal horizontal boring machine. The employee was exposed to an unguarded
revolving double keyed shaft approximately 3 ½ inches in diameter. The length
of the unguarded revolving shaft was approximately 36 inches. The shaft was
approximately 11 inches behind the spindle adjustment control. C-85 is the
unguarded horizontal shaft on the universal horizontal boring machine (Tr. 650,
979, Ex. C- 85).
The
instant standard provides that all exposed parts of horizontal shafting seven
feet or less from floor or working platform ... shall be protected by a
stationary casing enclosing
shafting completely or by a
trough enclosing sides and top or sides and bottom of shafting as location
requires. Review Commission precedent has held that this standard does not
require the Secretary to specifically prove that the unguarded shafts on the
cited presses pose a hazard to ConAgra Flour Milling Co.,16 BNA OSHC
1137, 1148-49 (No.88-1250, 1993). The hazard is presumed where the standard
strictly requires that all exposed horizontal shafting of a given height must
be protected. Here, it is undisputed that rotating shaft was less than seven
feet from the floor.
Employee Access to the
Violative Condition
While
the machine is operating, the employee uses a spindle adjustment control handle
to control the depth of the boring device (Tr. 653-54, 987). CO Rezsnyak
testified that while operating the adjustment control handle, the employees
hands would be approximately 11 inches from the double keyed revolving shaft.
This distance could be shortened- to 6 to 7 inches - as the shaft continues to
rotate. (Tr. 653-54, 979). CO Rezsnyak testified that the machine was used in
this condition, and that he spoke with the operator who used the machine (Tr.
655). He testified that he saw “them boring holes into pieces of metal”. He
further testified that he did not see the machine in operation. He saw the
machine with a boring bit in it - the operator had just finished up one and
“was getting ready to move it to another hole” (Tr. 980, 982). While operating
the machine the employee is facing the spindle control knob and looking to the
left of the control(Tr. 983, 987). He stated that the exposure occurred if the employee’s hands
slipped off the spindle control knob (Tr. 985). He learned that when the
employee was using the machine, he would have to have his hand on the control
handle as he was adjusting the depth (Tr. 1186-87).
Respondent
argues that the operator would never be exposed to the rotating keyed shaft
during operation of the boring machine. Tool and Design Manager Chesbro
testified that the boring machine is used for facing a work piece off. He also
stated that in Ex. C-85 the operator is standing in the wrong direction. During
the operation of the machine, the operator would have his back to the exposed
shaft - facing the opposition direction (Tr. 1353-54). He indicated that the
boring machine is only used for facing and is not used for boring holes. It was
his opinion that in operating the machine as he described the operator would
never be exposed to the rotation of the keyed shaft and that the shaft would
still be turning during that operation (Tr. 981-986).
The
undersigned finds that CO Rezsynak observations as demonstrated by the employee
working at the machine established employee exposure. His observations were
firsthand. The employee demonstrated the operation and as he adjusted the
spindle control handle, to adjust how deep he was boring the material, the
rotating coupling on the shafting moved closer to the employee (Tr. 654-55,
981-82, 987). The Secretary has proven by a preponderance of evidence that an
employee is in the zone of danger created by the rotating shaft during the
course of his work duties. The undersigned finds that such exposure would more
likely occur as a result of an operator’s inattention or an accident. However,
"[s]tandards are intended to protect against injury resulting from an
instance of inattention or bad judgment as well as from [the] risks arising
from the [normal] operation of a machine." Trinity Industries Inc., 15
BNA OSHC 1579,1593-94 & n.27
Employer Knowledge of the
Violation
The
record establishes that the cited condition was in plain view (Tr. 657).
Penalty
CO
Rezsnyak recommended that the item be classified as serious, based on the possible
resultant injury of fractures. He testified that this injury would be of a
medium severity - fractures or severe lacerations, and that the probability of
such an injury occurring would be “greater.” The undersigned finds that the
record establishes that when facing is done the shaft does not move as much and
Mr. Chesbro’s description of the facing work indicate that the probability of
the occurrence of injury is “lesser”. These findings result in a gravity based
penalty in the amount of $2,000.00. The undersigned finds that a penalty in the
amount of $1,700.00 would be appropriate in light of her findings set forth in
Citation 1, Item 1.
CITATION 1, ITEM 16
29 C.F.R. §1910.219(f)(3)
Sprockets and chains. All sprocket wheels and chains shall be enclosed unless
they are more than seven (7) feet above the floor or platform. Where the drive
extends over other machine or working areas, protection against falling shall
be provided. This subparagraph does not apply to manually operated sprockets.
a) GREEN
SAND DEPARTMENT, TOP OF MULLER, ON OR ABOUT 9/27/96: EAST SIDE OF DRIVE CHAIN
AND SPROCKET FOR HEAD PULLEY OF “O” BELT WAS NOT ENCLOSED/GUARDED TO PREVENT
ACCIDENTAL EMPLOYEE CONTACT.
Employer Noncompliance
CO
Rezsnyak testified that on the top of the Muller, on the east side of the drive
chain and sprocket, the head pulley of the “O” belt was unguarded (Tr. 659). He
acknowledged that there was a fixed metal guard on the walkway side of the
conveyor (Tr. 989; Ex. C-86). It was his opinion that the guard should have
been extended over to the other side (Tr. 662).
Employee Access to
the Violative Condition
CO
Rezsnyak testified that when sand plugs up in the conveyor system, employees
are in the area two or three times a day to check the check the hopper (Tr.
661). He testified that an employee told him that while on the walkway behind
the guard, he leaned over and checked the sand hopper for plugs and sand level
(Tr. 989-90, 1187). He believed that an employee would come withing a foot or
two of the revolving chain and sprocket (Tr. 661). The nip point was in the
area of the employee’s feet (Tr. 1001). He testified that the walkway around
the hopper was in a “U” shape.. At the end of the hopper, where the walkway
turned right, there was a toeboard which was three or four inches. In viewing
Ex. C-86, there was a conveyor belt between the walkway and chain and sprocket. He also testified that as one viewed Ex. C-86, it was 24 feet
from the walkway on the right side to the nip point. He acknowledged that
employees on the other side of the guard - where the guard was between the
employee and the chain and sprocket - would be in closest proximity to the
chain and sprocket (Tr. 991-94). CO Rezsnyak testified that the employee told
him he looked into the hopper from the walkway. He acknowledged that an
employee would have to get their hand behind the sprocket and under the chain,
or fall while looking into the hopper, in order to contact the nip point (Tr.
999-1000).
The
undersigned finds that the Secretary’s evidence with regard to employee is
speculative. The photographic evidence shows that there were several
impediments to easy access to the cited area. There was a guard on the side of
the walkway where the employees were in closest proximity to the nip point.
There was a toe board at the end of the walkway, and on the other side, the
presence of the belt (30 inches in width) between the walkway and the chain and
sprocket provided sufficient distance from the nip point. The Secretary has not
shown that the employees are in the zone of danger of the nip point and the
likelihood of inadvertent contact is far too remote to support a finding of
employee exposure. Thus, in light of the fact that the record does not support
employee exposure, this violation is Vacated.
CITATION 1, ITEM 17
29 C.F.R. §1910.219(I)(2)
Couplings. Shaft couplings shall be so constructed as to present no hazard from
bolts, nuts, setscrews, or revolving surfaces. Bolts, nuts, and setscrews will,
however, be permitted where they are covered with safety sleeves or where they are
used parallel with the shafting and are countersunk or else do not extend
beyond the flange of the coupling.
a) MAINTENANCE
PLATFORM, HYDRAULIC PUMPS FOR ROCKETS, ON OR ABOUT 9/26/96: ONE 3 ½ INCH
DIAMETER COUPLING (HIGH SPEED) NOT GUARDED TO PREVENT ACCIDENTAL EMPLOYEE
CONTACT. EMPLOYEE PASSES BY REVOLVING COUPLING TO ACCESS DISCONNECTS FOR
SHUTTING DOWN PUMPS.
b) GREEN
SAND DEPARTMENT, TOP OF MULLER, ON OR ABOUT 9/27/96: ONE UNGUARDED SHAFT
COUPLING (HIGH SPEED) FOR DRIVE MOTOR OF “O” BELT. EMPLOYEE PASSES BY REVOLVING
SHAFT COUPLING WHEN SAND PLUGS UP IN HOPPER.
Employer Noncompliance
Instance
a - CO Rezsnyak testified that he observed a 3 ½ inch high-speed coupling that
was not guarded to prevent accidental employee contact. He indicated that
employees pass by the coupling to access pump electrical disconnects (Tr. 663).
The coupling was on a one foot high platform located approximately six inches
from the area traversed by the employee. (Tr. 665-66, Ex. C-87, page one). The
coupling was used to couple together the motor and the pump shafts. (Tr.
1505-06). The Secretary argues that the bolts shaft had two bolts protruding
from it which were not covered by a safety sleeve (Secretary’s Post - Hearing
Memorandum, p. 74).
Instance
b - CO Rezsnyak testified that he observed an unguarded high-speed shaft
coupling for the drive motor of the “O” belt. (Tr. 668, Ex. C-87, page 3). This
was right above the “O” belt conveyor, approximately two to three feet off the
walkway which was in front of this motor. As an employee traversed the walkway
(Tr. 670-73).
The
issue presented by these conditions is whether the coupling in question
presented a hazard due to its revolving surfaces. The undersigned finds that
the cited couplings were inaccessible to employees traveling pass them by
virtue of there location as evidenced by the photographic evidence. The
undersigned finds that the configuration of the couplings in both instances put
the couplings locations beyond the expected reach of an employee, making it
difficult if not impossible to be caught by the revolving shafts. The
Compliance Officer testified that he determined that a hazard was present in
instance b, upon the presence of a revolving surface (Tr. 1008). The
undersigned finds that the fact that a coupling is unprotected does not
automatically result in a violation of the standard. Accordingly, the instant
violation is Vacated.
CITATION 1, ITEMS 19, AND
23- INSTANCES A THROUGH H
29 C.F.R. §1910.304(f)(3)(iv)
AC systems of 50 volts to 1000 volts shall be grounded under any of the
following conditions, unless exempted by paragraph (f)(1)(v) of this section:
(A) If the
system can be so grounded that the maximum voltage to ground on the ungrounded
conductors does not exceed 150 volts;
(B)If the
system is nominally rated 480Y/277 volt, 3-phase, 4-wire in which the neutral
is used as a circuit conductor;
(C) If the
system is nominally rated 240/120 volt, 3-phase, 4-wire in which the midpoint
of one phase is used as a circuit conductor; or
(D) If a
service conductor is uninsulated.
ITEM 19
a) MAINTENANCE
SHOP, ON OR ABOUT 9/24/96: ONE LINCOLN THREE PHASE 440 VOLT ELECTRIC ARC
WELDING MACHINE PATH TO GROUND WAS NOT PERMANENT AND CONTINUOUS IN THAT THE
GROUND WIRE WAS NOT CONNECTED AT MACHINE END.
ITEM 23
a) WOOD
PATTERN SHOP: ON OR ABOUT 9/20/96: ONE WADKIN DISK SANDER SN JV594, THREE
PHASE, 440 BOLTS, GROUND WIRE WAS NOT CONNECTED AT MACHINE END.
b) METAL
LAB, ON OR ABOUT 10/18/96: ONE TINUS OLSEN TENSILE TEST MACHINE, THREE PHASE,
440 VOLTS, GROUND WIRE WAS NOT CONNECTED AT MACHINE END.
c) HEAT
TREAT DEPARTMENT, CELL #1 FINISHING LINE, ON OR ABOUT 10/4/ 96: ONE ROCKWELL
MODEL 20 DRILL PRESS SN 1778238 USING THREE PHASE 440 VOLTAGE WAS WIRED WITH A
THREE WIRE CORD FROM PLUG END TO MACHINE.
d) MOLD
REPAIR DEPARTMENT, ON OR ABOUT 9/23/96: ONE RACINE POWERED HACKSAW, THREE
PHASE, 440 BOLTS, WAS WIRED WITH A THREE CORE CORD FROM PLUG END TO MACHINE.
e) PERMANENT
MOLD AREA, ON OR ABOUT 9/25/96: ONE STOP/START CONTROL BOX FOR THREE INCH
HAMMOND BELT SANDER (THREE PHASE 440 VOLTS) WAS WIRED WITH A THREE WIRE CORD.
f) RAILCAR
DISCHARGE POINT, ON OR ABOUT 9/11/96: ONE FARGUHAR ELECTRICALLY OPERATED
CONVEYOR (THREE PHASE 440 VOLTS), GROUNDED WIRE WAS NOT CONNECTED IN PLUG END.
g) MAINTENANCE
SHOP, ON OR ABOUT 9/24/96: TWO LIFEGUARD BATTERY CHARGERS (THREE PHASE 440 VOLTS),
FLEXIBLE CORDS POWERING BATTERY CHARGERS FROM DISCONNECTS WERE ONLY THREE WIRE.
h) NEAR
LADLE REPAIR AREA, ON OR ABOUT 9/24/96: HYDRAULIC PUMP MOTOR FOR EAST TILT CAST
MACHINE (440 VOLTS), GROUND WIRE WAS NOT CONNECTED AT MOTOR JUNCTION BOX.
Employer Noncompliance
Citation
1, Items 19 and 23, instances a through h, were amended and grouped as
violations of the instant standard, by motion dated December 9, 1997, and at
the hearing (Tr. 675-80). The citations had originally cited various failures
to ground: Item 19 for respondent’s failure to ground a 440-volt electric arc
welding machine (Tr. 690-92; Ex. C-88), Item 23, instances a through h, for
failure to have a path to ground on equipment or circuits operating at 440
volts (Tr. 733, 736-40; Exs. C-94 & 95). Because Respondent’s entire system
was unguarded, these items were amended and grouped on the basis that the
larger violation was for failing to ground the system (Secretary’s Post-Hearing
Memorandum, p. 76). The cited standard requires that, unless otherwise exempted
by the standard, an AC electrical system operating at 50 volts to 1000 volts be
grounded, if inter alia, such system could be so grounded so that the
maximum voltage to ground on the ungrounded conductors did not exceed 150
volts. 29 C. F.R. §1910.304(F)(1)(iv)(A).
Mr.
Douglass Pomphrey, Facility and Environmental Manager for Respondent, whose
duties include the modernization of the electrical system, testified that at the
time of the inspection there was an ungrounded Delta electrical system in place
( 3-phase). This system had been installed in the 1920's. It was his testimony
that the four conditions for grounding AC systems of 50 to 1000 volts set forth
in §1910.304(f)(1)(iv) were not applicable to Respondent’s system.
Specifically, with regard to paragraph (A), he testified that the Delta system
was not intended and designed to be so grounded (Tr. 1512, 1514). He stated that a Delta system could be “corner ground[ed]”,
however, that could not be done on this system (Tr. 1514). He testified that as
long as an employee was aware that he was working on an ungrounded Delta
system, there was no hazard involved (Tr. 1516). Robert Wolf, the retired Plant
Engineer for Respondent testified that, subparagraph (iv) did not apply to the
Delta system, and that “a 460 volts system, even grounded cannot achieve less
than 150 volts with going through a transformer or something, it just [would
not] work.”(Tr. 1201). He further testified that to his knowledge, he was not
aware of whether the system could be grounded so that the maximum voltage to
the ground did not exceed 150 volts. He was also unaware of any attempt to
bring the system within 150 volt (Tr. 1217).
The
Secretary’s electrical expert, Phillip Peist, a former safety engineer with
OSHA, testified that the subparagraph (iv) does not describe a Delta system, it
addresses a 120 volt system. He stated that subparagraph(f)(1)(iv)(A)’s
requirement for AC systems of 50 to 1000 volts takes care of just about all
systems except for the Delta system(Tr. 1245, 1252). However, he stated that
there was no exception to the standard, an employer would have to determine how
to ground the Delta system by dropping a ground through one of the legs in
order to attempt to get the 150 volts; otherwise, an employer would have to
change the system or switch the equipment through isolated transformers or do a
lot of work on the equipment in other ways (Tr. 1246). Furthermore, he was
aware of a couple of “odd direct systems” which he had seen. In one situation,
involving and old industrial building, with the Delta system, he had been
informed that they had grounded one of the legs to get to 150 volts (Tr. 1252).
Grounding
is a means of protecting employees from electric shock. Section 304 of Subpart
“s” covers, inter alia, requirements for the protection of electric
conductors from both overcurrent and physical harms. The grounding requirements
for electric systems, circuits, and equipment are contained in paragraph (f),
which addresses two kinds of grounds. The cited standard concerns one of the
mandatory kinds of grounds, systems grounds. The cited standard provides that the following enumerated
systems “shall be grounded”. This directive is mandatory, and on its face,
provides no exception for the Delta system. The undersigned finds that the
Secretary’s expert provided unrebutted support of this finding.
Accordingly, the undersigned Respondent’s ungrounded electrical
system was violative of the cited standard.
Employee Access to the
Violative Condition
The
record indicates that the cited system was used in the condition observed. This
condition exposed employees who worked with this system to hazards of fatal
electrical injuries from the buildup of voltages and fires caused by equipment
damaged by overcurrent.
Employer Knowledge of the
Violation
Respondent’s
former plant manager and current environmental manager testified that they were
aware that the Delta system was not grounded. Additionally, this condition
should have been observed during normal maintenance procedures.
Penalty
The
citation was classified as serious, based on the possibility that death could
result from the hazardous condition. The gravity of this violation reflects
that a high severity of possible injury - electrocution, and the probability of
such an accident occurring as “greater.” (Tr. 762). The undersigned finds that
a penalty in the amount of $4,250.00 would be appropriate in light of her
findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 21
29 C.F.R. §1910.303(b)(1)
Examination. Electrical equipment shall be free from recognized hazards that
are likely to cause death or serious physical harm to employees. Safety of
equipment shall be determined using the following considerations:
a) METAL
PATTERN SHOP, ON OR ABOUT 9/20/96: BRIDGEPORT MILLING MACHINES #1 AND #4 HAD
DOUBLE DUPLEX RECEPTACLE OUTLETS MOUNTED ON THEM FOR POWERING TABLES, DIGITAL
READ OUTS, AND WORKING LIGHTS, ETC. THE QUALITY OF THE GROUND PATH WHEN TESTED
WITH ECOS MODEL EC002 ELECTRICAL TESTER EXCEEDED 50 OHMS. ACCEPTABLE QUALITY OF
A GROUND PATH IS 1.9 OHMS OR LESS.
b) INSPECTION
DEPARTMENT, TARGETING STATION, ON OR ABOUT 10/8/96: DOUBLE DUPLEX RECEPTACLE
OUTLETS MOUNTED ON EAST WALL. WHEN TESTED USING AN ECOS MODEL EC002 ELECTRICAL
TESTER, THE QUALITY OF THE PATH TO GROUND EXCEEDED 50 OHMS. ACCEPTABLE QUALITY
OF A GROUND PATH IS 1.9 OHMS OR LESS.
c) GREEN
SAND DEPARTMENT, CONVEYOR CONTROL PANEL AREA, ON OR ABOUT 9/29/96: ONE DOUBLE
DUPLEX RECEPTACLE OUTLET ADJACENT TO CONVEYOR CONTROL PANEL, QUALITY OF THE
PATH TO GROUND EXCEEDED 50 OHMS. ACCEPTABLE QUALITY OF A GROUND PATH IS 1.9
OHMS OR LESS.
Employer Noncompliance
In
Instances a through c, CO Rezsnyak measured the path to ground, and determined
that the ground path impedance was insufficient (Tr. 695, 704-06). Philip Peist
testified that the higher the resistance through the grounding path, the longer
it will take for the overcurrent device trip. As such, someone in contact with
that circuit would be exposed to the electric current for a longer period of
time (Tr. 1247-48). He also testified that current flow is measured in amps,
while resistance is measured in ohms (Tr. 1232-33). He explained that you want
to carry as much current through the grounding conductor as fast as possible to
get the overcurrent device to trip out. Typical units would be 1 or 2 ohms,
maybe .1 ohms - you would never want to see 50, 60 or 100 ohms (Tr. 1242).
CO
Rezsnyak testified that at the facility, he dealt with either 15 or 20 amp
circuits. He determined this by asking the maintenance technicians (Tr.
1031-32). In order to determine the proper level of path to ground resistance,
CO Rezsnyak consulted the ECOS operating instructions (Tr. 698-99, Ex. C-92).
Those instructions note that with 15 amp circuits, an acceptable quality of
path to ground is 1.97 ohms. If the circuit is 20 amps, 1.57 is acceptable (Ex.
C-92, p. 5). The manual stated that, with equipment of the voltage at issue
her, ohms must not exceed 1.97 in order to ensure an adequate path to ground if
there are current leaks, and to ensure that the leaks will trip a breaker or
fuse within a sufficient time to protect the employee from exposure, based upon
the maximum exposure the human body can withstand without going into cardiac
fibrillations (Ex. C-92 at ¶1.4 to ¶1.41).
CO
Rezsnyak testified that in instance a, he tested the double duplex outlets
mounted on the Bridgeport Milling machines No. 1 and No. 4 for the quality of
path to ground. He first tested the equipment using the ETCON circuit tester to
determine if the circuit was properly wired. All three lights on the tester
were illuminated. CO Rezsnyak testified that there is no code to interpret this
reading, but that in his experience, such a reading indicated that the quality
of path to ground was of poor or insufficient impedance, and should be checked
further (Tr. 695-96, 1032). He then used the ECOS tester, which measures ground
loop impedance. The test indicated that the impedance of the circuit was 50
ohms or greater. (Tr. 697-98).
In instance b, CO Rezsnyak testified that he tested the double
duplex outlets mounted on the east wall of the targeting station. Using the
ECOS tester, he determined that quality of path to ground exceeded 50 ohms (Tr.
704-05). In instance c, CO Rezsnyak testified that a double duplex receptacle
outlet adjacent to a conveyor belt in the green sand department had a quality
of path to ground that exceeded 50 ohms. He determined this using the ECOS
tester. (Tr. 705)
Respondent
challenges CO Rezsnyak’s the test results on the basis that he was not equipped
with appropriate written instructions regarding the use of the ETCON tester and
failed to follow the required steps in using the ECOS testing instrument
(Respondent’s Post-Hearing Memorandum, p. 68). CO Rezsynak testified that his
use of the ETCON tester was based upon his experience. He further testified
that he has inspected electrical items in 98 to 99% of his inspections which
the record indicates spanned over 17 years and 1,015 inspections (Tr. 157,
1011). The undersigned finds that his past electrical experience qualified him
to make conclusions with respect to the lighting configuration to the ETCON
tester, i.e., that there was a problem and he should perform additional tests.
Furthermore, the ohm measurements which his ECOS tester revealed have not been
rebutted by Respondent, and those readings were reduced sufficiently during the
inspection for abatement purposes in instances a and b. Accordingly, the
undersigned finds his testing valid, and the Secretary has proven the violation
by a preponderance of the evidence.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees were using the machines with respect to
instance a (Tr. 717). In instances b and , he testified that the outlets were
not in use, but that there were employees in the room using other receptacle
outlets (Tr. 717-17). The cited outlets were available for use (Tr. 711). These
employees were exposed to the hazard of electrocution.
Employer Knowledge of the
Violation
CO
Rezsnyak testified that company maintenance employees who electricians could
have “easily” discovered these conditions using their volt/ohm meters. Although
the pugs operated as designed, such a condition could have been discovered
during any routine maintenance or “prudent review” of the plant (Tr. 712,
1034).
Penalty
CO
Rezsnyak testified that based on the hazard of electrocution in Instances a
through c, and on the hazard of being sprayed by hydraulic fluid in Instance d,
he recommended that the item be classified as serious (Tr. 718-19). He
determined that the potential injury was severe, and that the probability of an
accident occurring was “lesser” (Tr. 719-20). He recommended a penalty of
$2,500 (Tr. 719). The undersigned finds that a penalty in the amount of
$2,125.00 would be appropriate in light of her findings set forth in Citation
1, Item 1.
CITATION 1, ITEM 22
29 C.F.R. §1910.303(c)
Splices. Conductors shall be spliced or joined with splicing devices suitable
for the use or by brazing, welding, or soldering with a fusible metal or alloy.
Soldered splices shall first be so spliced or joined as to be mechanically and
electrically secure without solder and then soldered. All splices and joints
and the free ends of conductors shall be covered with an insulation equivalent
to that of the conductors or with an insulating device suitable for the
purpose.
a) WOOD
PATTERN SHOP, ON OR ABOUT 9/20/96: WADKIN DISK (SANDER) AND ONE CONDUCTOR OF
THE THREE PHASE, 440 VOLT WIRING HAD A SECTION OF THE ENERGIZED CONDUCTOR
EXPOSED (UNINSULATED) EXTENDING BELOW THE BOTTOM OF A SUITABLE INSULATING
DEVICE (WIRE NUT).
Employer Noncompliance
CO
Rezsnyak testified that he observed in the wood pattern shop that a Wadkin disk
sander had one conductor of the three-phase 440 volt wiring that had a section
of the energized conductor exposed (Tr. 720-21, Ex. C-94). He indicated that
the exposed section of wire extended below the wire nut, which he termed a
suitable splice connector (Tr. 722). He stated that the free end of the
conductor had not been covered with a suitable insulation equivalent to that
conductor. He suggested that this condition could have been abated by putting
electrical tape equivalent to the insulating qualities of the conductor or
taking off the wire nut and cutting the conductor shorter so that the wire not
would cover the whole uninsulated section of the conductor.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees were using the machine the cited condition
(Tr. 723, 729-30). The exposed conductor was inside the cabinet of the machine.
(Tr. 1445, Ex. C-94).
Employer Knowledge of the
Violation
Respondent
argues that because there was no problem with the machine there would have been
no reason to have discovered this violation. CO Rezsnyak testified that
Oberdorfer could have discovered the condition if they had checked the
equipment. The exposed wire was visible as soon as the cover was removed. (Tr.
731). He discovered the violation because as part of his inspection, he was
testing cord and plug connected equipment to make sure that the ground from
cord to machine was permanent and continuous. They unplugged the cord and did a
continuity check from the plug end to the frame of the disk sander. There was
no continuity, so the cover was removed to determine the problem. They observed
that the ground wire was not connected. The Respondent is responsible for
ensuring that all components of electrical equipment be well maintained. Thus,
had the Respondent exercised reasonable diligence in its maintenance program
this condition would have been observed.
b) ZYGLO
DIG OUT DEPARTMENT, ZYGLO DIG OUT STATION, ON OR ABOUT 10/8/96: WIRING TO POWER
VENTILATION FAN WAS SPLICED BY MEANS OF WRAPPING THE CONDUCTORS OF THE FAN
MOTOR TOGETHER WITH THE FLEXIBLE CORD BY HAND NO SUITABLE SPLICING DEVICES OR
SOLDERING WITH A FUSIBLE METAL WAS USED.
Employer Noncompliance
CO
Rezsnyak testified that he observed that the wiring to a ventilation fan was
not suitably spliced or soldered. The wires were spliced together by taking the
conductor wires and rolling them together. There was no wire nut or soldering
of that connection to insure that it would not come apart or loosen up - they
were wrapped together by hand and covered with electrical tape instead of a
suitable splicing device (Tr. 721, 729, 1043-44).
The
cited standard requires that conductors be spliced or joined with suitable
splicing devices.(emphasis added). The cited wiring had been spliced by
wrapping the wires together and covering them with electrical tape. This did
not ensure that they could not be pulled apart or loosen up. Thus, the wiring
had not been spliced or joined with a suitable splicing device, nor were
they brazed, welded, or soldered. Therefore, a violation of the standard
has been established.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the unit was located directly outside the Zyglo dig out
station, near a door that leads from the plant. (Tr. 729) The fan was mounted
on the outside wall of the station, which was part of the walkway that led to a
door. Employees would go past a wall where the fan was located to access of the
door, or other parts of the plant. This condition created a hazard where
employees were exposed to electrocution upon contact.
Employer Knowledge of the
Violation
The
record establishes that the cited condition was in plain view (Tr. 731).
Furthermore, had the Respondent exercised reasonable diligence this condition
would have been observed.
Penalty- Instances a - b
CO
Rezsnyak testified that he recommended that the violation be classified as
serious, based on the possibility of death should an accident occur. The
undersigned finds the violation should be classified as non-serious because the
record does not establish that it was likely that employees would suffer
serious injury or death as a result of these conditions. In instance a, the
condition was inside of the machine behind an access plate - this plate
protected employees from contact with the exposed wire. Additionally, the
compliance officer acknowledged that it was a lesser probability that the exposed
section would contact the frame of the sander and energize the sander. In
instance b, the electrical tape offered some resistance to the wires being
pulled apart, and there was no evidence of how long the condition had been
present. There was also no evidence that the electrical tape covering the wires
was not of an insulation rating equivalent to that of the conductors.
In
view of these findings, the undersigned find the instant violation an other
than serious violation and assesses a penalty of $0.00.
CITATION 1, ITEM 23
29 C.F.R. §1910.304(f)(4)
Grounding path. The path to ground from circuits, equipment, and enclosures
shall be permanent and continuous.
The
Respondent argues that the cited standard is inapplicable because none of the
equipment identified were required to be grounded. The Respondent argues that
the instances all involve equipment connected by cord and plug and the
applicable standard is §1910.304(f)(5)(v). Furthermore none of the equipment
were the types of cords identified in subparagraphs (A), (B) and (C) of
§1910.305(f)(5)(v), and thus, none of the cited equipment were ever required to
be grounded - none was located in a hazardous, none were greater than 150 volts
(they were 120 volts), and none were the type of equipment identified in the
standard (Respondent’s Post - Hearing Memorandum, pp. 81-82). The undersigned
finds that Respondent’s argument is without merit. The Secretary has accurately
stated that the record reveals that the equipment was required to be grounded
under §1910.305(f)(5)(c)(3), (5), (7) and (8), respectively. The cited standard presupposes that the equipment is grounded
(as was the case here) and requires that the path to ground be permanent and
continuous. Instances I through u allege that the path to ground in all of the
cited equipment was not permanent and continuous. Accordingly, the undersigned
finds the cited standard applicable.
The
undersigned finds that a prima facie case has been established in each of the
following instances, per the findings set forth.
I) INSPECTION
DEPARTMENT, 166 WATER TEST, ON OR ABOUT 10/8/96: ONE 120 VOLT LIGHT FIXTURE
ABOVE OPERATORS PLATFORM GROUND. WIRE WAS NOT CONNECTED INSIDE JUNCTION BOX.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt fixture above the operators
platform where the ground wire was not connected inside the junction box (Tr.
742). The light fixture was movable, and was connected to its power source via
a plug and cord (Tr. 1048-49). He determined this by checking the continuity. A
company electrician took apart the junction box between the plug and the light
and found that the wire was not connected inside the junction box (Tr. 742, Ex.
C-96).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that he determined the employee pictured in Ex. C-96 (first
photo) was exposed to the condition. The light fixture was used at his work
station. He testified that the employee worked within inches of the light
fixture, and that the employee was at that location for his entire shift (Tr.
745).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that Oberdorfer electricians could have determined the lack
of grounding by using a continuity tester. He also testified that in instances
I through u, all the missing ground pins, two-wire circuits, and broken ground
wires were in plain view. In other instances, Oberdorfer electricians could
have detected the condition using a volt/ohm meter (Tr. 762).
j) SOLUTION
HEAT TREAT DEPARTMENT, ON OR ABOUT 10/2/96: ONE REEL TYPE TROUBLE LIGHT (120
VOLTS) PATH TO GROUND FROM METAL GUARD TO PLUG END WAS NOT PERMANENT AND
CONTINUOUS.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt “real type trouble light”
without a permanent and continuous path to ground. He determined this using the
continuity tester (Tr. 742-44, Tr. C-96, page 2).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the manager of the department told him that the light
was used by employees to check the water level in a sump pump area. He
testified that the light was used on a daily basis, “as needed.” (Tr. 745).
Employer Knowledge of the
Violation
See
discussion on employer knowledge in instance I, supra.
k) SOLUTION
HEAT TREATMENT DEPARTMENT, ON OR ABOUT 10/2/96: ONE REMOTE SWITCH MOUNTED IN
METAL ENCLOSURE. GROUND WIRE WAS NOT CONNECTED AT THE SWITCH ENCLOSURE END.
Employer Noncompliance
CO
Rezsnyak testified that he observed a remote switch mounted in a metal
enclosure in the solution heat treatment department. Using the continuity
tester, he determined that the switch was not grounded. The maintenance
technicians discovered that the ground wire was not connected at the switch
closure end (Tr. 745-46, 1050, C-96, page 3).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees hold the switch when they are operating the
hoist for a metal basket. He testified that the employee used the switch “as
needed daily.” (Tr. 746, 747).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that Oberdorfer electricians could have determined the
condition by test testing the equipment (Tr. 1050-51). See also discussion on
employer knowledge in instance I, supra.
l) PERMANENT
MOLD AREA, ON OR ABOUT 9/25/96: ONE SINGLE CONTROL TIMER (120 VOLTS) GROUND PIN
WAS BROKEN IN PLUG END.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt surge control timer with a
visibly disfigured ground pin. (Tr. 747, Ex. C-96, page 4). He ran a continuity
test, and determined that there was not a permanent and continuous path to
ground. (Tr. 747, 749)
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees used the timers in the area. Although he did
not see the timer in use, an employee told him that he used the timer 50 times
a week (Tr. 748, 1052).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that Oberdorfer could have determined this condition using a
volt/ohm meter or a continuity tester (Tr. 1052). See also discussion on
employer knowledge in instance I, supra.
m) BUCKET
ELEVATOR (HOPPER PLATFORM) FOR ROCKET AREA ON OR ABOUT 9/25/96: ONE 120 VOLT
ELECTRIC LIGHT USED BY EMPLOYEES TO CHECK LEVELS OF MATERIAL IN HOPPER WAS
WIRED WITH A TWO WIRE CORD.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt light used to check levels in
the hopper. Through a visual inspection, he determined that the cord was wired
with two wires - there was no ground wire in the cord (Tr. 749, Ex. C-96, page
5).
Employee Access to the
Violative Condition
When
CO Rezsnyak observed the light, it was in use by an employee. Employees used
the light to check the material in the hopper once per shift (Tr. 750-51).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the condition was “highly visible.”(Tr. 749. 1053). See
also discussion on employer knowledge in instance I, supra.
n) FINISHING
DEPARTMENT, CYLINDER HEAD LINE #3 FINISHING, ON OR ABOUT 10/4/96: CYLINDER HEAD
PRESS GROUND PIN WAS MISSING FROM PLUG END.
Employer Noncompliance
CO
Rezsnyak testified that the plug on a cylinder head press was missing a ground
pin on the plug end. Thus indicating that there was not a permanent and
continuous path to ground (Tr. 751, Ex. C-96, page 6).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the employee who used the cylinder head press told him
that it was used eight hours a day, five days a week (Tr. 751-52)
Employer Knowledge
of the Violation
CO
Rezsnyak testified that the condition was “highly visible” when the cord was
unplugged (Tr. 751, 1054). See also discussion on employer knowledge in
instance I, supra.
o) PERMANENT
MOLD DEPARTMENT, CARLYLE MOLD MACHINE, ON OR ABOUT 9/26/96: ONE PACER/TIMER
GROUND PIN MISSING FROM PLUG END.
Employer Noncompliance
CO
Rezsnyak testified that he determined through visual inspection that a
pacer/timer in the permanent mold department was missing a ground pin (Tr.
752-53, Ex. C-96, page 7).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the exposed employee told him that he uses the timer
approximately ten minutes a day during an eight hour shift (Tr. 752).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that when the plug was removed, the condition was “highly
visible” when unplugged (Tr. 1054-55). See also discussion on employer
knowledge in instance I, supra.
p) CORE
ROOM FINISHING, GATE CORE CUT OFF AREA, ON OR ABOUT 9/16/96: ONE TARGET MASONRY
SAW WITH CARBIDE CUT-OFF BLADE, GROUND PIN WAS MISSING FROM PLUG END.
Employer Noncompliance
CO
Rezsnyak testified that he determined through visual inspection that the ground
pin was missing from the plug of a target masonry saw (Tr. 753-54, Ex. C-96,
page 8).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee used the saw two hours per week (Tr. 754).
Employer Knowledge of the
Violation
CO
Rezsnyak indicated that the condition was in plain view when unplugged (Tr.
1055). See also discussion on employer knowledge in instance I, supra.
q) CORE
ROOM, SHELCO CORE AREA, STATION # 9, ON OR ABOUT 9/12/96: ONE DAYTON FLOOR
MOUNTED FAN GROUND PIN WAS MISSING PLUG.
Employer Noncompliance
CO
Rezsnyak testified that he determined through visual inspection that the ground
pin was missing from a Dayton floor mounted fan (Tr. 754).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee told him the fan was used “as needed”
during the day (Tr. 754-55).
Employer Knowledge of the
Violation
CO
Rezsnyak indicated that the condition was in plain view (Tr. 1055). See also discussion
on employer knowledge in instance , supra.
r) GREEN
SAND DEPARTMENT, “G” BELT, ON OR ABOUT 9/27/96: BY PASS BUTTON USED BY
EMPLOYEES TO RUN DRY SAND OUT OF SYSTEM HAD THE GROUND WIRE CUT OFF AT ONE END
OF FLEXIBLE POWER CORD.
Employer Noncompliance
CO
Rezsnyak testified that he observed a bypass button with the ground wire cut
off at the end of the flexible power cord (Tr. 755, Ex. C-96, page 10). He
determined the condition visually, then performed a continuity test to
determine that the exposed wire was in fact the ground wire (Tr. 755-56).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee used the button at the beginning of the day
to remove dry sand from the system (Tr. 755-56).
Employer Knowledge of the
Violation
CO
Rezsnyak first determined the condition through visual inspection, which he
confirmed with a continuity check (Tr. 755-56). See also discussion on employer
knowledge in instance I, supra.
s) HEAT
TREAT DEPARTMENT, PRECIPITATOR OVEN, ON OR ABOUT 10/2/96: ONE SINGLE DUPLEX
RECEPTACLE OUTLET BOX AT THE END OF A FLEXIBLE CORD AND USED TO POWER A FLOOR
MOUNTED FAN HAD THE GROUND PIN MISSING FROM THE PLUG END.
Employer Noncompliance
CO
Rezsnyak testified that through visual inspection, he determined that the
ground pin was missing from the end of a flexible cord used to power a floor
mounted fan (Tr. 756, Ex. C-96, page 11).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees told him that the fan was used in the area as
needed to remove hot air or move the air around in the area (Tr.756-57).
Employer Knowledge of the
Violation
CO
Rezsnyak indicated that the condition was in plain view (Tr. 1056). See also
discussion on employer knowledge in instance I, supra.
t) ZYGLO
DIG OUT DEPARTMENT, ZYGLO DIG OUT STATION, ON OR ABOUT 10/8/96: ONE 120 VOLT
VENTILATION FAN WAS WIRED WITH A TWO WIRE CORD.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt ventilation fan wire with a
two-wire cord, without a ground wire (Tr. 757, Ex. C-96, page 12). The fan was
activated via a switch inside the dig out station. He stated that the path to
ground was not continuous (Tr. 1057).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee told him the fan was used daily, as needed
to freshen the air (Tr. 758-59).
Employer Knowledge of the
Violation
See
discussion on employer knowledge in instance I, supra.
u) GREEN
SAND DEPARTMENT, TOP OF SURGE HOPPER, ON OR ABOUT 9/27/96: ONE TROUBLE LIGHT
USED BY EMPLOYEE TO ILLUMINATE HOPPER. PATH TO GROUND WAS NOT PERMANENT AND CONTINUOUS.
Employer Noncompliance
CO
Rezsnyak determined that a trouble light in the green sand department did not
have a permanent and continuous path to ground (Tr. 759). A trouble light is a
light with a metal guard over the bulb (Tr. 1057).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the employees used the light to illuminate the hopper
to determine if sand was flowing properly (Tr. 759-60).
Employer Knowledge of the
Violation
See
discussion on employer knowledge in instance I, supra.
Penalty - Instances I - u
CO
Rezsnyak testified that if an accident were to occur, an employee could be
electrocuted (Tr. 761-62). He classified the severity of this injury as high,
and the probability of such an accident occurring as “lesser.” He recommended
that a penalty of $5,000.00 be assessed. The undersigned finds that a penalty
in the amount of $4,250.00 would be appropriate in light of her findings set
forth in Citation 1, Item 1.
CITATION 1, ITEM 24
29 C.F.R. §1910.30(f)(7)(iii)
“Grounding of equipment”. All non-current-carrying metal parts of portable
equipment and fixed equipment including their associated fences, housings,
enclosures, and supporting structures shall be grounded. However, equipment
which is guarded by location and isolated from ground need not be grounded.
Additionally, pole-mounted distribution apparatus at a height exceeding 8 feet
above ground or grade level need not be grounded.
a) TRANSFORMER
SUBSTATION, ON OR ABOUT 10/9/96: HINGED GATE WAS NOT BONDED TO GROUNDED FENCE
ENCLOSURE OF 12 KV TRANSFORMER SUBSTATION.
Employer Noncompliance
CO
Rezsnyak testified he observed a transformer substation, the hinge gate was not
bonded to the grounded fence enclosure or the 12 kilovolt transformer
substation. He used his continuity tester. He put one alligator clip on the
vertical up right of the gate, and the other on the vertical post of the fence
where the gate was connected (Tr. 765, 1060-61). He determined that an employee
could be energized if there were a short from the transformers that arced over
and energized the fence or gate. If the fence was grounded, and the arcing hit
the gate, if someone were to touch the gate he would create a path to the fence
(Tr. 767-68). A bonding strap was installed as a compliance measure during the
inspection (Tr. Tr. 766, Ex. C-97). CO Rezsnyak testified that there was
galvanizing material on the surface of the fence. He stated that he scraped off
some of this material before he performed his test (Tr. 1065).
Richard
Tucci testified that he built the fence in 1989. He grounded the fence at six
points, as per the “code book.” (Tr. 1371-72). He further testified that he
tested the fence both with and without the bonding strap sometime after CO
Rezsnyak made his determination, and determined that the fence was, in fact,
grounded. He conceded that if the gate had been moved following CO Rezsnyak’s
test, the outcome of the continuity test could be changed. He did not, however,
believe that this may have effected his test (Tr. 1378).
The
undersigned finds that Mr. Tucci’s test, performed after the OSHA inspection,
does not undermine the findings CO Rezsynak’s testing. CO Rezsynak acknowledged
that metal to metal connections indicate grounded connections - path for
current. However, his testing indicated otherwise (Tr. 1063-65). The
undersigned finds that the Secretary has established noncompliance by a
preponderance of evidence.
Employee Access to the
Violative Condition
CO
Rezsnyak determined that employees worked inside the substation as needed(Tr.
767). The hazard was electrocution.
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the Respondent could have determined that the violation
existed. Its electricians have volt/ohm meters and could have done continuity
checks (Tr. 768).
Penalty
CO
Rezsnyak testified that the fence could become energized if a short from the
transformers arced over and energized the fence or the gate (Tr. 757-68). Based
on the hazard of electrocution, he recommended that the item be classified as
serious. He classified the severity of the injury as high, and the probability
of an accident occurring as lesser based on the location of the transformers
from the fence.. He proposed a penalty of $2,500.00 (Tr. 768). The undersigned
finds that a penalty in the amount of $2,125.00 would be appropriate in light
of her findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 25
1910.303(g)(1)(I)
Working clearances. Except as required or permitted elsewhere in this subpart,
the dimension of the working space in the direction of access to live parts
operating at 600 volts or less and likely to require examination, adjustment,
servicing, or maintenance while alive may not be less than indicated in Table
S-1. In addition to the dimensions shown in Table S-1, work space
may not be less than 30 inches wide in front of the electric equipment.
Distances shall be measured from the live parts if they are exposed, or from
the enclosure front or opening if the live parts are enclosed. Concrete, brick,
or tile walls are considered to be grounded. Working space is not required in
back of assemblies such as dead-front switchboards or motor control centers
where there are no renewable or adjustable parts such as fuses or switches on
the back and where all connections are accessible from locations other than the
back.
a) FINISHING
DEPARTMENT, CELL #1, FINISHING LINE, ON OR ABOUT 10/4/96: ONE FLEXIBLE CORD
POWERING A FLUORESCENT LIGHT FIXTURE HAD BEEN PHYSICALLY DAMAGED SO THAT THE
HOT CONDUCTOR WAS NOW EXPOSED TO ACCIDENTAL EMPLOYEE CONTACT.
CO
Rezsynak testified that the damaged section of cord was five feet, nine inches
above the concrete floor and eighteen inches from the plug. The work station
was two feet from the cord which was plugged in (Tr. 771-72). In her
Post-Hearing Memorandum, the Secretary acknowledges that the evidence did not
establish a violation of the cited standard, and moves to amend the cited
standard from the standard that was originally cited and tried before the
undersigned (Secretary’s Post-Hearing Memorandum, p. 86). The Secretary sets forth that there are no new facts being
asserted and that the facts adduced at hearing demonstrate a violation of
§1910.303(g)(1)(I) which requires at least three feet clearance from live parts
of 600 bolts or less to work stations. Respondent argues that it would be
severely prejudiced by such an amendment, and if said amendment were allowed,
Respondent was not provided an opportunity to present available affirmative
defenses under the standard. Furthermore, Respondent argues that it cannot be
said that Respondent expressly or implicitly consent to this amendment.
(Respondent’s Reply Memorandum, p. 9).
FRCP
15(b) permits amendments to pleadings when the issues not raised by the
pleadings are tried by express or implied consent of the parties, they shall be
treated as if they had been raised in the pleadings. . In assessing whether the
pleadings should conform to the proof, the pivotal question is whether
prejudice would result. A party cannot normally show that it suffered prejudice
simply because of a change in its opponent’s legal theory. Instead a party’s
failure to plead an issue it later presented must have disadvantaged its opponent
in presenting its case. New York State Electric & Gas v. Secretary of
Labor, 88 F 3d.) 98 (2d Cir., 1995) [17 BNA OSHC 1650]. Review Commission
precedent has established that it is appropriate under Rule 15(b) to amend a
citation when the parties squarely recognize they are trying an unpleaded
issue, and where they merely add an alternative legal theory but do not alter
the essential factual allegations contained in the citation. A. L.
Baumgartner Construction Inc., 16 BNA OSHC 1995, 1997 (No. 92-1022, 1994); Peavey
Co., 16 BNA OSHC 2022 (No. 89-2836, 1994)(and cases cited therein).
The
undersigned finds that such an amendment causes no prejudice to the Respondent.
The record reveals that the plug was plugged into what the compliance officer
believed to be a standard 120 volt receptacle outlet (Tr. 1067, 1073). There is
no evidence in the record that any outlet was rated above 600 volts.
Respondent’s witnesses have testified that the electrical system at the
worksite was a 440 Delta system or 120 volt system. Additionally, the
Respondent cross-examined the compliance officer about the voltage of this plug
(Tr. 1068). No evidence was presented to rebut his findings. The location of
the cited cord is not disputed. Thus, Respondent’s argument that it has been
deprived of the opportunity of demonstrating that the outlet was above 600
volts is not prejudicial. Respondent also argues that it was not afforded the
opportunity to present evidence that this condition met the “[e]xcept as
required or permitted in this subpart” proviso of the standard.. However, the
Respondent offers no facts which support such an argument, and the
undersigned’s review of the record reveals that this condition met no exception
to the working clearance requirements. Accordingly, the undersigned grants the
Secretary’s motion, and finds that the standard is applicable and noncompliance
has been established.
Employee Exposure
CO
Rezsynak testified that the cord was plugged in and used in the cited condition
(TR. 771-72).
Employer Knowledge
The
condition of the cord was in plain view (Tr. 772).
Penalty
CO
Rezsynak recommended that the item be classified as serious based on the
resultant injury of electric shock, causing electric burns in the second
degree. The severity of injury was medium and the probability was lesser in
light of the location of the cord and the area which was damaged. He
recommended a penalty of $ 2,000.00. (Tr. 772-73). he undersigned finds that a
penalty in the amount of $1,700.00 would be appropriate in light of her
findings set forth in Citation 1, Item 1.
CITATION 1, ITEM 26a
29 C.F.R.
§1910.305(j)(1)(I) Fixtures, lampholders, lamps, rosettes, and
receptacles may have no live parts normally exposed to employee contact.
However, rosettes and cleat-type lampholders and receptacles located at least 8
feet above the floor may have exposed parts.
a) GREEN
SAND DEPARTMENT, TOP OF SURGE HOPPER FOR MULLER, ON OR ABOUT 9/27/96: ONE 120
VOLT LIGHT FIXTURE LOCATED APPROXIMATELY THREE FEET ABOVE WALKWAY/PLATFORM, NO
BULB IN LIGHT SOCKET.
Employer Noncompliance
CO
Rezsnyak testified that he observed a 120 volt light fixture located three feet
above the walkway. There was no bulb in the socket (Tr. 774-75, Ex. C-100, page
1). The fixture was removed by Oberdorfer during the course of the inspection.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the exposed employee goes into the area two or three
times a day to check the hopper. The employee walked past the hazardous
condition. CO Rezsnyak testified that if an employee had a screwdriver in his
pocket, he could contact the light (Tr. 778-79). Earl Wicks testified that in
order to be exposed to an electrical shock, the employee would have to make
contact inside the bulb socket (Tr. 1478).
b) CORE
ROOM, SMALL TOWER OVEN AREA, ON OR ABOUT 9/12/96: ONE ENERGIZED LIGHT FIXTURE
LOCATED APPROXIMATELY 77 INCHES ABOVE WALKWAY, NO BULB IN LIGHT SOCKET.
Employer Noncompliance
CO
Rezsnyak testified that he observed an energized light fixture approximately 77
inches above the walkway (Tr. 775-76, Ex. C-100, page 2). Oberdorfer installed
a bulb in the socket as a compliance measure (Tr. 776).
Employee Access to the
Violative Condition
The
socket was located six feet five inches above the walkway. CO Rezsynak
testified that an employee would come within inches of the fixture when using a
nearby disconnect. He could contact the socket by accidently placing a finger
or a piece of material in the socket. He conceded that an employee would not
normally be exposed (Tr. 779-80, 1077).
c) CORE
ROOM, STAGING AREA, ON OR ABOUT 9/16/96: LIGHT FIXTURE ON CHILL GRINDER BULB
MISSING FROM LIGHT SOCKET.
Employer Noncompliance
CO
Rezsnyak testified that he observed an empty light socket three and one-half
feet above the floor (Tr. 776, Ex. C-100, page 3).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employee used the grinder approximately one hour every
five days (Tr. 780). He conceded that in order to be exposed, and employee
would have the to place a finger or other conductive material into the socket
(Tr. 1078-79).
d) PERMANENT
MOLD DEPARTMENT, CONTROL ROOM FOR CYLINDER HEAD LINE, ON OR ABOUT 9/25/96: ONE
LIGHT FIXTURE ON CHILL GRINDER BULB MISSING FROM LIGHT SOCKET.
Employer Noncompliance
CO
Rezsnyak testified that he observed a light fixture with no bulb approximately
five feet six inches from the floor (Tr. 776-77, Ex. C-100, page 4).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that an employee is in the control room daily, and could
contact the fixture as he shut the door (Tr. 1079). Employee Earl Wicks
testified that in order to contact the socket, an employee would have to pull
back the door and stick his finger in the socket (Tr. 1468).
e) PERMANENT
MOLD DEPARTMENT, WEST WALL BEHIND #5 AND #6 MELTING FURNACES, ON OR ABOUT
9/25/96: ONE FLORESCENT LIGHT FIXTURE HAD A BROKEN BULB CONNECTION EXPOSING AN
ENERGIZED PART (COOPER STRIP) TO EMPLOYEE CONTACT. LIGHT FIXTURE WAS
APPROXIMATELY SIX FEET ABOVE FLOOR.
Employer Noncompliance
CO
Rezsnyak testified that he observed a florescent light fixture with a broken
bulb exposing an energized copper strip to employee contact (Tr. 777, 1079-80,
Ex. C-109, page 5).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that the fixture was approximately six feet off the ground.
Employee Earl Wicks testified that the fixture was approximately eight feet off
the ground (Tr. 1468-69). He testified that an employee would needed a ladder
to contact the fixture (Tr. 1469-70). CO Rezsnyak testified that he was told
that employees carry metal objects through the area that could contact the
metal strip (Tr. 781).
Employer Knowledge
CO
Rezsynak testified that all of the conditions in Item 26a were in plain view
(Tr. 781).
CITATION 1, ITEM 26b
29 C.F.R. §1910.305(J)(1)(I)
Handlamps of the portable type supplied through flexible cords shall be
equipped with a handle of molded composition or other material approved for the
purpose, and a substantial guard shall be attached to the lampholder or the
handle.
a) GREEN
SAND DEPARTMENT, TOP OF MULLER, HEAD PULLEY PLATFORM OF “O” BELT, ON OR ABOUT
9/27/96: PORTABLE HANDLAMPS USED BY EMPLOYEE TO VIEW LEVEL OF SAND IN HOPPER.
Employer Noncompliance
CO
Rezsnyak testified that the portable hand lamp used by employee to check the
level of sand was not equipped with a substantial guard attached to the lamp
holder or handle (Tr. 782-83). A guard was installed during the inspection.
(Tr. 783-85, Ex. C-101).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees hold the lamp in their hands to view the
hopper. He stated that the “affected” employee told him he uses the lamp two or
three times a day (Tr. 785). (The record indicates that this was not a daily
occurrence.) He acknowledged that he did not see the employee use the lamp, but
the employee shown him the cited lamp in response to his inquiry concerning
what he used to view in the hopper (Tr. 1081-82).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the violation was in plain view. (Tr. 786)
The
undersigned finds that the Secretary has failed to establish that employees
were exposed to or could reasonably be predicted to have access to the cited
hazards. The compliance officer’s testimony with regard to employee exposure
was speculative and pure conjecture. Additionally, in light of the location of
the exposed parts - recessed into the sockets - the possibility of employee
contact was so remote as to be inconsequential. The employee who testified had first-hand knowledge of the
conditions and his testimony demonstrated that contact could only be
established by an employee intentionally inserting his finger into the light
bulb sockets or the carrying of tools in some odd manner so that they could be
uniquely manipulated to make contact with the exposed part. These circumstances
would not constitute any normal operating procedures (e.g., Tr. 1076-77,
1467-72). In item 26b, the record establishes that the light was used not used
as frequently as the compliance officer originally believed, and there is no
evidence that if the bulb broke, employees would be in an area where they would
travel pass it so as to be exposed. Furthermore, as indicated in the record,
were the light bulb to break, an employee would be holding the portable light
by the flexible rubber cord which afforded protection from immediate and direct
exposure to the energized filaments of the bulb (Tr. 1082). In view of these
findings these items are Vacated.
CITATION 2, ITEM 1
29 C.F.R. §1910.219(c)(3)
Guarding vertical and inclined shafting. Vertical and inclined shafting seven
(7) feet or less from floor or working platform, excepting maintenance runways,
shall be enclosed with a stationary casing in accordance with requirements of
paragraphs (m) and (o) of this section.
a) METAL
PATTERN SHOP, ON OR ABOUT 9/20/96: ONE EDLUND DRILL PRESS MODEL EB15 SN 2570
HAD AN EXPOSED REVOLVING SHAFT LOCATED AT TEAR OF DRILL PRESS, SHAFT CONNECTED
DRIVE MOTOR TO BELT PULLEY.
Employer Noncompliance
CO
Rezsnyak testified that he observed an Edlin drill press with an exposed
revolving shaft near the rear of the drill press. The shaft connected the drive
motor to the belt pulley (Tr. 787, Ex. C-102). The shaft was located
approximately six feet off the floor and the drill press was six inches from
the painted walkway area (Tr. 788). The drill itself was surrounded by a table,
which spanned at least one foot on either side of the center of the machine
(Tr. 1117-18). The Respondent installed a guard on the shaft during the course
of the inspection (Tr. 789, Ex. C-102, bottom photo).
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employees passed by the condition during the day.
Employees informed him that the drill press was used in the condition he
observed (Tr. 789).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the violation was in plain view (Tr. 793).
Penalty
CO
Rezsnyak testified that any possible injury from the shaft would be
lacerations, an other than serious hazard (Tr. 793, 1120-21). He did not consider
the probability of an accident occurring to be great. As such, no monetary
penalty was assessed (Tr. 793).
CITATION 2, ITEM 2
29 C.F.R. §1910.219(c)(4)
“Projecting shaft ends” -- Projecting shaft ends shall present a smooth edge
and end and shall not project more than one-half the diameter of the shaft
unless guarded by nonrotating caps or safety sleeves.
a) HEAT
TREAT DEPARTMENT, CELL #2 FINISHING LINE, ON OR ABOUT 10/4/96: ACME VERTICAL
SHAFT CUTOFF SAW HAD A PROJECTING SHAFT END WHICH WAS NOT COVERED TO PREVENT
ACCIDENTAL EMPLOYEE CONTACT.
Employer
Noncompliance
CO
Rezsnyak testified that he observed an unguarded projecting squared shaft on
the Acme vertical shaft cut saw (Tr. 794, Ex. C-103). The shaft was one-half inch
thick, and projected two and one-half inches from edge of the machine (Tr.
795). The condition was abated during the inspection (Tr. 796, Ex. C-103,
bottom photo).
Employee Access to
the Violative Condition
CO
Rezsnyak testified that the employee stands approximately twelve inches from
the revolving shaft when operating the saw, and the shaft is located
approximately 52 inches above the operator’s platform. The employee operates
the saw eight hours a day (Tr. 795).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the condition was in plain view. (Tr. 796)
Penalty
CO
Rezsnyak testified that an employee could receive lacerations from the rotating
shaft. However, the shaft moved slowly, and thus, the probability of the
occurrence of an injury was lesser (Tr. 796). He classified the violation as
other than serious, and hence no penalty was assessed (Tr. 796-97).
CITATION 2, ITEM 3
29 C.F.R. §1910.305(g)(2)(ii)
Flexible cords shall be used only in continuous lengths without splice or tap.
Hard service flexible cords No. 12 or larger may be repaired if spliced so that
the splice retains the insulation, outer sheath properties, and usage
characteristics of the cord being spliced.
a) CORE
ROOM, STATION #37, ON OR ABOUT 9/11/96: ONE FLEXIBLE CORD POWERING AN OVERHEAD
LIGHT HAD A SPLICE IN THE CORD APPROXIMATELY 64 INCHES ABOVE THE OPERATOR’S
PLATFORM.
Employer Noncompliance
CO
Rezsnyak testified that he observed a spliced flexible cord powering an
overhead light (Tr. 797). Respondent argues that the Secretary has failed to
show what type of flexible cord was cited. The Secretary has represented that
“as apparent from the photograph in Ex. C-104, the wire was smaller, 14 or 16
gauge”, and thus, the exception for cords No 12 or larger used to power more
that 120-volt fixtures was inapplicable (Secretary’s Post-Hearing Memorandum,
p. 92). The undersigned finds that the record contains no evidence presented by
the Respondent that the that the cited cord came within the exception of the
standard. The undersigned that the photographic evidence and the
testimony of the compliance officer establish by a preponderance of evidence
that the cited standard is applicable and was violated.
Employee Access to the
Violative Condition
CO
Rezsnyak testified that employee were exposed to the condition, in that
workstation number 37 was located near the cord - the splice was approximately
64 inches above the operator’s platform (Tr. 798).
Employer Knowledge of the
Violation
CO
Rezsnyak testified that the violation was in plain view. (Tr. 799)
Penalty
CO
Rezsnyak testified that the possible resultant injury was minimal. As such, the
violation was classified as other than serious and no penalty was proposed (Tr.
799).
FINDINGS OF FACT AND
CONCLUSIONS OF LAW
All
findings of fact and conclusions of law relevant and necessary to a
determination of the contested issues have been found specially and appear in
the decision above. See Rule 52(a) of the Federal Rules of Civil Procedure.
Order
Docket No. 97-469
1. Citation 1, Item 1 is
Affirmed as a serious violation with a penalty of $2,125.00.
2. Citation 1, Item 2 is
Affirmed as a serious violation with a penalty of $2,125.00.
3. Citation 1, Item 3 is
Vacated.
4. Citation 1, Item 4 is
Affirmed as a serious violation with a penalty of $2,125.00.
5. Citation 1, Item 5 is
Affirmed as a serious violation with a penalty of $2,125.00.
6. Citation 1, Item 6 is
Affirmed as a serious violation with a penalty of $1,275.00 ( instance b, the
Baldor grinder No. F579 is vacated).
7. Citation 1, Item 7 is
Vacated.
8. Citation 1, Item 8 is
Affirmed as a serious violation with a penalty of $4,250.00.
9. Citation 1, Item 9 is
Affirmed as a serious violation with a penalty of $2,125.00.
10. Citation 1, Item 10 is
Affirmed as a serious violation with a penalty of $2,125.00.
11. Citation 1, Item 11 is
Affirmed as a serious violation with a penalty of $2,125.00.
12. Citation 1, Items 12a and
12b are Affirmed as serious violations with a penalty of $1,275.00.
13. Citation 2, Item 1 is
Vacated.
14. Citation 3, Item 1 is
Affirmed as an other than serious violation with a penalty of $1,000.00.
15. Citation 3, Item 3 is
Affirmed as an other than serious violation with a penalty of $0.00.
Docket No. 97-470
1. Citation 1, Item 1 is
Affirmed as a serious violation with a penalty of $4,250.00.
2. Citation 1, Item 2 is
Vacated.
3. Citation 1, Item 3 is
Affirmed as a serious violation with a penalty of $2,975.00.
4. Citation 1, Item 4 is
Affirmed as a serious violation with a penalty of $2,125.00.
5. Citation 1, Item 5 is
Affirmed as an other than serious violation with a penalty of $0.00.
6. Citation 1, Item 6 is
Affirmed as a serious violation with a penalty of $2,975.00.
7. Citation 1, Item 7 is
Affirmed as a de minimis violation with no penalty.
8. Citation 1, Item 8 is
Affirmed as an other than serious violation with a penalty of $0.00.
9. Citation 1, Item 9 is
Affirmed as a serious violation with a penalty of $2,125.00.
10. Citation 1, Item 10 is
Affirmed as an other than serious violation with a penalty of $0.00.
11. Citation 1, Item 11 is
Affirmed as a serious violation with a penalty of $1,700.00.
12. Citation 1, Item 12 is
Affirmed as an other than serious violation with a penalty of $0.00.
13. Citation 1, Item 13 is
Affirmed as a serious violation with a penalty of $2,125.00.
14. Citation 14. Citation 1,
Items 14a, 14b and 14c are Affirmed as serious violations with a penalty of
$1,700.00.
15. Citation 1, Item 15 is
Affirmed as a serious violation with a penalty of $1,700.00.
16. Citation 1, Item 16 is
Vacated.
17. Citation 1, Item 17 is
Vacated.
18. Citation 1, Item s 19 and
23, instances a through h are Affirmed as serious violations with a penalty of
$4,250.00.
19. Citation 1, Item 21 is
Affirmed as a serious violation with a penalty of $2,125.00
20. Citation 1, Item 22 is
Affirmed as an other than serious violation with a penalty of $0.00.
21. Citation 1, Item 23,
instances I through u are Affirmed as a serious violation with a penalty of
$4,250.00.
22. Citation 1, Item 24 is
Affirmed as a serious violation with a penalty of $2,125.00.
23. Citation 1, Item 25 is
Affirmed as a serious violation with a penalty of $1,700.00.
23. Citation 1, Items 26a and
26b are Vacated.
24. Citation 2, Item 1 is
Affirmed as an other than serious violation with a penalty of $0.00.
25. Citation 2, Item 2 is
Affirmed as an other than serious violation with a penalty of $0.00.
26. Citation 2, Item 3 is
Affirmed as an other than serious violation with a penalty of $0.00.
/s/
Covette
Rooney
Judge,
OSHRC
Dated: August
6, 1998
Washington.,
D.C.